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          3  

 

          4   BEFORE THE MISSOURI GAMING COMMISSION

                        STATE OF MISSOURI

          5  

 

          6  

 

          7  

 

          8  

                              Meeting

          9              December 3, 2008

                            9:00 a.m.

         10               Central Office

                         3417 Knipp Drive

         11         Jefferson City, Missouri

 

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          1                                   AGENDA

                                                                page

          2   I.    Call to Order                              7:2

 

          3   II.   Minutes

                    A. October 29, 2008                        9:11

          4  

              III.  Brian Logan Recognition                   7:7

          5  

              IV.   Consideration of Hearing Officer

          6         Recommendations -- Katee Porter

                    B.  Sharon Spencer-Drew

          7             1.  Resolution No. 08-107             10:13

                    C.  Pamela S. King

          8             1.  Resolution No. 08-108             16:21

                    D.  Tri L. Nguyen

          9             1.  Resolution No. 08-109             19:7

                    E.  Rashad O. Jones

         10             1.  Resolution No. 08-110             21:3

                    F.  Michael Rolf

         11             1.  Resolution No. 08-111             22:20

                    G.  Anthony Goah

         12             1.  Resolution No. 08-112             24:4

                    H.  Roy C. Hesterberg, Jr.

         13             1.  Resolution No. 08-113       25:12/36:21

                    I.  Monica Garrett

         14             1.  Resolution No. 08-114             35:6

                    J.  Billy Stewart

         15             1.  Resolution No. 08-124             42:14

 

         16   V.    Consideration of Disciplinary Action --

                      Chris Hinckley

         17         K.  Pinnacle Entertainment, Inc.

                        1.  DC-08-807                          44:18

         18  

              VI.   Consideration of Relicensure of

         19         Certain Class B Licensees

                    L.  Ameristar Casino Kansas City, Inc.

         20              * Presentation by Applicant --

                            Chet Koch, GM and Jim Franke GM   48:1

         21              * Presentation by City of

                            Kansas City -- Vincent Gauthier,

         22                 Executive Director of KC Port

                            Authority                          74:3

         23              * Public Comment

                         * Investigative Summary --

         24                 Sergeant Gary Davidson            83:14

                         * Staff Recommendation                87:23

         25              * Resolution No. 08-115              88:1

 

 

 


 

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          1                             AGENDA

                                                               PAGE

          2  

 

          3   VI.   Consideration of Relicensure of

                    Certain Class B Licensees (Cont'd)

          4         M.  Ameristar St. Charles, Inc.

                         * Presentation by Applicant --

          5                Jim Franke, GM                      48:1

                         * Presentation by City of

          6                 St. Charles -- Patti York,

                            Mayor                              78:9

          7              * Public Comment

                         * Investigative Summary --

          8                 Sergeant Gary Davidson            83:14

                         * Staff Recommendation                87:23

          9              * Resolution No. 08-116              88:23

                    N.  Pinnacle President Casino

         10              * Presentation by Applicant --

                            Jerry Riffel and Jack Godfrey     90:2

         11              * Presentation by City of

                            St. Louis -- Rodney Crim          98:5

         12              * Public Comment                      113:13

                         * Investigative Summary --

         13                 Sergeant Dave Leitman             114:17

                         * Staff Recommendation                116:1

         14              * Resolution No. 08-117              116:4

                    L.  Lumiere Place Casino

         15              * Presentation by Applicant --

                            Todd George, Jack Godfrey and

         16                 Jerry Riffel                       117:10

                         * Presentation by City of

         17                 St. Louis -- Rodney Crim

                         * Public Comment                      129:19

         18              * Investigative Summary --

                            Sergeant Steve Akridge            129:23

         19              * Staff Recommendation                131:5

                         * Resolution No. 08-118

         20  

              VII.  Consideration of Relicensure of

         21         Certain Suppliers -- Lt. Rex Scism        134:17

                    P.  Atlantic City Coin & Slot

         22             Service Company, Inc.

                        1.  Resolution No. 08-119

         23         Q.  Western Money Systems

                        1.  Resolution No. 08-120

         24  

 

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          1                         AGENDA (CONT'D)

                                                                 PAGE

          2  

              VIII. Consideration of Licensure of

          3         Certain Supplier                            137:6

                    R.  Gaming Laboratories International,

          4             Inc. -- Sgt. George Hamilton

                        1.  Resolution No. 08-121

          5         S.  Atronic Americas, LLC --

                        Cpl. Jim Bennett

          6             1.  Resolution No. 08-122

 

          7             Statement by James Maida              139:12

 

          8   IX.   Consideration of Licensure of Key Person

                    Business Entity                            143:19

          9         T.  GTECH Corporation -- Cpl. Jim Bennett

                        1.  Resolution No. 08-123

         10         U.  Lottomatica, S.p.A.

                        1.  Resolution No. 08-124

         11         V.  DeAgostini, S.p.A.

                        1.  Resolution No. 08-125

         12         W.  B & D Holdings, di Marco Drago

                        e C. s.a.p.a

         13             1.  Resolution No. 08-126

 

         14             Statement by Luke Orchard              145:15

 

         15   X.    Consideration of Licensure of Certain

                    Level I/Key Applicants                     147:13

         16         X.  Resolution No. 08-127 -- Lt. Rex Scism

 

         17   XI.   Delegation of Authority for Chairman --

                      Gene McNary                              150:23

         18         Y.  Resolution No. 08-128

 

         19   XII.  Consideration of Relicensure of Bingo

                    Manufacturers and Suppliers

         20         Z.  Bingo Suppliers -- Cpl. Mike Finnegan

                        1.  Resolution No. 08-001-B           152:1

         21         AA. Bingo Manufacturers

                        1.  Resolution No. 08-002-B           154:7

         22  

              XIII. Consideration of Licensure of Bingo

         23         Manufacturer

                    BB. Les Entreprises Carosielli, Inc.

         24             d/b/a a Servi Jeux --

                        Cpl. Mike Finnegan

         25             1.  Resolution No. 08-003-B           155:13

 

 

 


 

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          1  

                                    AGENDA (CONT'D)

          2                                                    PAGE

 

          3   XIV.  Presentation by Pinnacle Entertainment,

                    Inc. on River City Casino Project --

          4         Jerry Riffel                               157:5

 

          5         Statement by John Nathan                  161:19

 

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          1  

 

          2              BEFORE THE MISSOURI GAMING COMMISSION

                                   STATE OF MISSOURI

          3  

 

          4  

 

          5  

 

          6  

                                         Meeting

          7                         December 3, 2008

                                       9:00 a.m.

          8                          Central Office

                                    3417 Knipp Drive

          9                    Jefferson City, Missouri

 

         10  

 

         11  

 

         12  

 

         13  

 

         14   COMMISSION MEMBERS PRESENT:

 

         15              Noel J. Shull, Chairman

                         Darryl T. Jones

         16              Samuel J. Hais

                         Larry W. Plunkett, Sr.

         17              Suzanne Bradley

 

         18  

 

         19  

 

         20  

 

         21   Reported by:

              Patricia A. Stewart, RMR, RPR, CCR 401

         22   Midwest Litigation Services

              3432 West Truman Boulevard, Suite 207

         23   Jefferson City, Missouri  65109

              (573) 636-7551

         24  

 

         25  

 

 

 


 

                                                                        7

 

 

 

          1                     P R O C E E D I N G S

 

          2                 CHAIRMAN SHULL:  Good morning.  If I could

 

          3   have your attention, we'd like to go ahead and get

 

          4   started.

 

          5                 First, Mr. McNary is going to make a

 

          6   presentation.

 

          7                 MR. MCNARY:  Mr. Chairman and members of the

 

          8   Commission, as you're aware, the Missouri Gaming

 

          9   Commission is committed to ensuring that unsavory persons

 

         10   and criminals are barred from casinos in the state of

 

         11   Missouri.

 

         12                 To fulfill this mission, we have dusted off

 

         13   the State's exclusion list and started to add names of

 

         14   persons who should be excluded.  Although the wording of

 

         15   the statutes is clear, the process of discovering the

 

         16   names, criminal charges, convictions and related

 

         17   information is difficult and time consuming, to the point

 

         18   that we've been constrained to delay enforcement efforts

 

         19   until an efficient method of identifying these individuals

 

         20   could be established.

 

         21                 Such obstacles did not hinder Corporal Brian

 

         22   Logan whose work ethics and commitment to our mission was

 

         23   exemplary.

 

         24                 He recently provided our Legal Department

 

         25   with a list of all of the persons arrested for gambling

 

 

 


 

                                                                        8

 

 

 

          1   crimes in Missouri casinos since the inception of gambling

 

          2   in our state.  Moreover, he's working with our Legal

 

          3   Department cross-checking the list against court records

 

          4   to identify those convicted of felonies who should be

 

          5   placed on the exclusion list.

 

          6                 His initiatives will ensure that convicted

 

          7   gambling cheats and felons will forever be barred from

 

          8   gambling in Missouri casinos.

 

          9                 We congratulate and commend Corporal Logan

 

         10   for his distinguished service in ensuring the integrity of

 

         11   commercial gaming in the state of Missouri.

 

         12                 I'd like for him to come forward and receive

 

         13   this plaque.

 

         14                 You know, we've been talking about him for

 

         15   two or three meetings, and finally here he is in the

 

         16   flesh.  And when we started, he was a trooper.  Now he's a

 

         17   corporal.

 

         18                 Congratulations.  Job well done.

 

         19                 CORPORAL LOGAN:  Thank you.

 

         20                 MR. MCNARY:  Good going.

 

         21                 CHAIRMAN SHULL:  All right.

 

         22                 Let's go ahead and proceed.

 

         23                 Call the roll, please.

 

         24                 MS. FRANKS:  Chairman Shull.

 

         25                 CHAIRMAN SHULL:  Present.

 

 

 


 

                                                                        9

 

 

 

          1                 MS. FRANKS:  Commissioner Jones.

 

          2                 COMMISSIONER JONES:  Present.

 

          3                 MS. FRANKS:  Commissioner Hais.

 

          4                 COMMISSIONER HAIS:  Present.

 

          5                 MS. FRANKS:  Commissioner Plunkett.

 

          6                 COMMISSIONER PLUNKETT:  Present.

 

          7                 MS. FRANKS:  Commissioner Bradley.

 

          8                 (No response.)

 

          9                 CHAIRMAN SHULL:  She will be here

 

         10   momentarily.

 

         11                 The first order is to go ahead and approve

 

         12   the minutes of the last meeting.

 

         13                 Is there a motion?

 

         14                 COMMISSIONER HAIS:  Mr. Chairman, I move to

 

         15   approve the minutes of the previous meeting.

 

         16                 COMMISSIONER JONES:  Second.

 

         17                 CHAIRMAN SHULL:  Is there any further

 

         18   discussion?

 

         19                 Hearing none, call the roll, please.

 

         20                 MS. FRANKS:  Chairman Shull.

 

         21                 CHAIRMAN SHULL:  Approve.

 

         22                 MS. FRANKS:  Commissioner Jones.

 

         23                 COMMISSIONER JONES:  Approve.

 

         24                 MS. FRANKS:  Commissioner Hais.

 

         25                 COMMISSIONER HAIS:  Approve.

 

 

 


 

                                                                       10

 

 

 

          1                 MS. FRANKS:  Commissioner Plunkett.

 

          2                 COMMISSIONER PLUNKETT:  Approve.

 

          3                 MS. FRANKS:  By your vote you've adopted the

 

          4   minutes of the October 29, 2008 meeting.

 

          5                 CHAIRMAN SHULL:  The next order of business

 

          6   will be handled by Mr. McNary on the consideration of

 

          7   hearing officer recommendations.

 

          8                 MR. MCNARY:  Mr. Chairman, Hearing Officer

 

          9   Katee Porter is here and will present all of the items

 

         10   under Agenda Item IV.

 

         11                 MS. PORTER:  Good morning all.

 

         12                 CHAIRMAN/COMMISSIONERS:  Good morning.

 

         13                 MS. PORTER:  Okay.  According to the agenda

 

         14   we're going to start with the Sharon Spencer-Drew case

 

         15   first.  That's Case No. 07-175.

 

         16                 This case involved her responses to an

 

         17   audit.  She is the Regulatory Compliance Manager aboard

 

         18   the Mardi Gras in Kansas City.

 

         19                 An audit by the Gaming Commission on

 

         20   April 18th of 2006 revealed that four of fifteen KIOSK

 

         21   redemption machines had one or more doors that failed to

 

         22   detect or report the door opening to the alarm system.

 

         23   That resulted in an error rate for the KIOSK of

 

         24   26.6 percent.

 

         25                 That same audit also showed a problem that

 

 

 


 

                                                                       11

 

 

 

          1   revealed there were five of fifteen redemption KIOSK

 

          2   machines that had tower lights that did not flash when

 

          3   those machine doors were open.  That resulted in an error

 

          4   rate for the KIOSK of 33.3 percent.

 

          5                 The audit findings were sent to

 

          6   Ms. Spencer-Drew on December 26th of '06, and she e-mailed

 

          7   responses to those audit findings on January 10th of 2007,

 

          8   wherein she replied that all KIOSKS had been checked to

 

          9   ensure that the alarm system is properly functioning

 

         10   whenever any doors are opened.

 

         11                 Door alarms will be checked on a biweekly

 

         12   basis while preventative maintenance is being performed,

 

         13   and all tower lights have been checked to ensure they're

 

         14   properly functioning.  Tower lights will be checked on a

 

         15   biweekly basis while preventative maintenance is being

 

         16   performed.

 

         17                 In preparing her responses, the evidence

 

         18   showed that Ms. Spencer-Drew relied upon the answers of

 

         19   the various department heads in preparing those responses.

 

         20   She did not conduct any independent review to confirm the

 

         21   information that she was provided by the department heads.

 

         22                 There was a followup audit conducted on

 

         23   March 20th, 2007 which revealed that some of the same

 

         24   problems existed, specifically, that two of the KIOSKS

 

         25   still were not functioning properly and that the five

 

 

 


 

                                                                       12

 

 

 

          1   KIOSKS that had nonfunctioning tower lights were still not

 

          2   functioning properly.

 

          3                 They also reviewed the maintenance entry

 

          4   access log, and those did not show that the biweekly

 

          5   testing had been performed as had been indicated in the

 

          6   responses that such testing would be done.

 

          7                 The Gaming Commission sent a preliminary

 

          8   order for discipline to Ms. Spencer-Drew which proposed a

 

          9   penalty of three consecutive calendar days of her license.

 

         10                 Basically, in hearing the evidence of this

 

         11   case, it's clear that she has at least some responsibility

 

         12   for the material in her responses.  She did not do any

 

         13   followup to make sure that her responses actually were

 

         14   accurate, and I feel that that is a problem that needs to

 

         15   be addressed, and I think that she has at least some

 

         16   responsibility to confirm the accuracy of the information

 

         17   that she provides to the Gaming Commission.

 

         18                 There was not any evidence that anyone else

 

         19   either down beneath her, the department heads underneath

 

         20   her, or anyone above her was disciplined regarding this

 

         21   particular situation, and I feel that she is at least

 

         22   partially to blame, but there probably were other people

 

         23   up and down the line that should also have been

 

         24   investigated and taken some responsibility for this.

 

         25                 Because it didn't appear that it was solely

 

 

 


 

                                                                       13

 

 

 

          1   her responsibility, I felt that the proposed punishment

 

          2   was actually a little bit harsh, and I actually

 

          3   recommended she be reprimanded for this particular

 

          4   incident and basically place her on notice that she needs

 

          5   to take more responsibility in confirming anything that

 

          6   she actually sends to the Gaming Commission in her audit

 

          7   responses.

 

          8                 CHAIRMAN SHULL:  Are there any questions for

 

          9   Ms. Porter?

 

         10                 (Commissioner Bradley enters the room.)

 

         11                 CHAIRMAN SHULL:  Is Sharon Spencer-Drew here

 

         12   and would she care to speak?

 

         13                 MS. SPENCER-DREW:  Thank you, Commissioners.

 

         14   I appreciate the time.

 

         15                 In doing my job, I take my job very

 

         16   seriously, and I truly believe the action that I took in

 

         17   preparing the audit responses were correct.

 

         18                 I relied very strongly on the department

 

         19   heads that run the department that are responsible for

 

         20   performing the functions to provide the feedback to me,

 

         21   that I then consolidate and prepare the audit responses.

 

         22                 I had multiple conversations with the casino

 

         23   controller who was the department head that was

 

         24   responsible for the KIOSK working and had no indication

 

         25   that the corrected measures had not been taken.

 

 

 


 

                                                                       14

 

 

 

          1                 Further investigation after the second

 

          2   audit, in digging into it deeper, there was some definite

 

          3   flaws that had been identified in the process that they

 

          4   were doing, but nothing was -- I don't feel there was

 

          5   negligence on my part in my responsibility preparing the

 

          6   audit responses.

 

          7                 I do request on the Commission's behalf that

 

          8   I feel I did my job properly and to the fullest extent for

 

          9   preparing audit responses, and I would request that this

 

         10   be dismissed.

 

         11                 Alternately, the language that the hearing

 

         12   officer has proposed has the word "grossly negligent" in

 

         13   it, and I don't care for that.  I don't feel I was grossly

 

         14   negligent.  And I would request if you do decide to uphold

 

         15   the recommendation of the hearing officer, that that

 

         16   language be changed, please.

 

         17                 CHAIRMAN SHULL:  What is your policy now?

 

         18                 Are you confirming that action has been

 

         19   taken on the recommendation -- or the violations?

 

         20                 MS. SPENCER-DREW:  When we do audit

 

         21   followups with a department, I go to the department heads

 

         22   and ask them for documentation of what they have done.

 

         23                 Based upon our initial responses that we had

 

         24   prepared, we stated that they would conduct the alarm

 

         25   testing when they did the preventative maintenance.

 

 

 


 

                                                                       15

 

 

 

          1                 The technician had been in the units doing

 

          2   preventative maintenance.  There just was not clear

 

          3   language that stated I'm conducting preventative

 

          4   maintenance or I'm conducting alarm testing.

 

          5                 Again, what we later learned was that there

 

          6   were flaws in their testing mechanisms and there were some

 

          7   processes that we definitely had to change.

 

          8                 What I have learned from this point -- or

 

          9   from this situation is I have to dig a little deeper to

 

         10   protect the company, protect the Gaming Commission and

 

         11   protect our assets.

 

         12                 CHAIRMAN SHULL:  Are there other questions?

 

         13                 Thank you.

 

         14                 COMMISSIONER HAIS:  Mr. Chairman, if I may.

 

         15                 The resolution then before us is 08-107,

 

         16   which is your recommendation.  Correct?

 

         17                 MS. PORTER:  That is correct.  That is my

 

         18   recommendation.

 

         19                 COMMISSIONER HAIS:  I would move the

 

         20   adoption of Resolution 08-107.

 

         21                 COMMISSIONER JONES:  Second.

 

         22                 CHAIRMAN SHULL:  A motion is made and

 

         23   seconded.

 

         24                 Is there further discussion?

 

         25                 Hearing none, call the roll, please.

 

 

 


 

                                                                       16

 

 

 

          1                 MS. FRANKS:  Chairman Shull.

 

          2                 CHAIRMAN SHULL:  Approve.

 

          3                 MS. FRANKS:  Commissioner Jones.

 

          4                 COMMISSIONER JONES:  Approve.

 

          5                 MS. FRANKS:  Commissioner Hais.

 

          6                 COMMISSIONER HAIS:  Approve.

 

          7                 MS. FRANKS:  Commissioner Plunkett.

 

          8                 COMMISSIONER PLUNKETT:  Approve.

 

          9                 MS. FRANKS:  Commissioner Bradley.

 

         10                 COMMISSIONER BRADLEY:  Approve.

 

         11                 And may I say on the record, No. 1, I

 

         12   apologize.  I'm a few minutes late.  But, No. 2, so I

 

         13   wouldn't be disruptive I stood in the hallway.

 

         14                 I did want Sharon to understand that I did

 

         15   hear the remarks of Mrs. Porter and I had reviewed

 

         16   everything.  So as I vote to approve this, it's based on the

 

         17   information that I have read and that I have heard.

 

         18                 Thank you.

 

         19                 MS. FRANKS:  By your vote you've adopted

 

         20   Resolution No. 08-107.

 

         21                 MS. PORTER:  The second case is Pamela S.

 

         22   King.  It's Case No. 07-224.

 

         23                 Ms. King was a holder of a Level II

 

         24   occupational license for employment as a dealer on the

 

         25   Mardi Gras.

 

 

 


 

                                                                       17

 

 

 

          1                 This particular case involves failing to

 

          2   disclose an arrest for misdemeanor stealing while she was

 

          3   currently a holder of a license.

 

          4                 During her employment she was arrested at a

 

          5   Wal-Mart store.  She had taken -- paid for some items, had

 

          6   taken some items outside, supposedly was waiting for her

 

          7   mother to come pay for the rest of them.

 

          8                 She presented evidence that she had

 

          9   supposedly gotten permission to go past the last point of

 

         10   exit to pay for the items from a greeter, which the police

 

         11   officer could not find.  So he went ahead and wrote her a

 

         12   ticket for stealing $163.75 worth of merchandise from

 

         13   Wal-Mart.

 

         14                 There are inconsistencies in the testimony

 

         15   that she provided regarding the dates and whether or not

 

         16   she actually disclosed this arrest to the Gaming

 

         17   Commission.

 

         18                 I've outlined the inconsistencies in the

 

         19   report, basically that the dates didn't match up, and I

 

         20   felt that she had actually came with a document to the

 

         21   hearing that I felt wasn't the original document that she

 

         22   may or may not have submitted to her employment there on

 

         23   the boat.

 

         24                 I didn't feel that her testimony was

 

         25   credible that she actually did, in fact, report this

 

 

 


 

                                                                       18

 

 

 

          1   arrest.  There was nothing in the file, no document in her

 

          2   employment file, that showed where she had actually

 

          3   reported this.

 

          4                 Based on the fact that she didn't report and

 

          5   the fact that it was actually a stealing charge, I do

 

          6   agree with the Gaming Commission's recommendation that her

 

          7   license be revoked.

 

          8                 CHAIRMAN SHULL:  Are there any questions for

 

          9   Ms. Porter?

 

         10                 Is Pamela King here and would she care to

 

         11   speak?

 

         12                 Is there a motion?

 

         13                 COMMISSIONER PLUNKETT:  I make a motion we

 

         14   adopt Resolution 08-108.

 

         15                 COMMISSIONER HAIS:  Second.

 

         16                 CHAIRMAN SHULL:  A motion is made and

 

         17   seconded.

 

         18                 Is there further discussion?

 

         19                 Hearing none, call the roll, please.

 

         20                 MS. FRANKS:  Chairman Shull.

 

         21                 CHAIRMAN SHULL:  Approve.

 

         22                 MS. FRANKS:  Commissioner Jones.

 

         23                 COMMISSIONER JONES:  Approve.

 

         24                 MS. FRANKS:  Commissioner Hais.

 

         25                 COMMISSIONER HAIS:  Approve.

 

 

 


 

                                                                       19

 

 

 

          1                 MS. FRANKS:  Commissioner Plunkett.

 

          2                 COMMISSIONER PLUNKETT:  Approve.

 

          3                 MS. FRANKS:  Commissioner Bradley.

 

          4                 COMMISSIONER BRADLEY:  Approve.

 

          5                 MS. FRANKS:  By your vote you've adopted

 

          6   Resolution No. 08-108.

 

          7                 MS. PORTER:  The third case is Tri Nguyen.

 

          8   It's N-g-u-y-e-n.  It's Case No. 08-144.

 

          9                 Mr. Nguyen is a holder of a Level II gaming

 

         10   license.  He actually had placed himself on the

 

         11   Disassociated Persons List and then he was caught

 

         12   trespassing at Harrah's North Kansas City after placing

 

         13   himself on the DAP list.

 

         14                 He was actually on the gaming floor at a

 

         15   mini baccarat table.  One of the employees that goes

 

         16   around and asks if she can rank people asked for his ID.

 

         17   He actually presented someone else's license.  It didn't

 

         18   have his picture.  One of the other employees recognized

 

         19   him as he had been a former employee of that particular

 

         20   casino.

 

         21                 They checked the DAP list and did confirm

 

         22   that the person that was on the gaming floor was actually

 

         23   Mr. Nguyen.  He was not supposed to be there, and he had

 

         24   actually presented false identification.  He was issued a

 

         25   citation for misdemeanor trespassing.

 

 

 


 

                                                                       20

 

 

 

          1                 The Gaming Commission's recommendation was

 

          2   that his license be revoked, and I do agree with that

 

          3   recommendation.

 

          4                 CHAIRMAN SHULL:  Are there any questions for

 

          5   Ms. Porter?

 

          6                 Is Mr. Nguyen here and would he care to

 

          7   speak?

 

          8                 Is there a motion?

 

          9                 COMMISSIONER JONES:  I move for the adoption

 

         10   of Resolution 08-109.

 

         11                 COMMISSIONER BRADLEY:  Second.

 

         12                 CHAIRMAN SHULL:  A motion is made and

 

         13   seconded.

 

         14                 Is there further discussion?

 

         15                 Hearing none, call the roll, please.

 

         16                 MS. FRANKS:  Chairman Shull.

 

         17                 CHAIRMAN SHULL:  Approve.

 

         18                 MS. FRANKS:  Commissioner Jones.

 

         19                 COMMISSIONER JONES:  Approve.

 

         20                 MS. FRANKS:  Commissioner Hais.

 

         21                 COMMISSIONER HAIS:  Approve.

 

         22                 MS. FRANKS:  Commissioner Plunkett.

 

         23                 COMMISSIONER PLUNKETT:  Approve.

 

         24                 MS. FRANKS:  Commissioner Bradley.

 

         25                 COMMISSIONER BRADLEY:  Approve.

 

 

 


 

                                                                       21

 

 

 

          1                 MS. FRANKS:  By your vote you've adopted

 

          2   Resolution 08-109.

 

          3                 MS. PORTER:  The next case is Rashad O.

 

          4   Jones, Case No. 08-500.

 

          5                 Mr. Jones applied for a Level II license.

 

          6   He failed to disclose the fact that he actually had been

 

          7   arrested.  He had an arrest on February 15th of 2007 by

 

          8   the Kansas City Police Department for a felony charge of

 

          9   tampering with a motor vehicle.  There was also a second

 

         10   arrest on June 3rd of 2007 for a DWI alcohol.

 

         11                 When Mr. Jones was reinterviewed and these

 

         12   arrests were brought to his attention, he initially denied

 

         13   knowing about them and then he later recalled a few

 

         14   details which he relayed to the investigator.

 

         15                 As for the DWI arrest, Mr. Jones said he

 

         16   didn't think he had to list that on the application

 

         17   because the charges were still pending.

 

         18                 The Gaming Commission's recommendation is

 

         19   denying a license to Mr. Jones, and based on the facts, I

 

         20   agree with that recommendation.

 

         21                 CHAIRMAN SHULL:  Are there any questions for

 

         22   Ms. Porter?

 

         23                 Is Mr. Jones here and would he care to

 

         24   speak?

 

         25                 Is there a motion?

 

 

 


 

                                                                       22

 

 

 

          1                 COMMISSIONER HAIS:  I move the adoption of

 

          2   Commission Resolution 08-110.

 

          3                 COMMISSIONER PLUNKETT:  Second.

 

          4                 CHAIRMAN SHULL:  A motion is made and

 

          5   seconded.

 

          6                 Is there further discussion?

 

          7                 Hearing none, call the roll, please.

 

          8                 MS. FRANKS:  Chairman Shull.

 

          9                 CHAIRMAN SHULL:  Approve.

 

         10                 MS. FRANKS:  Commissioner Jones.

 

         11                 COMMISSIONER JONES:  Approve.

 

         12                 MS. FRANKS:  Commissioner Hais.

 

         13                 COMMISSIONER HAIS:  Approve.

 

         14                 MS. FRANKS:  Commissioner Plunkett.

 

         15                 COMMISSIONER PLUNKETT:  Approve.

 

         16                 MS. FRANKS:  Commissioner Bradley.

 

         17                 COMMISSIONER BRADLEY:  Approve.

 

         18                 MS. FRANKS:  By your vote you've adopted

 

         19   Resolution No. 08-110.

 

         20                 MS. PORTER:  The next case is Michael Rolf,

 

         21   08-509.  Mr. Rolf applied for a Level II license.  His

 

         22   application was denied because he failed to disclose

 

         23   felony convictions.  He failed to disclose five felony

 

         24   convictions, two felony counts of possession of a

 

         25   controlled substance in 1990, three counts of felony

 

 

 


 

                                                                       23

 

 

 

          1   distributing, dealing and manufacturing of a controlled

 

          2   substance in 1999.

 

          3                 The Gaming Commission recommended denial of

 

          4   the license to Mr. Rolf, and I agree with that

 

          5   recommendation.

 

          6                 CHAIRMAN SHULL:  Are there questions for

 

          7   Ms. Porter?

 

          8                 Is Mr. Rolf here and would he care to speak?

 

          9                 Is there a motion?

 

         10                 COMMISSIONER BRADLEY:  Motion to approve

 

         11   Commission Resolution No. 08-111.

 

         12                 COMMISSIONER JONES:  Second.

 

         13                 CHAIRMAN SHULL:  A motion is made and

 

         14   seconded.

 

         15                 Is there further discussion?

 

         16                 Hearing none, call the roll, please.

 

         17                 MS. FRANKS:  Chairman Shull.

 

         18                 CHAIRMAN SHULL:  Approve.

 

         19                 MS. FRANKS:  Commissioner Jones.

 

         20                 COMMISSIONER JONES:  Approve.

 

         21                 MS. FRANKS:  Commissioner Hais.

 

         22                 COMMISSIONER HAIS:  Approve.

 

         23                 MS. FRANKS:  Commissioner Plunkett.

 

         24                 COMMISSIONER PLUNKETT:  Approve.

 

         25                 MS. FRANKS:  Commissioner Bradley.

 

 

 


 

                                                                       24

 

 

 

          1                 COMMISSIONER BRADLEY:  Approve.

 

          2                 MS. FRANKS:  By your vote you've adopted

 

          3   Resolution No. 08-111.

 

          4                 MS. PORTER:  The next case is Anthony Goah,

 

          5   G-o-a-h, Case No. 08-510.

 

          6                 Mr. Goah applied for a Level II license.  He

 

          7   failed to disclose a disqualifying misdemeanor stealing

 

          8   conviction and three arrests which resulted in six

 

          9   charges.  The misdemeanor stealing conviction was

 

         10   originally a felony forgery charge.

 

         11                 Mr. Goah failed to disclose any of these on

 

         12   his application, and the Gaming Commission recommended

 

         13   denial of his license.  I concur with that recommendation.

 

         14                 CHAIRMAN SHULL:  Are there any questions for

 

         15   Ms. Porter?

 

         16                 Is Mr. Goah here and would he care to speak?

 

         17                 Is there a motion?

 

         18                 COMMISSIONER JONES:  I move for adoption of

 

         19   Resolution No. 08-112.

 

         20                 COMMISSIONER PLUNKETT:  Second.

 

         21                 CHAIRMAN SHULL:  A motion is made and

 

         22   seconded.

 

         23                 Is there further discussion?

 

         24                 Call the roll, please.

 

         25                 MS. FRANKS:  Chairman Shull.

 

 

 


 

                                                                       25

 

 

 

          1                 CHAIRMAN SHULL:  Approve.

 

          2                 MS. FRANKS:  Commissioner Jones.

 

          3                 COMMISSIONER JONES:  Approve.

 

          4                 MS. FRANKS:  Commissioner Hais.

 

          5                 COMMISSIONER HAIS:  Approve.

 

          6                 MS. FRANKS:  Commissioner Plunkett.

 

          7                 COMMISSIONER PLUNKETT:  Approve.

 

          8                 MS. FRANKS:  Commissioner Bradley.

 

          9                 COMMISSIONER BRADLEY:  Approve.

 

         10                 MS. FRANKS:  By your vote you've adopted

 

         11   Resolution No. 08-112.

 

         12                 MS. PORTER:  The next case is Roy Clifford

 

         13   Hesterberg, Jr., Case No. 08-513.

 

         14                 Mr. Hesterberg applied for a Level II

 

         15   license.  On his application to Question 14A, which

 

         16   requires applicants to list all arrests, he listed an

 

         17   arrest for carrying a concealed weapon issued out of

 

         18   Warrenton, Missouri in 1991 or 1993.  He wasn't sure which

 

         19   at the time.

 

         20                 He stated that he received a suspended

 

         21   imposition of sentence with probation regarding that

 

         22   particular charge.

 

         23                 The investigator obtained court records

 

         24   regarding that incident, which actually occurred on

 

         25   April 7th of 1993, where Mr. Hesterberg pled guilty to a

 

 

 


 

                                                                       26

 

 

 

          1   felony charge of unlawful use of a weapon.

 

          2                 He did, in fact, receive the imposition of

 

          3   sentence, with a term of probation for five years.  He was

 

          4   granted early discharge from probation after only one

 

          5   year.

 

          6                 There was no evidence presented that

 

          7   Mr. Hesterberg had been in any trouble since the 1993

 

          8   incident.

 

          9                 This is a little different recommendation

 

         10   coming from the hearing officer probably.

 

         11                 There was some question on Statute

 

         12   Section 313.812.8 that revolved around the definition of

 

         13   nongaming-related occupations.

 

         14                 Mr. Hesterberg applied as a security

 

         15   officer/an EMT, and there wasn't any clear evidence as to

 

         16   whether or not that was a technical nongaming-related

 

         17   occupation which would be an exemption or at least would

 

         18   allow the Commission to actually make an exception and go

 

         19   ahead and grant Mr. Hesterberg a license.

 

         20                 So instead of outright making the decision,

 

         21   I felt that the Commission should be made aware of this

 

         22   particular section and have some discussion on whether or

 

         23   not they believed a security officer/an EMT position is

 

         24   actually a nongaming-related occupation, which could then

 

         25   give you the discretion to allow Mr. Hesterberg to go

 

 

 


 

                                                                       27

 

 

 

          1   ahead and be given a license despite his arrest and

 

          2   conviction.

 

          3                 CHAIRMAN SHULL:  Are there any questions for

 

          4   Ms. Porter?

 

          5                 COMMISSIONER JONES:  Ms. Porter, explain to

 

          6   me, I guess -- or give me an example of a nongaming

 

          7   position.

 

          8                 MS. PORTER:  In some of the casino

 

          9   locations, they actually have bars where they're not on

 

         10   the gaming floors.  So if someone came and had a drink at

 

         11   that bar, they aren't on the gaming floor, wouldn't have

 

         12   had to go through the gaming floor to come to that place.

 

         13                 So perhaps the bartenders or waitresses in

 

         14   that location wouldn't actually have to have, like, a

 

         15   Level II license or a license at all as far as the Gaming

 

         16   Commission is concerned.

 

         17                 COMMISSIONER JONES:  So am I to understand

 

         18   that anyone that is on the gaming floor -- and I think

 

         19   this is -- anyone that's on the gaming floor is considered

 

         20   a gaming -- has to have a gaming license if you're on that

 

         21   gaming floor?  If you have to go on the gaming floor, you

 

         22   have to have a license?

 

         23                 MS. PORTER:  I think that's probably a fair

 

         24   interpretation.

 

         25                 Basically there is one of the CSRs,

 

 

 


 

                                                                       28

 

 

 

          1   11 CSR 45-4.400, Subsection 3 -- or Section 3,

 

          2   Subsection A, talks about Occupational License Level II

 

          3   includes any of the following positions that are not

 

          4   required to hold an Occupational License Level I.

 

          5                 And Subsection A defines that as any

 

          6   position within a Missouri riverboat gaming operation that

 

          7   would require the holder to have access to the excursion

 

          8   gambling boat to perform his or her function or duties.

 

          9                 So theoretically you could argue that if he

 

         10   is an EMT and someone had a heart attack on the gaming

 

         11   floor, yes, he would have to go to the gaming floor to

 

         12   perform his duty.

 

         13                 COMMISSIONER JONES:  Okay.

 

         14                 MS. PORTER:  But as far as actually finding

 

         15   a specific definition for nongaming occupations, I was not

 

         16   privy to any evidence supporting that one way or the other

 

         17   and did not find any on my independent research of the

 

         18   law.

 

         19                 COMMISSIONER HAIS:  If I may inquire,

 

         20   please, or, Chris, whoever wants to, just -- pardon me.

 

         21   This is a stupid question.

 

         22                 But Resolution 08-113, in paragraph 4 says,

 

         23   by doing so approves the Level II occupational license of

 

         24   Hesterberg.

 

         25                 This is recommending that he get the

 

 

 


 

                                                                       29

 

 

 

          1   license.  You indicated that we decide.  Is that -- that's

 

          2   different than this.

 

          3                 MS. PORTER:  I have not actually seen the

 

          4   resolution itself.  They don't provide me with copies of

 

          5   those, so I can't speak to that.

 

          6                 COMMISSIONER HAIS:  Sorry.  But that's what

 

          7   it says.

 

          8                 MR. HINCKLEY:  Correct, Commissioner.  The

 

          9   Commission will generally just --

 

         10                 COMMISSIONER HAIS:  If we want to approve

 

         11   this, we can just --

 

         12                 MR. HINCKLEY:  Correct.  For the sake of --

 

         13   for the majority of hearing officer findings, for the sake

 

         14   of saving work, we'll generally prepare a resolution

 

         15   that's consistent with her recommended findings, but with

 

         16   the idea that it's always open for -- obviously for the

 

         17   Commissioners to reject that and adopt a different way.

 

         18                 COMMISSIONER HAIS:  Okay.  Thank you.

 

         19                 COMMISSIONER BRADLEY:  Chris, can I ask you

 

         20   another question?

 

         21                 Has this come up before?  Have we had to

 

         22   interpret this before, what is gaming and what is

 

         23   nongaming?  Is this an issue that we need to address?

 

         24                 MR. HINCKLEY:  It's never come up before,

 

         25   and it may be simply an oversight on my part for not

 

 

 


 

                                                                       30

 

 

 

          1   pointing out some of the very basic, often overlooked,

 

          2   kind of practices, in that when you apply for a gaming

 

          3   license, you are applying for a gaming-related position.

 

          4                 And sometimes, I guess, in doing this for,

 

          5   you know, a little bit, I pass over the fact of pointing

 

          6   that out to the hearing officer because of, I guess, a

 

          7   presumption on my part that they understand that.

 

          8                 But there is some -- obviously within the

 

          9   statute some interpretation to allow for nongaming-

 

         10   related positions to have -- or to be exempted from this.

 

         11                 But if you read it, if the person is

 

         12   applying for a gaming license, they -- you know, that they

 

         13   can't have a felony conviction.

 

         14                 So the only real exception here in this part

 

         15   of the statute is for -- is to allow licensees to contract

 

         16   with felons, not necessarily for gaming licensees to be

 

         17   exempted from that position -- or from that situation.

 

         18                 COMMISSIONER BRADLEY:  So there is a

 

         19   question of whether or not they need to have a gaming

 

         20   license, need to be licensed?

 

         21                 MR. HINCKLEY:  Correct.  Because, like, if

 

         22   the gaming licensee does not necessarily need -- it's not

 

         23   gaming related, they don't need to have a gaming license,

 

         24   but they will be employed or contracted by a licensee.

 

         25                 And the section here says they shall not

 

 

 


 

                                                                       31

 

 

 

          1   employ people that -- employ or contract with people that

 

          2   have been convicted of a felony.

 

          3                 So that is actually what I believe the

 

          4   exemption to pertain to, the employment or contracting

 

          5   with a felon.

 

          6                 There is no way around the fact that gaming-

 

          7   related occupations cannot have that.  There is no way to

 

          8   find that a gaming-related position is nongaming.

 

          9                 It's confusing.  I apologize.

 

         10                 COMMISSIONER BRADLEY:  It's very confusing.

 

         11                 MS. PORTER:  I think, too, it just gives you

 

         12   the discretion.  I don't think that it mandates you to go

 

         13   ahead and give someone a license.  It just I think in some

 

         14   cases just allows you to examine the case and not have to

 

         15   do an automatic denial.

 

         16                 CHAIRMAN SHULL:  Is Mr. Hesterberg here and

 

         17   would he care to speak?

 

         18                 MR. HESTERBERG:  Good morning.

 

         19                 CHAIRMAN/COMMISSIONERS:  Good morning.

 

         20                 MR. HESTERBERG:  I would just like to point

 

         21   out that this incident occurred approximately 15 years

 

         22   ago, and I have not had any trouble since this incident.

 

         23   And, in fact, I have, I believe, proven myself as far as

 

         24   my education and commitment to emergency medical services,

 

         25   as well as the prior service.

 

 

 


 

                                                                       32

 

 

 

          1                 CHAIRMAN SHULL:  Are there any questions for

 

          2   Mr. Hesterberg?

 

          3                 COMMISSIONER BRADLEY:  I will ask:  You did

 

          4   disclose this information upon your application.  Correct?

 

          5                 MR. HESTERBERG:  That is correct.

 

          6                 COMMISSIONER HAIS:  Counselor, just to

 

          7   clarify:  You indicated when you recited the circumstances

 

          8   that he did disclose that he was arrested and that he

 

          9   pleaded to the charge and -- although he got the charge

 

         10   wrong, I think.  Right?  Is that --

 

         11                 MS. PORTER:  He listed it as carrying a

 

         12   concealed weapon, and the ultimate charge he pled to was

 

         13   unlawful use of a weapon.

 

         14                 COMMISSIONER HAIS:  All right.  And he also

 

         15   got wrong the disposition?

 

         16                 MS. PORTER:  No.  He said he got a suspended

 

         17   imposition of sentence and probation.

 

         18                 COMMISSIONER HAIS:  Oh.  I thought you said

 

         19   he received a conviction.

 

         20                 MS. PORTER:  He pled guilty to, I think is

 

         21   the word I used.  I don't know that I ever used

 

         22   conviction, because it's an SIS.

 

         23                 COMMISSIONER HAIS:  But he received a

 

         24   sentence that was suspended?

 

         25                 MS. PORTER:  Correct.

 

 

 


 

                                                                       33

 

 

 

          1                 COMMISSIONER HAIS:  That's a suspended

 

          2   execution of sentence?

 

          3                 MS. PORTER:  No.  He received a suspended

 

          4   imposition of sentence, an SIS.

 

          5                 COMMISSIONER HAIS:  Was there a term that

 

          6   was imposed?

 

          7                 MS. PORTER:  Five years, and then he was

 

          8   released from probation after one year.

 

          9                 COMMISSIONER HAIS:  Okay.

 

         10                 COMMISSIONER BRADLEY:  So it's not on his

 

         11   record?

 

         12                 COMMISSIONER HAIS:  Unless they've changed

 

         13   the criminal law, I was given to understand that if a

 

         14   specific sentence is imposed but suspended, it's the

 

         15   execution of the sentence that's being suspended, not the

 

         16   imposition.

 

         17                 MS. PORTER:  That is not my understanding of

 

         18   it, and I think --

 

         19                 MR. HINCKLEY:  Correct, Your Honor.

 

         20                 Commissioner, the term was the term of

 

         21   probation, not the sentence.

 

         22                 So there was no sentence imposed.

 

         23                 COMMISSIONER HAIS:  Okay.

 

         24                 MR. HINCKLEY:  It was a suspended

 

         25   imposition, with a period of probation of five years.

 

 

 


 

                                                                       34

 

 

 

          1                 COMMISSIONER HAIS:  Oh.  It was a five-year

 

          2   probation period?

 

          3                 MR. HINCKLEY:  Right.

 

          4                 The wording of the statute -- the statute

 

          5   says pled guilty to or been convicted of.  But I guess for

 

          6   the sake of convenience or, you know, improperly, I think

 

          7   I may have referred to it as a conviction.  But I know

 

          8   that it's not.  He pled guilty to the crime.

 

          9                 COMMISSIONER HAIS:  Thank you for clarifying

 

         10   that.

 

         11                 I would move the adoption of Commission

 

         12   Resolution 08-113.

 

         13                 COMMISSIONER BRADLEY:  Second.

 

         14                 CHAIRMAN SHULL:  A motion is made and

 

         15   seconded.

 

         16                 Thank you, Mr. Hesterberg.

 

         17                 Is there further discussion?

 

         18                 Hearing none, call the roll, please.

 

         19                 MS. FRANKS:  Chairman Shull.

 

         20                 CHAIRMAN SHULL:  Approve.

 

         21                 MS. FRANKS:  Commissioner Jones.

 

         22                 COMMISSIONER JONES:  Approve.

 

         23                 MS. FRANKS:  Commissioner Hais.

 

         24                 COMMISSIONER HAIS:  Approve.

 

         25                 MS. FRANKS:  Commissioner Plunkett.

 

 

 


 

                                                                       35

 

 

 

          1                 COMMISSIONER PLUNKETT:  Approve.

 

          2                 MS. FRANKS:  Commissioner Bradley.

 

          3                 COMMISSIONER BRADLEY:  Approve.

 

          4                 MS. FRANKS:  By your vote you've adopted

 

          5   Resolution 08-113.

 

          6                 MS. PORTER:  The next case is Monica

 

          7   Garrett, Case No. 08-513.

 

          8                 Ms. Garrett applied for a Level II license.

 

          9   She failed to disclose an arrest on her application.  She

 

         10   did not actually attend the hearing, although she did

 

         11   request an administrative hearing.  So no evidence was

 

         12   presented on her behalf.

 

         13                 Based on the information and evidence

 

         14   provided on the Gaming Commission's behalf, I found that

 

         15   Ms. Garrett did not, in fact, disclose the arrest on her

 

         16   application.  The Gaming Commission recommended denial of

 

         17   her license, and I agree with that recommendation.

 

         18                 CHAIRMAN SHULL:  Any questions for

 

         19   Ms. Porter?

 

         20                 Is Ms. Garrett here and would she care to

 

         21   speak?

 

         22                 Is there a motion?

 

         23                 COMMISSIONER PLUNKETT:  I make a motion we

 

         24   approve Resolution 08-114.

 

         25                 COMMISSIONER HAIS:  Second.

 

 

 


 

                                                                       36

 

 

 

          1                 CHAIRMAN SHULL:  A motion is made and

 

          2   seconded.

 

          3                 Is there further discussion?

 

          4                 Mr. Hinckley, do you have something you

 

          5   wanted to say?

 

          6                 MR. HINCKLEY:  Not on this resolution,

 

          7   Mr. Chairman.

 

          8                 CHAIRMAN SHULL:  Call the roll, please.

 

          9                 MS. FRANKS:  Chairman Shull.

 

         10                 CHAIRMAN SHULL:  Approve.

 

         11                 MS. FRANKS:  Commissioner Jones.

 

         12                 COMMISSIONER JONES:  Approve.

 

         13                 MS. FRANKS:  Commissioner Hais.

 

         14                 COMMISSIONER HAIS:  Approve.

 

         15                 MS. FRANKS:  Commissioner Plunkett.

 

         16                 COMMISSIONER PLUNKETT:  Approve.

 

         17                 MS. FRANKS:  Commissioner Bradley.

 

         18                 COMMISSIONER BRADLEY:  Approve.

 

         19                 MS. FRANKS:  By your vote you've adopted

 

         20   Resolution No. 08-114.

 

         21                 MR. HINCKLEY:  Commissioner, if I may for a

 

         22   second bring your attention back to Resolution -- I

 

         23   believe it's 08-113, Mr. Hesterberg, the one prior to

 

         24   this.

 

         25                 The statute -- perhaps I was not clear.  The

 

 

 


 

                                                                       37

 

 

 

          1   statute says that a license shall not be granted to an

 

          2   applicant that has pled guilty to a felony.

 

          3                 There is no exception to that language.  The

 

          4   language that allows for an exception speaks to nongaming-

 

          5   related occupations and the employment of such people by

 

          6   licensees.

 

          7                 The first sentence of the statute says that

 

          8   people that have pled guilty to felonies shall not be

 

          9   granted a license.  The exception is for people for

 

         10   nongaming-related occupations.  So that speaks only to

 

         11   employing those type of people or contracting with them.

 

         12                 I believe that the Commission adopted the

 

         13   findings of Ms. Porter which granted --

 

         14                 MS. PORTER:  They didn't adopt my findings.

 

         15   They adopted the resolution which you guys provided the

 

         16   language for.

 

         17                 MR. HINCKLEY:  I'm sorry.  The resolution

 

         18   which concurred with Ms. Porter's findings.

 

         19                 MS. PORTER:  The only findings I made were

 

         20   that they need to consider it.  I didn't make the

 

         21   recommendation.

 

         22                 MR. HINCKLEY:  Correct.  I understand.  I

 

         23   understand.

 

         24                 I don't believe that there is any way that

 

         25   the Commission within the law can adopt that resolution.

 

 

 


 

                                                                       38

 

 

 

          1                 CHAIRMAN SHULL:  Are there any questions for

 

          2   Mr. Hinckley?

 

          3                 COMMISSIONER HAIS:  Well, Chris, your

 

          4   previous statement about gaming positions and gaming-

 

          5   related positions was different from hers also.

 

          6                 MR. HINCKLEY:  Correct.

 

          7                 COMMISSIONER HAIS:  And if I'm correct, it's

 

          8   because anyone who holds a license or seeks a license is

 

          9   in gaming regardless if it's -- it has nothing to do with

 

         10   the actual participation in the games themselves?

 

         11                 MR. HINCKLEY:  I believe so.

 

         12                 COMMISSIONER HAIS:  Is that your position?

 

         13                 MR. HINCKLEY:  I believe so.  But in this

 

         14   case, especially in this case, per the regs and per the

 

         15   practical duties -- or for the duties of the individual,

 

         16   they would require a gaming license.  This can never be --

 

         17   or cannot be classified as a nongaming-related position.

 

         18                 COMMISSIONER HAIS:  Okay.  You're not

 

         19   talking about the EMT portion of it; you're talking about

 

         20   the security?

 

         21                 MR. HINCKLEY:  Security and EMT actually.

 

         22   But security is EMT.

 

         23                 COMMISSIONER JONES:  Unless they're a

 

         24   contractor or employed by a contractor.  Is that what

 

         25   you're saying?

 

 

 


 

                                                                       39

 

 

 

          1                 MR. HINCKLEY:  Correct.  If the person --

 

          2   you have to start with whether or not the person would be

 

          3   required to get a license in order for that to apply.

 

          4                 Because it says that if it's discovered to

 

          5   be a nongaming-related function, well, we're out of the

 

          6   box right there, because this is a gaming-related

 

          7   function.

 

          8                 CHAIRMAN SHULL:  So in order to correct

 

          9   this, do we need to go back and cancel this approval?  Do

 

         10   we need a motion to cancel the approval?

 

         11                 MR. HINCKLEY:  Rescind the approval.

 

         12                 CHAIRMAN SHULL:  Rescind it.

 

         13                 MR. HINCKLEY:  Based upon further argument

 

         14   or consultation.

 

         15                 COMMISSIONER HAIS:  Well, let me interject

 

         16   this:  I'd like to take a look at the gaming statute first

 

         17   before we do anything, and I don't want to rush into this.

 

         18                 I move that we table the matter and take it

 

         19   up later when we have a little more time to take a break,

 

         20   so that I and whoever else would like to do so --

 

         21                 COMMISSIONER BRADLEY:  I would like to.

 

         22                 COMMISSIONER HAIS:  -- and Commissioner

 

         23   Bradley, perhaps, to take a look at the statute.  I would

 

         24   feel more comfortable doing that, because there is clearly

 

         25   a conflict on the same side.

 

 

 


 

                                                                       40

 

 

 

          1                 MR. HINCKLEY:  Well, I believe it might be

 

          2   due to an oversight as to what is a gaming-related

 

          3   occupation.

 

          4                 COMMISSIONER HAIS:  The thing is, when we

 

          5   come here and we listen to these, we anticipate that we're

 

          6   hearing one voice, and we're not right at the moment.

 

          7                 MR. HINCKLEY:  Well, that actually is not

 

          8   always the case.  I mean, the hearing officer does

 

          9   disagree with the Commission on occasion.

 

         10                 That's why as an adversarial party, myself

 

         11   and Mr. Hesterberg, we can be asked to speak to the

 

         12   commissioners about our interpretation of the facts and

 

         13   the law.

 

         14                 COMMISSIONER HAIS:  This particular

 

         15   circumstance has not occurred in my experience, my humble

 

         16   experience.  All right?  That's what I'm telling you.

 

         17                 MR. HINCKLEY:  Okay.

 

         18                 COMMISSIONER HAIS:  So I would like to take

 

         19   a further look at it, and I move to table the matter.

 

         20                 CHAIRMAN SHULL:  Is there a second?

 

         21                 COMMISSIONER PLUNKETT:  Second.

 

         22                 CHAIRMAN SHULL:  A motion is made and

 

         23   seconded to table this matter, 08-113.

 

         24                 Is there further discussion?

 

         25                 MR. MCNARY:  Mr. Chairman, you've already

 

 

 


 

                                                                       41

 

 

 

          1   passed the resolution.  You're going to need to take some

 

          2   action on the resolution before you can table --

 

          3                 COMMISSIONER HAIS:  That's what we're

 

          4   tabling.

 

          5                 MR. MCNARY:  We have to rescind it first,

 

          6   wouldn't we?

 

          7                 COMMISSIONER HAIS:  Yeah, but we haven't

 

          8   gotten that far yet.

 

          9                 MR. MCNARY:  What are you tabling?

 

         10                 COMMISSIONER HAIS:  Any further action.  We

 

         11   can do later what we're being asked to do now by

 

         12   Mr. Hinckley.

 

         13                 MR. MCNARY:  I think you can just hold and

 

         14   then bring it up later.

 

         15                 COMMISSIONER HAIS:  Yeah, that's what I'm

 

         16   proposing.  I mean, I prefer to --

 

         17                 MR. MCNARY:  Judge, anything we --

 

         18                 COMMISSIONER HAIS:  I'm using table not in

 

         19   the Robert's sense but just to --

 

         20                 MR. MCNARY:  Defer it.

 

         21                 COMMISSIONER HAIS:  -- defer it.

 

         22                 CHAIRMAN SHULL:  A motion is made and

 

         23   seconded, been discussed.

 

         24                 Call the roll, please.

 

         25                 MS. FRANKS:  Chairman Shull.

 

 

 


 

                                                                       42

 

 

 

          1                 CHAIRMAN SHULL:  Approve.

 

          2                 MS. FRANKS:  Commissioner Jones.

 

          3                 COMMISSIONER JONES:  Approve.

 

          4                 MS. FRANKS:  Commissioner Hais.

 

          5                 COMMISSIONER HAIS:  Approve.

 

          6                 But voting on it is not what I had in mind.

 

          7   I just --

 

          8                 COMMISSIONER JONES:  But it was a motion.

 

          9                 COMMISSIONER HAIS:  I'm sorry.

 

         10                 All right.  Then I withdraw the motion, and

 

         11   I just would request, Mr. Chairman, that we defer the

 

         12   matter to later.

 

         13                 CHAIRMAN SHULL:  Approved.

 

         14                 MS. PORTER:  Our next case is a lot easier,

 

         15   and the last one, Billy Stewart, 08-124.

 

         16                 Mr. Stewart received a two consecutive

 

         17   calendar day suspension of his license for failing to

 

         18   protect casino assets, by allowing a patron to enter the

 

         19   excursion boat, the River King, which is licensed to

 

         20   Ameristar Kansas City, Inc.

 

         21                 Mr. Stewart requested an administrative

 

         22   hearing and was sent notice of the hearing, which he

 

         23   actually signed for, but he failed to appear at the

 

         24   scheduled hearing date, so he did not present any

 

         25   evidence.

 

 

 


 

                                                                       43

 

 

 

          1                 After hearing the evidence presented by the

 

          2   Gaming Commission's behalf, I did conclude that the Gaming

 

          3   Commission's recommendation of a two consecutive calendar

 

          4   day suspension of his license is appropriate, and I agree

 

          5   with that recommendation.

 

          6                 CHAIRMAN SHULL:  Is Mr. Billy Stewart here

 

          7   and care to speak?

 

          8                 COMMISSIONER JONES:  Mr. Chairman, before we

 

          9   take action on the resolution, just for clarification,

 

         10   because I think there's -- this may be a typo.

 

         11                 The resolution refers to "her" occupational

 

         12   license but all of the other documents say "he."

 

         13                 MS. PORTER:  It is a "he."

 

         14                 CHAIRMAN SHULL:  Any questions, further

 

         15   questions for Ms. Porter?

 

         16                 Mr. Stewart, would he care to speak?  Is he

 

         17   in the audience?

 

         18                 Is there a motion?

 

         19                 COMMISSIONER JONES:  I move for the adoption

 

         20   of Resolution 08-124.

 

         21                 COMMISSIONER BRADLEY:  Second.

 

         22                 CHAIRMAN SHULL:  A motion is made and

 

         23   seconded.

 

         24                 Is there further discussion?

 

         25                 Hearing none, call the roll, please.

 

 

 


 

                                                                       44

 

 

 

          1                 MS. FRANKS:  Chairman Shull.

 

          2                 CHAIRMAN SHULL:  Approve.

 

          3                 MS. FRANKS:  Commissioner Jones.

 

          4                 COMMISSIONER JONES:  Approve.

 

          5                 MS. FRANKS:  Commissioner Hais.

 

          6                 COMMISSIONER HAIS:  Approve.

 

          7                 MS. FRANKS:  Commissioner Plunkett.

 

          8                 COMMISSIONER PLUNKETT:  Approve.

 

          9                 MS. FRANKS:  Commissioner Bradley.

 

         10                 COMMISSIONER BRADLEY:  Approve.

 

         11                 MS. FRANKS:  By your vote you've adopted

 

         12   Resolution No. 08-124.

 

         13                 MS. PORTER:  Thank you very much.

 

         14                 CHAIRMAN SHULL:  Thank you very much.

 

         15                 MR. MCNARY:  Mr. Chairman, Item V on the

 

         16   agenda is Disciplinary Action, to be handled by General

 

         17   Counsel Chris Hinckley.

 

         18                 MR. HINCKLEY:  Good morning, Mr. Chairman,

 

         19   Commissioners.

 

         20                 CHAIRMAN/COMMISSIONERS:  Good morning.

 

         21                 MR. HINCKLEY:  I direct your attention to

 

         22   Tab K and Disciplinary Complaint No. 08-807 concerning

 

         23   Class B Licensee Lumiere Place Casino.

 

         24                 The violations alleged under this

 

         25   preliminary order of disciplinary action concern

 

 

 


 

                                                                       45

 

 

 

          1   11 CSR 45-10.030, requiring the licensee to take

 

          2   reasonable actions to safeguard gaming assets from any

 

          3   loss, and the internal controls requiring the licensee's

 

          4   investigative report are called qualifying variances that

 

          5   register on casino electronic gaming devices, or EGDs.

 

          6                 In support of these alleged violations, the

 

          7   Commission staff believes the following to be true:  that

 

          8   during a Commission audit it was discovered that the

 

          9   licensee was not investigating these qualifying variances.

 

         10                 Qualifying variances, for your information,

 

         11   are variances that are greater than 1 percent and more

 

         12   than $5 on all variances, and on all variances greater

 

         13   than $20 between total currency ticket coupons drop as

 

         14   reported by the EGD computer monitoring system.

 

         15                 In this case the licensee reported they --

 

         16   upon discovery that the -- there was no investigation of

 

         17   these variances.  The licensee reported that they were not

 

         18   investigating the variances, but then assured the

 

         19   Commission that they would do so per a plan that they had

 

         20   submitted.

 

         21                 On a followup check of that audit finding,

 

         22   it was revealed that these investigations were not taking

 

         23   place according to their plan.

 

         24                 As a result of these factual allegations,

 

         25   the Staff recommends that the Commission propose a

 

 

 


 

                                                                       46

 

 

 

          1   $10,000 fine.

 

          2                 CHAIRMAN SHULL:  Are there any questions for

 

          3   Mr. Hinckley?

 

          4                 Have these all been corrected?

 

          5                 MR. HINCKLEY:  Yes.

 

          6                 CHAIRMAN SHULL:  And they are in compliance?

 

          7                 MR. HINCKLEY:  Yes, the audit has been

 

          8   completed, so the findings have been assuredly corrected.

 

          9                 It was a misinterpretation as to the rule,

 

         10   the second finding, on their part.  So once it was -- the

 

         11   correct interpretation was given to them, their compliance

 

         12   was assured.

 

         13                 CHAIRMAN SHULL:  Is there a motion to

 

         14   approve?

 

         15                 COMMISSIONER HAIS:  I move to approve

 

         16   D.C. 08-807.

 

         17                 COMMISSIONER JONES:  Second.

 

         18                 CHAIRMAN SHULL:  A motion is made and

 

         19   seconded.

 

         20                 Is there further discussion?

 

         21                 Hearing none, call the roll, please.

 

         22                 MS. FRANKS:  Chairman Shull.

 

         23                 CHAIRMAN SHULL:  Approve.

 

         24                 MS. FRANKS:  Commissioner Jones.

 

         25                 COMMISSIONER JONES:  Approve.

 

 

 


 

                                                                       47

 

 

 

          1                 MS. FRANKS:  Commissioner Hais.

 

          2                 COMMISSIONER HAIS:  Approve.

 

          3                 MS. FRANKS:  Commissioner Plunkett.

 

          4                 COMMISSIONER PLUNKETT:  Approve.

 

          5                 MS. FRANKS:  Commissioner Bradley.

 

          6                 COMMISSIONER BRADLEY:  Approve.

 

          7                 MS. FRANKS:  By your vote you've adopted

 

          8   D.C. 08-807.

 

          9                 MR. MCNARY:  Mr. Chairman, Item VI on the

 

         10   agenda is Consideration of Relicensure of Certain Class B

 

         11   Licensees.

 

         12                 The first presentation will be Ameristar

 

         13   Casino Kansas City, and we have Chet Koch and Vince

 

         14   Gauthier, Executive Director of the Kansas City Port

 

         15   Authority, who will make a presentation.

 

         16                 MR. FRANKE:  Gene, sorry for the confusion.

 

         17                 Good morning, Chairman Shull, Commissioners.

 

         18                 The presentation today is a joint

 

         19   presentation for Ameristar Kansas City and Ameristar

 

         20   St. Charles.

 

         21                 MR. MCNARY:  I was not aware of that, so let

 

         22   me introduce also Jim Franke, who is the General Manager

 

         23   for Ameristar St. Charles.  And his mayor, one of my

 

         24   favorite mayors, Patti York, and she's here and will also

 

         25   make a presentation.

 

 

 


 

                                                                       48

 

 

 

          1                 MR. FRANKE:  Thank you, Gene.

 

          2                 We are before you today to make a

 

          3   presentation in association with the renewal of Ameristar

 

          4   Kansas City and the St. Charles Class B license.

 

          5                 We are requesting that both licenses be

 

          6   renewed at this time for a period of two additional years.

 

          7                 We believe that the investigation we have

 

          8   provided previously, and our presentation this morning,

 

          9   will support your approval, as both properties have upheld

 

         10   all commitments to their respective communities, to our

 

         11   team members and to the state of Missouri.

 

         12                 Specifically, the information provided this

 

         13   morning will be in response to the request of information

 

         14   we received from the Commission staff.

 

         15                 Chet Koch is going to present the following

 

         16   presentation points, I will return to finish up, and then

 

         17   he and I will take questions, along with Troy Stremming

 

         18   who is also in the audience.

 

         19                 MR. KOCH:  Keeping with the requested

 

         20   format, I'll now summarize the commitments of Ameristar

 

         21   Kansas City and St. Charles during the most recent period

 

         22   of licensure.

 

         23                 The first item is the Development Agreement

 

         24   with the Kansas City -- through the Kansas City Port

 

         25   Authority.

 

 

 


 

                                                                       49

 

 

 

          1                 Ameristar Kansas City is committed to

 

          2   working closely with the Kansas City Port Authority and

 

          3   further local community.

 

          4                 We have voluntarily entered into a funding

 

          5   agreement.  Under the new five-year agreement, Ameristar

 

          6   will provide $75,000 annually for the general operating

 

          7   expenses of the Port Authority and $100,000 to the

 

          8   National Center for Responsible Gaming.

 

          9                 At least $25,000 annually will be directed

 

         10   to the Port Authority's Problem Gambling Fund.  In

 

         11   addition, the Kansas City property has committed to

 

         12   providing up to $100,000 for a disparity study, to analyze

 

         13   the Minority and Women Business Enterprises' contracting

 

         14   goals in the community.

 

         15                 Finally, as part of the new agreement,

 

         16   Ameristar contributed $2 million to the Port Authority for

 

         17   the completion of the Riverfront Heritage Trail at the

 

         18   ASB Bridge.

 

         19                 All of these payments are being made while

 

         20   the company reinvested in its Kansas City property and

 

         21   participated in philanthropic activities throughout the

 

         22   city.

 

         23                 Ameristar St. Charles does not have a

 

         24   development agreement with the City of St. Charles;

 

         25   however, the property continued to display substantial

 

 

 


 

                                                                       50

 

 

 

          1   commitment to the city, in part through the recent

 

          2   completion of numerous property upgrades, which Jim will

 

          3   touch on very shortly.  In addition, Ameristar's

 

          4   philanthropic involvement in the community further

 

          5   confirms our commitment to the City of St. Charles.

 

          6                 We will now look at the adjusted gross

 

          7   revenues for the most recent period of licensure.

 

          8                 Kansas City's AGR was over $252 million in

 

          9   2007, and through October of this year our AGR has reached

 

         10   almost $210 million.  The decrease in this year of revenue

 

         11   has been caused by increased promotional spending by our

 

         12   competitors and most recently the obvious downturn in our

 

         13   economy.

 

         14                 St. Charles' gross revenues were over

 

         15   $296 million in 2007, and we're almost $248 million

 

         16   through October of this year.

 

         17                 St. Charles' 2008 revenue performance has

 

         18   been significantly impacted by additional competition in

 

         19   the marketplace, increased promotional spend by our

 

         20   competitors and, of course, this economy.

 

         21                 As we move on, looking at admissions.

 

         22                 You can see that Kansas City's admissions

 

         23   were over 7.8 million for 2007 and were approximately

 

         24   6.4 million through October of 2008.

 

         25                 St. Charles' admissions were over

 

 

 


 

                                                                       51

 

 

 

          1   8.8 million in 2007 and were approximately 7.5 million

 

          2   through October of this year.

 

          3                 We are seeing a slight decline in the number

 

          4   of admissions as more experienced gamers are playing for

 

          5   shorter periods of time; therefore, resulting in fewer

 

          6   stayovers in gaming sessions.

 

          7                 In addition, admissions are being impacted

 

          8   by the same competitive and economic forces that are

 

          9   affecting our revenues.

 

         10                 Move on to our employment summary.

 

         11                 As of November 1st Kansas City employed

 

         12   1,528 team members, 1,409 of which reside in Missouri.

 

         13   Kansas City's minority and women employment percentages

 

         14   are 36 percent and 48 percent respectively.

 

         15                 The average cash compensation computed by

 

         16   the EEOC Job Group ranges from officers and managers at

 

         17   $85,090 to service workers at $19,073 annually.

 

         18                 While the service workers' compensation may

 

         19   appear low, it should be noted that the figure does not

 

         20   include tips.

 

         21                 Additionally, neither of the figures include

 

         22   additional compensation in the form of benefits, which

 

         23   averages $11,725 for salaried employees and $6,218 for

 

         24   full-time hourly team members.

 

         25                 Team member benefits offered include

 

 

 


 

                                                                       52

 

 

 

          1   comprehensive health insurance, disability insurance, life

 

          2   insurance, 401-K, tuition reimbursement and employee

 

          3   assistance program and paid time off.

 

          4                 As of the same date, St. Charles employed

 

          5   1,762 team members, 1,626 residing in the state of

 

          6   Missouri.  St. Charles' minority and women employment

 

          7   percentages are 36 percent and 51 percent respectively.

 

          8                 Again, computing the average cash

 

          9   compensation by EEOC Job Group, average compensation

 

         10   ranges from officers and managers at $83,849 to service

 

         11   workers at $18,387.  Additionally, the same benefits I

 

         12   just mentioned are not included in these numbers.

 

         13                 Ameristar properties are committed to

 

         14   providing opportunities to minority and women business

 

         15   enterprises.  The properties work to achieve the

 

         16   objective by increasing awareness of our vendor diversity

 

         17   initiative opportunities through our purchasing

 

         18   departments, increasing companywide awareness of vendor

 

         19   diversity initiative objectives and ultimately giving

 

         20   every reasonable business opportunity to businesses owned

 

         21   by minorities and women to participate as direct

 

         22   suppliers, contractors and subcontractors.  Results are

 

         23   monitored and measured to set the goals.

 

         24                 Ameristar and its executives stay very

 

         25   active in the Kansas City and St. Charles markets to

 

 

 


 

                                                                       53

 

 

 

          1   further advance MBEs and minorities in general throughout

 

          2   local chapters of the Urban League and Minority Supplier

 

          3   Council.

 

          4                 Kansas City's utilization of MBEs and WBEs

 

          5   was 10 percent in 2007 and are expected to be at

 

          6   11 percent in 2008, which equates to almost $8 million in

 

          7   purchases.

 

          8                 Kansas City also utilized MWBEs for

 

          9   10 percent of its construction purchases in 2007 and

 

         10   expects to spend 11 percent in 2008.

 

         11                 During the same period St. Charles'

 

         12   purchases from MWBEs were 5 percent in 2007 and are

 

         13   expected to be at 11 percent in 2008, which equates to

 

         14   about $5 million in purchases.  St. Charles also made

 

         15   $21.5 million of its 2007 and 2008 construction spend with

 

         16   minority vendors.

 

         17                 I'll now turn it back over to Jim.

 

         18                 MR. FRANKE:  Thank you, Chet.

 

         19                 Ameristar has pledged to make responsible

 

         20   gaming an integral part of our daily operations.  Both

 

         21   Kansas City and St. Charles are able to achieve this

 

         22   objective by adhering to initiatives adopted at each

 

         23   property.

 

         24                 These include a training program to ensure

 

         25   that all required team members receive responsible gaming

 

 

 


 

                                                                       54

 

 

 

          1   training when hired, and they are also retrained on an

 

          2   annual basis.

 

          3                 Also, guests indicating the need for

 

          4   responsible gaming information are referred to the 1-888-

 

          5   BETSOFF helpline.

 

          6                 The properties also have signage at the

 

          7   player club booth that alerts guests that they may be

 

          8   removed from promotional mailings when requested.

 

          9                 Self-exclusion program brochures and

 

         10   applications to discontinue ATM and check-cashing

 

         11   privileges at the casino are also available at all casino

 

         12   cages.

 

         13                 Our property also utilizes signage and

 

         14   brochures to communicate responsible gaming to guests and

 

         15   team members throughout our facilities.

 

         16                 Annual participation in Responsible Gaming

 

         17   Educational Week also occurs at each property.  This week

 

         18   includes many property events regarding responsible gaming

 

         19   to heighten guests' and team member awareness of problem

 

         20   gaming.

 

         21                 All print, television, on-property and off-

 

         22   property advertisements contain the gambling problem, call

 

         23   1-887-BETSOFF in Missouri message.  Our Star Awards Card

 

         24   contains this message as well.

 

         25                 Lastly, Ameristar has committed a minimum of

 

 

 


 

                                                                       55

 

 

 

          1   $100,000 annually to responsible gaming awareness and

 

          2   research through the National Center for Responsible

 

          3   Gaming and 25,000 to Kansas City Port Authority Problem

 

          4   Gaming Fund.

 

          5                 Both Ameristar in Kansas City and

 

          6   St. Charles ensure that laws concerning the legal gambling

 

          7   age is vigorously upheld.  To do this the properties have

 

          8   implemented programs to ensure that all required team

 

          9   members receive underage gaming prevention training when

 

         10   hired and are also retrained on an annual basis.

 

         11                 As you know, guests are not allowed to

 

         12   access the casino floor if they are under age 21.  To

 

         13   ensure this is the case, any guest appearing to be under

 

         14   the age of 30 is required to produce identification prior

 

         15   to entering the casino floor.  It is also our practice to

 

         16   randomly card individuals under the age of 30 once they

 

         17   are on the casino floor.

 

         18                 Both casinos have signage at the casino

 

         19   entrances which states that guests must be at least

 

         20   21 years of age to enter.  The same message is included in

 

         21   print, television, on-property and off-property

 

         22   advertising.  The Star Awards Club Card also contains the

 

         23   message.

 

         24                 Ameristar Kansas City and St. Charles feel

 

         25   that our commitment to the communities in which we operate

 

 

 


 

                                                                       56

 

 

 

          1   through charitable contributions and volunteerism is a big

 

          2   part of who we are as a company.

 

          3                 In Kansas City contributions totaling

 

          4   $351,000 were made in 2007 and $326 in 2008.

 

          5                 Additionally, Kansas City made annual

 

          6   voluntary contributions of 200,000 to Clay County.

 

          7                 Kansas City team members contributed over

 

          8   262,000 to the 2007 Workplace Giving Campaign.  The amount

 

          9   given by team members was matched by the company, and

 

         10   funds given to physical rehabilitation efforts were

 

         11   matched again by our past CEO's foundation. This raised

 

         12   an additional $328,000.

 

         13                 In 2007 St. Charles' contributions totaled

 

         14   over 416,000, and 264,000 in 2008.

 

         15                 Included in these amounts are contributions

 

         16   to the campaign for Habitat for Humanity, Make-A-Wish

 

         17   Foundation, Angel's Arms, among other charities.

 

         18   St. Charles team members contributed over 257,000 in 2007,

 

         19   the Workplace Giving Campaign.

 

         20                 Again, all of these funds were matched in

 

         21   the same fashion as they were in Kansas City, which raised

 

         22   340,000 additional dollars for charity.

 

         23                 Due to the current economic environment, our

 

         24   2008 Workplace Giving Campaign for both properties was

 

         25   postponed until the beginning of the year.

 

 

 


 

                                                                       57

 

 

 

          1                 Ameristar Kansas City and St. Charles

 

          2   volunteer their time to charitable causes in the

 

          3   community, and we believe that is noteworthy as well.

 

          4                 Kansas City team members were active in,

 

          5   among a lot of other things, the MDA Telethon held on

 

          6   property, the Urban League of Greater Kansas City,

 

          7   Operation Breakthrough and the Kansas City Rehabilitation

 

          8   Center.

 

          9                 St. Charles team members were focused on,

 

         10   again, in addition to many others, the Susan G. Komen Race

 

         11   for a Cure, Operation Food Search, Disabled Athletes

 

         12   Sports Association and the St. Louis Minority Business

 

         13   Council.

 

         14                 Since the beginning of 2007 Kansas City has

 

         15   invested $3.3 million to enhance its slot product in an

 

         16   effort to improve the guest experience.  Other projects

 

         17   totaling 5.7 million have included an air quality upgrade,

 

         18   Star Pavilion upgrade and a complete reconfiguration of

 

         19   the MGC offices.

 

         20                 St  Charles has completed smaller capital

 

         21   improvement projects which have totaled $1 million during

 

         22   the past year.

 

         23                 During the same period St. Charles completed

 

         24   several major capital improvement projects to continue to

 

         25   enhance our property.

 

 

 


 

                                                                       58

 

 

 

          1                 These projects included our 400-room, all-

 

          2   suite hotel, an additional 2,000-space parking garage, our

 

          3   7,000-square-foot, full-service spa, with indoor and

 

          4   outdoor pool.  The main casino bar renovation and Home

 

          5   Nightclub were also completed at the end of last year.

 

          6                 The amounts spent on all these projects was

 

          7   over $273 million.

 

          8                 Attached is a photo of our new hotel in

 

          9   St. Charles.  It features upscale room finishes, with

 

         10   plush amenities, plasma TVs.  St. Charles rooms each have

 

         11   a sunken living room area.

 

         12                 Standard guest suites measure at 628 square

 

         13   feet.  While every room is a suite, the hotel has

 

         14   twelve enhanced room offerings, ten king spa suites and

 

         15   two presidential suites.  The hotel was defined to surpass

 

         16   Triple A four quality diamond standards.

 

         17                 The indoor/outdoor pool features fountains

 

         18   and hot tubs.  The pool deck includes a fire pit, cabanas

 

         19   and a banquet area.

 

         20                 The destination full-service spa includes

 

         21   private treatment rooms, steam rooms, whirlpools and water

 

         22   features, a sauna, as well as men's and women's lounges.

 

         23                 And, finally, St. Charles completed the

 

         24   $20 million River Bluff Drive improvements between

 

         25   5th Street and Main Street, now called Ameristar

 

 

 


 

                                                                       59

 

 

 

          1   Boulevard.

 

          2                 The road provides a safer, more convenient

 

          3   form of egress and ingress to Main Street and Ameristar,

 

          4   with two additional lanes and a center turn lane.

 

          5                 The improvements were coordinated through a

 

          6   Transportation Development District and a Community

 

          7   Improvement District which were established by Ameristar.

 

          8   The district provided the revenue to fund and expedite the

 

          9   improvements.

 

         10                 At this time Chet, myself and Troy will

 

         11   answer any questions that you may have.

 

         12                 COMMISSIONER JONES:  I have a question.

 

         13                 One:  How serious are you committed to

 

         14   minority and women businesses being involved in the

 

         15   enterprises in St. Charles and Kansas City?

 

         16                 MR. FRANKE:  Well, I can say that for

 

         17   St. Charles, even though we're not under a development

 

         18   agreement, we still take it very seriously, and we follow

 

         19   the same steps that our Kansas City property is following.

 

         20                 In 2007 we lost one of our major minority

 

         21   vendors, which was Craig Distributing, which provided over

 

         22   a million dollars in MBWE spend.

 

         23                 Over the last 12 months --

 

         24                 COMMISSIONER JONES:  Pardon me.  What was

 

         25   Craig?

 

 

 


 

                                                                       60

 

 

 

          1                 MR. FRANKE:  They were a beer

 

          2   distributorship.

 

          3                 COMMISSIONER JONES:  Okay.

 

          4                 MR. FRANKE:  Over the next 12 to 18 months

 

          5   we reviewed all of our vendors, making sure they were

 

          6   categorized and that we knew who was available for that

 

          7   spend.

 

          8                 And you can see that from 2007 to 2008 we've

 

          9   increased it from 5 percent in 2007 to almost 11 percent

 

         10   in 2008.

 

         11                 COMMISSIONER JONES:  Well, that's good, but

 

         12   my problem is, as I -- and, of course, I'm on the eastern

 

         13   side of the state.

 

         14                 While I attend some of the minority affairs

 

         15   or business affairs and when I attended the seminar in

 

         16   Jeff City a couple of months ago, the representatives

 

         17   there for your facilities indicated that they will do as

 

         18   much as they could or more in employing minority and

 

         19   women-owned business enterprises.

 

         20                 But as I travel the state, and especially on

 

         21   the eastern side, I'm always hearing complaints about I

 

         22   never getting a call back from your facility, even though

 

         23   they're reaching out to the minority purchasing or the

 

         24   purchasing director.  I never -- I'm always hearing -- I'm

 

         25   constantly hearing that when I call, they aren't returning

 

 

 


 

                                                                       61

 

 

 

          1   calls or returning my call, and I can't, you know, make

 

          2   headway of what's going on.  I have a thriving business.

 

          3   I have invested significant capital into my business,

 

          4   hoping that I can do something with a facility, but I

 

          5   never get a call back.

 

          6                 When I attended the seminar in Jeff City a

 

          7   couple of months ago, the representatives there said

 

          8   that -- they indicated that one of their largest

 

          9   purchasing vendors is the food service and that they will

 

         10   do everything they could to try to increase minority

 

         11   participation in the food service.

 

         12                 And I see that as being a recurring source

 

         13   of revenue for minority businesses, which can really

 

         14   actually take that number from 5, in this case, maybe

 

         15   11 percent, to a significant number that will enhance

 

         16   business minority and women-owned businesses.

 

         17                 And I'm pretty sure the mayor of St. Charles

 

         18   would like that because that means more tax revenues for

 

         19   her.

 

         20                 But the numbers just aren't shaking out, the

 

         21   complaints aren't shaking out, and I'm just having a big

 

         22   problem with that.

 

         23                 MR. FRANKE:  Yeah, I wish that I was aware

 

         24   of any of the complaints.  I have not had any reach my

 

         25   office.  And should they reach my office, I will do

 

 

 


 

                                                                       62

 

 

 

          1   everything I can to investigate those and find out the

 

          2   reasons why.

 

          3                 We work -- we meet monthly -- or quarterly

 

          4   with John Nathan with the MGC and talk about our plans and

 

          5   what we are doing to continue to promote this type of

 

          6   spend, and we'll do everything that we can to continue to

 

          7   increase it.

 

          8                 As you mentioned with the food service,

 

          9   there is that secondary vendors, that even Allen Foods, or

 

         10   our food vendors use, and they are now categorizing those

 

         11   vendors that they use and who is minority or who is

 

         12   women-owned business, so that we can also take credits for

 

         13   those and make sure that we can direct purchases to those

 

         14   vendors as well.

 

         15                 COMMISSIONER JONES:  On those reports that

 

         16   are coming in, I don't see that on the reports that we're

 

         17   receiving from John Nathan, because we don't know -- how

 

         18   many vendors are you using to get the 11 percent?  We

 

         19   don't know how many vendors, how many suppliers that

 

         20   you're using, how they categorize.

 

         21                 Again, you said you're using Allen Foods.  I

 

         22   understand that sometimes you may have a national contract

 

         23   with some of the -- some of the larger ones, like the

 

         24   Sysco U.S. Foods.

 

         25                 Have they also been engaged to try to use

 

 

 


 

                                                                       63

 

 

 

          1   minority vendors as well?  Because I really think that

 

          2   that's a good number.  Because the construction is here.

 

          3   You may not do any more construction for the next couple

 

          4   of years.  But the food service is one that is going to

 

          5   happen every day, every month, because you're always

 

          6   constantly ordering.

 

          7                 MR. FRANKE:  Our food service is the biggest

 

          8   opportunity because we do spend so much of it there.

 

          9                 COMMISSIONER JONES:  Absolutely.

 

         10                 MR. FRANKE:  I think doing the secondary

 

         11   vendors out there and us just having them track that and

 

         12   give us the information will continue to promote that type

 

         13   of spending from them.

 

         14                 MR. STREMMING:  I just wanted to add a

 

         15   couple of things.

 

         16                 Troy Stremming with Ameristar.

 

         17                 Obviously, this is very important to us as

 

         18   well.  I actually am on the Minority Supplier Council

 

         19   Board in Kansas City.  I'm the past chairman.  I'm

 

         20   currently the chairman of the Urban League.

 

         21                 And this is something that these guys hear

 

         22   me talk about a lot, and being out in the community on

 

         23   both sides of the state and meeting people and getting

 

         24   business cards back to our purchasing group to follow up

 

         25   with to build relationships.

 

 

 


 

                                                                       64

 

 

 

          1                 But I think when we hear complaints like

 

          2   that, that people aren't getting called back, I mean,

 

          3   that's unacceptable to us.  And if there is a way for you

 

          4   when you hear that to pass it back through the Commission

 

          5   and get that to us, we will absolutely reach back out to

 

          6   these -- to these vendors.

 

          7                 But in some cases we find that we have

 

          8   vendors that are complaining that they didn't get the

 

          9   work, but we might be utilizing another minority or women-

 

         10   owned business to do that exact same work.

 

         11                 So it doesn't mean that they're not going to

 

         12   be in the cue the next time when we put bids out, to get

 

         13   them back -- to get them back involved in the process.

 

         14                 A couple other things I just wanted to add.

 

         15   We actually worked through the Minority Supplier Council

 

         16   in Kansas City in establishing a minority vendor fair that

 

         17   we have every year in Kansas City, and working in

 

         18   conjunction with the Minority Supplier Council in

 

         19   St. Louis to also have a similar event on the St. Louis

 

         20   side of the state.

 

         21                 And we have had some success, and I think

 

         22   some of the other casino businesses on both sides of the

 

         23   state have as well.

 

         24                 And I think Vince Gauthiere with the Port

 

         25   Authority could also tell you that we actually established

 

 

 


 

                                                                       65

 

 

 

          1   in conjunction with Isle of Capri a foundation in

 

          2   Kansas City, of which we contributed over a million

 

          3   dollars to help grow minority businesses.

 

          4                 And through my involvement in the Supplier

 

          5   Council and Urban League we're constantly trying to push

 

          6   businesses that are on the cusp of maybe not being able to

 

          7   meet the quality -- not necessarily the quality but the

 

          8   quantity demands we have in some cases, into that

 

          9   foundation, to try to get them the help that they need to

 

         10   get their business to the quantity standpoint that we can

 

         11   use them.

 

         12                 And we do that in conjunction with, as you

 

         13   stated, trying to partner with some minority-owned

 

         14   businesses to piecemeal some of that business off to

 

         15   minority businesses as well.

 

         16                 So it's something that is constantly a

 

         17   front-of-mind issue with us, and, you know, we can always

 

         18   do better, and we continue to strive to do that, but it is

 

         19   something that's very important to us and we stay active

 

         20   on it.

 

         21                 COMMISSIONER JONES:  That's good.

 

         22                 On the reports that we receive, I never see

 

         23   anyone on that report that I can recognize as being a food

 

         24   service vendor.

 

         25                 MR. STREMMING:  Okay.

 

 

 


 

                                                                       66

 

 

 

          1                 COMMISSIONER JONES:  Everything else but

 

          2   never food service, and, like you say, that's the largest

 

          3   opportunity that minorities and women have to engage at

 

          4   the facilities, but I never see that.

 

          5                 And the complaints are coming from when they

 

          6   go to the business affairs and passing out the business

 

          7   cards.  And they're saying that, hey, I never get

 

          8   contacted, or when I reach out to them, I never get a

 

          9   return phone call.

 

         10                 MR. STREMMING:  Right.

 

         11                 COMMISSIONER JONES:  So that's when I'm

 

         12   hearing it from when they come out of the fairs.

 

         13                 MR. STREMMING:  And that's not good and

 

         14   that's the last thing we want.

 

         15                 COMMISSIONER JONES:  It's not.

 

         16                 MR. STREMMING:  And, again, if you could get

 

         17   that information to anyone, we will make certain that

 

         18   somebody gets a call back.

 

         19                 As a matter of fact, in Kansas City I know

 

         20   they've established this process, and I don't know if

 

         21   we're doing it in St. Charles.  If not, we should.

 

         22                 And that is, we keep track when -- the

 

         23   purchasing department, when they send out the bids, we

 

         24   keep track of who came in with that bid, and we keep that

 

         25   in the file so that we know who came in with that bid.

 

 

 


 

                                                                       67

 

 

 

          1                 And in many cases if the MBE or WBE did not

 

          2   get the bid, we call them back and tell them why they

 

          3   didn't get the bid, so hopefully they can either, you

 

          4   know, sharpen the pencil or meet a time demand or

 

          5   something like that on the next go-around, so that we can

 

          6   try to get them in the cue.

 

          7                 Another thing that we did is we enhanced

 

          8   out -- if you go online on our website -- we've now put

 

          9   the ability, you can go online and register to do business

 

         10   with Ameristar.

 

         11                 And, obviously, you know, we want to grow

 

         12   our minority and women-owned businesses as well, so we

 

         13   have a place for you to check, and we make certain that

 

         14   we've got them in the file.

 

         15                 So that when we are bidding, whether it's

 

         16   paper goods or trash bag liners, light bulbs, whatever it

 

         17   is, we know we've got somebody out there that is a MBE or

 

         18   WBE that would reach back out to.

 

         19                 COMMISSIONER JONES:  Well, that's good to

 

         20   know.

 

         21                 So I guess we have your contact number

 

         22   because --

 

         23                 MR. STREMMING:  Absolutely.

 

         24                 COMMISSIONER JONES:  -- I hate to have them

 

         25   bombard --

 

 

 


 

                                                                       68

 

 

 

          1                 MR. STREMMING:  Absolutely.

 

          2                 COMMISSIONER JONES:  Well, I'm going to have

 

          3   them bombard Mr. McNary, so he can get on you.

 

          4                 MR. STREMMING:  That would be fine.

 

          5                 COMMISSIONER JONES:  I'll direct them to

 

          6   Mr. McNary and have them get to you.

 

          7                 So we have your number?

 

          8                 MR. STREMMING:  Absolutely.  Mr. McNary has

 

          9   my number.

 

         10                 COMMISSIONER JONES:  Thank you.

 

         11                 CHAIRMAN SHULL:  Would you mind also passing

 

         12   that along to the people that do the purchasing, that you

 

         13   have had the complaints --

 

         14                 MR. FRANKE:  Absolutely.

 

         15                 CHAIRMAN SHULL:  -- and that you would

 

         16   appreciate them doing more?

 

         17                 MR. STREMMING:  One other thing, and this is

 

         18   an important issue to us, so I feel like I'm being

 

         19   defensive.  But our purchasing director in Kansas City

 

         20   last year was awarded with the purchaser of the year in

 

         21   the City of Kansas City by the Minority Supplier Council.

 

         22                 So, I mean, this is something, again, that

 

         23   is -- that is important to us.  And if people are out

 

         24   there, you know, creating waves, saying we're not

 

         25   returning phone calls, that's a problem that we want to

 

 

 


 

                                                                       69

 

 

 

          1   address.

 

          2                 COMMISSIONER JONES:  Is that a young lady?

 

          3                 MR. STREMMING:  Yeah.

 

          4                 MR. KOCH:  Karen Duffy.

 

          5                 MR. STREMMING:  Karen Duffy.

 

          6                 COMMISSIONER JONES:  Yeah, she made that

 

          7   commitment at the --

 

          8                 MR. KOCH:  At the meeting, yeah.

 

          9                 COMMISSIONER JONES:  Right, in Jeff City.

 

         10                 MR. KOCH:  Exactly.

 

         11                 COMMISSIONER JONES:  Said they were going to

 

         12   try to do more with food service because that was the

 

         13   largest --

 

         14                 MR. KOCH:  And we have actually done it,

 

         15   I mean, we -- to what Jim is talking about.  We've gone to

 

         16   a majority of vendors and we've pushed them to utilize the

 

         17   minority vendors.  And we've actually set up systems where

 

         18   the minority vendors are now being able to supply from the

 

         19   majority vendors.  So it's worked out well.

 

         20                 Little Guy Foods is one of the vendors that

 

         21   we partnered with and actually sent one of our accounting

 

         22   people to actually help mentor them in their accounting

 

         23   department and work with them to be able to structure the

 

         24   company a little bit better.

 

         25                 MR. STREMMING:  And made them so successful

 

 

 


 

                                                                       70

 

 

 

          1   that they've now sold the business to a majority --

 

          2                 MR. KOCH:  Sold the business.  You make

 

          3   money where you make money.  But they were --

 

          4                 COMMISSIONER JONES:  I'd like to see that

 

          5   throughout the entire state.

 

          6                 MR. KOCH:  Sure.

 

          7                 COMMISSIONER JONES:  But, like I said, she

 

          8   made that commitment at the meeting.

 

          9                 MR. KOCH:  And Karen represents us from a

 

         10   corporate side.  She's also our diversity and minority

 

         11   representative for purchasing throughout the corporation.

 

         12                 We've been able to take some companies that

 

         13   were local companies, minority vendors, and actually have

 

         14   created national contracts with Ameristar, for paper

 

         15   products, and the trashcan liners that Troy was relating,

 

         16   to become a national vendor for us through all of our

 

         17   Ameristar properties.  So the commitment is very much

 

         18   there.

 

         19                 And when John comes to visit us on a

 

         20   quarterly basis, it's a very cordial visit, because we're

 

         21   very -- very proactive in the community.  We're very

 

         22   proactive with our vendors.

 

         23                 The challenge that we put out is we want a

 

         24   good product.  We want it to be stable.  And if those

 

         25   products and those companies that are out there that are

 

 

 


 

                                                                       71

 

 

 

          1   willing to provide us on a regular basis with a

 

          2   good-quality product, they have a fair shot, and we're

 

          3   going to give them the opportunity to do business with us

 

          4   every day.

 

          5                 CHAIRMAN SHULL:  John is working on a new

 

          6   form now that's going to standardize the information that

 

          7   we receive, so that we can follow it and understand it.

 

          8                 Would you be willing to work -- put together

 

          9   last year's figures using this new form that John has at

 

         10   your year end indicating who the suppliers are, what their

 

         11   product is?

 

         12                 MR. KOCH:  Yes, we work -- whatever John has

 

         13   asked for, we've been able to supply him with the

 

         14   information.

 

         15                 CHAIRMAN SHULL:  So would you be able to

 

         16   have that by the end of February?

 

         17                 MR. KOCH:  Yeah.  For year end, yeah.

 

         18                 CHAIRMAN SHULL:  Thank you.

 

         19                 Do you have any other questions?

 

         20                 COMMISSIONER JONES:  No.  That's it.

 

         21                 Thank you.

 

         22                 CHAIRMAN SHULL:  Any other questions?

 

         23                 COMMISSIONER BRADLEY:  Yes, I have a

 

         24   question.

 

         25                 Some of this has to do maybe with a little

 

 

 


 

                                                                       72

 

 

 

          1   bit of the economy, and I know you said you didn't have

 

          2   the statistics for 2008.

 

          3                 But when the economy gets tough, crime goes

 

          4   up.  Are you getting a handle on what it looks like for

 

          5   2006, 2007 and perhaps 2008 for your properties, you know,

 

          6   especially in St. Charles?

 

          7                 I mean, do you think you've got a good

 

          8   handle on the safety for the Missourians who are on the

 

          9   property?

 

         10                 MR. FRANKE:  With the current economy

 

         11   downturn, we haven't seen a big increase in those types of

 

         12   offenses.

 

         13                 Now, we have seen an increased number of

 

         14   arrests on our property over the last year, mostly due to

 

         15   the opening of our nightclub.

 

         16                 And while the numbers seem to be showing an

 

         17   upward trend, we're proud of those numbers because we've

 

         18   worked closely with the MGC agents on property, and that

 

         19   we're very quick to identify any issues and we proactively

 

         20   deal with those issues.

 

         21                 COMMISSIONER BRADLEY:  Okay.

 

         22                 CHAIRMAN SHULL:  We also have a report from

 

         23   the officer there that indicated that he would recommend

 

         24   that you have more security in the nightclub to attempt to

 

         25   reduce the issues that he believed are there.  Have you

 

 

 


 

                                                                       73

 

 

 

          1   seen --

 

          2                 MR. FRANKE:  I think that was from --

 

          3                 CHAIRMAN SHULL:  -- talking about that --

 

          4                 MR. FRANKE:  Well, over the summertime, as

 

          5   the business volumes decreased, the amount of staffing

 

          6   decreased as well.

 

          7                 But I don't think -- when I talked to him, I

 

          8   don't believe he was talking as much inside the club as

 

          9   outside the club and talking about Ameristar security,

 

         10   making sure that we have plenty of support out there

 

         11   should individuals be taken out, either the side door or

 

         12   the back door, that we make sure that we have plenty of

 

         13   people there to deal with any of the issues that come out.

 

         14                 We are committed to that.  And, again, we're

 

         15   working very closely with Sergeant Leitman and with his

 

         16   team, and we'll make sure that staffing is appropriate for

 

         17   the business volumes.

 

         18                 CHAIRMAN SHULL:  Thank you.

 

         19                 Other questions or comments?

 

         20                 Thank you.

 

         21                 MR. FRANKE:  Thank you.

 

         22                 MR. KOCH:  Thank you.

 

         23                 MR. STREMMING:  Thank you.

 

         24                 MR. MCNARY:  Do you gentlemen intend to have

 

         25   your mayor and Port Authority people come up?

 

 

 


 

                                                                       74

 

 

 

          1                 MR. STREMMING:  Why don't you have Vince

 

          2   first from Kansas City.

 

          3                 MR. GAUTHIER:  Good morning members of the

 

          4   Commission.  My name is Vincent Gauthier.  On behalf of

 

          5   the mayor and the City Council of Kansas City, thank you

 

          6   for this opportunity.

 

          7                 Overall, the folks at Ameristar have been

 

          8   very responsible and dependable community citizens.

 

          9                 Their gaming tax has been a significant

 

         10   portion of the City's general revenue fund, and we've seen

 

         11   very little impact -- excuse me.  Anybody have a water?

 

         12   Maybe not.  It's that cold that's running around here.

 

         13                 We've had very little, what we've seen,

 

         14   secondary impact from crime.  So we find them to be a very

 

         15   useful, good corporate citizen.

 

         16                 You briefly heard about, however, the

 

         17   funding agreement that we have, but let me expound upon

 

         18   that a little bit, because that's where the impact has

 

         19   been, at least for the Port Authority in the City.

 

         20                 The Problem Gambling Fund, for those of you

 

         21   who do not know, has been instrumental in some very

 

         22   important research with regard to -- oh, God love you.

 

         23   Thank you.

 

         24                 It's been instrumental with regard to some

 

         25   very important research, as well as assistance for folks

 

 

 


 

                                                                       75

 

 

 

          1   with problem gambling.

 

          2                 We've also received money for the Riverfront

 

          3   Project Fund.  That's the $75,000 that was noted.  This is

 

          4   a very useful bit of money for us because it's basically

 

          5   unattached, and we can use it on any of the physical

 

          6   improvements we're doing on the riverfront.

 

          7                 And for those of you who are not aware, we

 

          8   are making substantial improvements on Kansas City's

 

          9   riverfront after over 110 years of dumping on it and

 

         10   misusing it.

 

         11                 We as of last year received our final no-

 

         12   further-action letter.  So we now have 100 acres of land

 

         13   that is clean, ready for redevelopment, and we're thrilled

 

         14   with this opportunity.  We're going to make it the

 

         15   greenest part of this state you've ever seen down there.

 

         16   So this money will be used in that regard.

 

         17                 And one of the major projects that's part of

 

         18   that is this -- part of the Riverfront Heritage Trail that

 

         19   was referenced.

 

         20                 Two years ago, in a very creative approach,

 

         21   the folks at Ameristar contributed $2 million to the Port

 

         22   Authority to assist us with a project that's also being

 

         23   partly funded by the State through transportation funds to

 

         24   do a connection on a trail that will be run all of the way

 

         25   from Kansas City, Kansas all of the way to what's known as

 

 

 


 

                                                                       76

 

 

 

          1   Riverfront Park, approximately 12 miles in length when

 

          2   it's all completed.  And the most difficult portion of

 

          3   this project is what they helped fund.

 

          4                 And these folks may not know it behind me,

 

          5   but as of Monday of this week we got our final agreement

 

          6   with the railroad.  And if any of you have ever negotiated

 

          7   with the railroad, you'll know why this project has taken

 

          8   nine years to make happen.  So thank you for that funding.

 

          9                 So we're moving forward, and we'll be

 

         10   breaking ground.  The next time I see you I'll be telling

 

         11   you how beautiful it looks completed.

 

         12                 The fourth thing is -- and I'm glad Troy

 

         13   mentioned it -- is this Port Authority/Ameristar/Isle of

 

         14   Capri Fund for the advancement of minority and women-

 

         15   owned businesses.

 

         16                 I would encourage no one to ever do a title

 

         17   that long for a fund.  But this is a critical fund in the

 

         18   City of Kansas City to help businesses that are really on

 

         19   that edge.  They want to be able to step up to the next

 

         20   level but need some assistance, and we do it through both

 

         21   grants and low-interest loans.

 

         22                 And I will tell you that over the last two

 

         23   years, as this has ramped up, this has become a very

 

         24   integral part of the minority business community in

 

         25   assisting folks, and there is a direct relationship with

 

 

 


 

                                                                       77

 

 

 

          1   trying to help the casino industry.

 

          2                 That's probably a good seque into noting

 

          3   that with regard to the MBE and WBE involvement, the Port

 

          4   Authority is working directly with the folks at the Isle

 

          5   of Capri.  There is actually two different folks in

 

          6   addition to Troy that we work with on a fairly regular

 

          7   basis.

 

          8                 And I had a long conversation prior to this

 

          9   meeting with our compliance officer to understand exactly

 

         10   where we were as currently as possible, and she indicated

 

         11   that one of the newest things that I was not aware of was

 

         12   that the Ameristar is working on an in-house suppliers

 

         13   list and trying to enhance the number of minority and

 

         14   women-owned business enterprises that are working on the

 

         15   in-house services.

 

         16                 And I think you heard a little bit about

 

         17   that, but that is something that has ramped up in the last

 

         18   couple months.

 

         19                 Let's see.

 

         20                 I guess in conclusion, I just want to

 

         21   reiterate that overall they've played a strong civic and

 

         22   economic role in the city and we encourage your most

 

         23   thoughtful consideration of their relicensing.

 

         24                 Thank you.

 

         25                 Any questions, please?

 

 

 


 

                                                                       78

 

 

 

          1                 CHAIRMAN SHULL:  Thank you very much.

 

          2                 Does anyone have questions?

 

          3                 Thank you very much.

 

          4                 MR. GAUTHIER:  Thanks for the water.

 

          5                 CHAIRMAN SHULL:  Enjoy your water.

 

          6                 MR. FRANKE:  Commissioners, Executive

 

          7   Director, let me now introduce to you our mayor from

 

          8   St. Charles, Ms. Patti York.

 

          9                 MS. YORK:  Commission members, Mr. McNary,

 

         10   good morning, ladies and gentlemen.  I am Mayor Patti York

 

         11   from the City of St. Charles, Missouri, and I thank you

 

         12   for giving me the opportunity to testify before you in

 

         13   regard to the Commission's consideration of the

 

         14   relicensure of Ameristar Casino in St. Charles.

 

         15                 It is a pleasure to be here and have the

 

         16   opportunity to tell you about all of the great things our

 

         17   city has been able to accomplish as a homedock community.

 

         18                 One of the questions I know that you always

 

         19   ask is the quality of Ameristar as a corporate citizen.

 

         20   And I'm pleased and proud to say that Ameristar is an

 

         21   active corporate citizen in our community, to the big

 

         22   things.

 

         23                 Like, Ameristar raises money for adult and

 

         24   children charities, assists in fundraising for civic

 

         25   events and community activities and contributes to many,

 

 

 


 

                                                                       79

 

 

 

          1   many worthy causes.

 

          2                 But also to the little things, like sitting

 

          3   on the Board of the Chamber of Commerce, to actively

 

          4   participating in local civic organizations.  Ameristar and

 

          5   its staff and employees stand ready to assist our

 

          6   community.

 

          7                 The economic impact on our homedock

 

          8   community is great.  The Ameristar facility, of course, is

 

          9   a great economic engine in our city.  Ameristar has

 

         10   invested well over $500 million in our city.

 

         11                 And in late 2007 Ameristar opened a

 

         12   400-room, all-suite, luxury, four-star hotel, spa and

 

         13   nightclub, something that most people didn't think would

 

         14   ever show up in St. Charles.  So we're very proud and

 

         15   pleased to say it did.

 

         16                 Ameristar is the City's largest employer,

 

         17   with approximately 1,800 employees.

 

         18                 The Ameristar facility anchors the South

 

         19   Main Street/Riverfront area.  Since 2004 development north

 

         20   of the Ameristar facility has included the construction of

 

         21   a new hotel, restaurant and residential housing,

 

         22   condominiums and villas, with prices in excess of $300,000

 

         23   per unit.

 

         24                 To the south, development started this year

 

         25   on the streets of St. Charles, a new urban mix of

 

 

 


 

                                                                       80

 

 

 

          1   commercial, office, retail and residential development on

 

          2   approximately 25 acres, where the popular Noah's Ark

 

          3   Restaurant used to be located.

 

          4                 In 2008 Riverbluff Drive, which is the

 

          5   access road to the Ameristar facility, was reconstructed

 

          6   and widened to five lanes and renamed Ameristar Boulevard.

 

          7                 This project's financing was achieved

 

          8   through a cooperation agreement among Ameristar, our city,

 

          9   a Transportation Development District and Community

 

         10   Improvement District.

 

         11                 In 2009 work is starting on widening the

 

         12   westbound exit ramp from Interstate 70 onto Northbound

 

         13   Fifth Street.

 

         14                 Improvements to the exit ramp will alleviate

 

         15   congestion into Ameristar Boulevard and into the Ameristar

 

         16   facility, as well as to our Bass Pro facility.

 

         17                 The gaming tax and admission fee to the City

 

         18   of St. Charles is a little over $14 million in 2008.  The

 

         19   revenue has enabled the city to execute numerous public

 

         20   works projects, from street construction and repair,

 

         21   stormwater, sanitary sewer, water and numerous other

 

         22   infrastructure improvements.

 

         23                 The revenue has enabled the city, in

 

         24   conjunction with the county's Sports Facility Authority,

 

         25   to operate its convention center, and it has also added to

 

 

 


 

                                                                       81

 

 

 

          1   the development of acquisition of parks, funding to the

 

          2   St. Charles Family Arena and funding for DARE and SRO

 

          3   officers in our schools, among other things.

 

          4                 When we talk about infrastructure, I may

 

          5   have mentioned this before, but I was able to accept on

 

          6   behalf of the City of St. Charles an award for having the

 

          7   oldest clay pipe sewer still in existence in the

 

          8   United States.

 

          9                 So you can see we have some old

 

         10   infrastructure, and that is one of the things we've done

 

         11   in our community is dedicate this gaming money to

 

         12   infrastructure improvements.  It's still working, and we

 

         13   haven't done anything on that one yet.

 

         14                 The operation of the gaming facility and

 

         15   crime in our city, we really believe that this facility is

 

         16   an asset to the city, and the operation of the Ameristar

 

         17   facility has provided no negative secondary effect in

 

         18   terms of criminal activity in our city.

 

         19                 I spoke with our police chief to concur with

 

         20   this and he does.  On average annually approximately

 

         21   3 percent of the police department's total calls per

 

         22   service involve the Ameristar facility.  This is

 

         23   reasonable for the number of patrons who visit the

 

         24   facility.

 

         25                 Our police department has an excellent

 

 

 


 

                                                                       82

 

 

 

          1   working relationship with the Missouri Highway Patrol

 

          2   personnel assigned to the facility, and we also have an

 

          3   excellent working relationship with the security personnel

 

          4   of Ameristar.

 

          5                 I was looking at the numbers here, and I see

 

          6   that we are higher, of course, than the Clay County area.

 

          7                 And to speak to that, we are on the busiest

 

          8   highway intersection in the whole United States.  On

 

          9   Highway 70 we see between 225,000 to 250,000 cars a day on

 

         10   Highway 70 come through our city, and we have found that

 

         11   that is where the majority of our problems come from.

 

         12                 The city has no revenue-sharing agreement

 

         13   with any adjacent political subdivisions regarding

 

         14   Ameristar.  The city utilizes the gaming tax and fee

 

         15   revenues on projects that benefit adjoining communities

 

         16   and the public in general, though we make a point of

 

         17   working with the communities around us, the convention

 

         18   center.  We have numerous festivals, our DARE, SRO

 

         19   officers and certain road projects.

 

         20                 And in conclusion I just thank you for the

 

         21   opportunity to testify, and on behalf of the City of

 

         22   St. Charles, Missouri we provide 100 percent support and

 

         23   endorsement for the relicensure of Ameristar St. Charles.

 

         24                 So if you have any questions, I'd be happy

 

         25   to answer what I can.

 

 

 


 

                                                                       83

 

 

 

          1                 CHAIRMAN SHULL:  Are there any questions?

 

          2                 MS. YORK:  Thank you very much for your

 

          3   time.

 

          4                 CHAIRMAN SHULL:  Thank you very much.

 

          5                 MR. MCNARY:  The next item would be public

 

          6   comment, Mr. Chairman, if anyone has a comment.

 

          7                 CHAIRMAN SHULL:  Is there anyone who cares

 

          8   to comment publicly?

 

          9                 Seeing none.

 

         10                 MR. MCNARY:  Then I would call on Sergeant

 

         11   Gary Davidson to make the summary investigative summary,

 

         12   who did the investigation on -- or report on both

 

         13   Ameristar east and west.

 

         14                 SERGEANT DAVIDSON:  Mr. Chairman and

 

         15   Commissioners, if it pleases the Commission, I can do it

 

         16   separately for each one of the resolutions or I can do it

 

         17   combined, whichever.

 

         18                 CHAIRMAN SHULL:  You can take liberty.

 

         19                 SERGEANT DAVIDSON:  I'll do it combined.

 

         20                 Investigators of the Missouri Gaming

 

         21   Commission conducted a relicensing background

 

         22   investigation of Ameristar Casino Kansas City and

 

         23   Ameristar Casino St. Charles.

 

         24                 Ameristar Casino Kansas City and Ameristar

 

         25   Casino St. Charles are wholly owned subsidiaries of

 

 

 


 

                                                                       84

 

 

 

          1   Ameristar Casinos, Incorporated, a publicly traded Nevada

 

          2   corporation.

 

          3                 Both Ameristar Casino Kansas City and

 

          4   Ameristar Casino St. Charles were incorporated in the

 

          5   State of Missouri on October 10, 2000 for the purpose of

 

          6   acquiring, owning and operating riverboat gaming

 

          7   operations in Kansas City and St. Charles.

 

          8                 Ameristar Casinos, Incorporated is an

 

          9   established multi-jurisdictional gaming enterprise that

 

         10   currently owns and operates eight properties in six

 

         11   gaming jurisdictions, such as Colorado, Indiana, Iowa,

 

         12   Mississippi, Missouri and Nevada.

 

         13                 A check with the state gaming authorities of

 

         14   those jurisdictions revealed no significant concerns or

 

         15   issues.

 

         16                 Credit and criminal background checks were

 

         17   conducted on Ameristar Casino Kansas City and St. Charles

 

         18   key and Level I personnel.  No discrepancies or concerns

 

         19   were noted.

 

         20                 The criminal background checks included, but

 

         21   were not limited to, checks with Federal, State, county

 

         22   and municipal law enforcement agencies where the

 

         23   individuals lived, worked and frequented.

 

         24                 The city administrators and the city

 

         25   prosecutor, as well as the police and fire departments in

 

 

 


 

                                                                       85

 

 

 

          1   the Cities of Kansas City and St. Charles, were contacted

 

          2   referencing any concerns regarding the operations in

 

          3   Kansas City and St. Charles.  They indicated they had no

 

          4   negative information to provide.

 

          5                 Ameristar Casino Kansas City and Ameristar

 

          6   Casino St. Charles have been issued docking permits by the

 

          7   Department of Army Corps of Engineers, with no negative

 

          8   comments received.

 

          9                 The Missouri Department of Natural Resources

 

         10   were contacted regarding wastewater-handling facilities of

 

         11   Ameristar Casino Kansas City and Ameristar Casino

 

         12   St. Charles and found them to be adequate.

 

         13                 The results of this investigation were

 

         14   provided to the Missouri Gaming Commission staff for their

 

         15   review.  Specific details related to our investigative

 

         16   findings are contained within the comprehensive summary

 

         17   reports in your possession.

 

         18                 At this time I would be happy to answer any

 

         19   questions that you might have.

 

         20                 CHAIRMAN SHULL:  Do we have a question?

 

         21                 The only question I have is there have been

 

         22   several audits since the last license in 2006, and I would

 

         23   like to know if all of the required corrective actions

 

         24   have been taken.

 

         25                 SERGEANT DAVIDSON:  I could have -- do you

 

 

 


 

                                                                       86

 

 

 

          1   have that information?

 

          2                 MS. ALONZO:  Hi.  Cheryl Alonzo, Director of

 

          3   the Compliance Audit.

 

          4                 The most recent audit and our followup to

 

          5   that one, those items have been addressed.  You know, for

 

          6   the '06 audit, I wouldn't know.

 

          7                 As far as -- we had no indication -- we

 

          8   didn't have any -- I don't think we had any GIR or repeat

 

          9   findings in that '06 audit.  In the '07 audit, the

 

         10   followup, I don't think there were any -- well, I don't

 

         11   want to say.  I don't know for sure.

 

         12                 SERGEANT DAVIDSON:  Let me see.

 

         13                 CHAIRMAN SHULL:  Would someone from the

 

         14   company like to speak to that?

 

         15                 (Inaudible.)

 

         16                 THE COURT REPORTER:  I can't hear this.

 

         17                 MR. MCNARY:  Cheryl and Julie, I think

 

         18   you're talking too.  You're going to have to come up and

 

         19   use the mike.  Otherwise, the record won't reflect the

 

         20   conversation.

 

         21                 CHAIRMAN SHULL:  I heard.  Maybe the

 

         22   reporter did not hear, but I did understand what she said.

 

         23                 Thank you.

 

         24                 Does anyone from the company have a comment

 

         25   on it or --

 

 

 


 

                                                                       87

 

 

 

          1                 MS. ALLEN:  Hi.  My name is Julie Allen, and

 

          2   I'm the Director of Regulatory Compliance for Kansas City.

 

          3                 And the question was, did we have any repeat

 

          4   findings for the '06 and '07 audit?

 

          5                 CHAIRMAN SHULL:  Have they all been

 

          6   corrected?

 

          7                 MS. ALLEN:  Yes, all of the audit issues

 

          8   have been corrected from the '06 and '07 audit.

 

          9                 CHAIRMAN SHULL:  And '08?

 

         10                 MS. ALLEN:  He asked about the '08.

 

         11                 Is the '08 the one I just sent you?

 

         12                 MS. ALONZO:  Yeah.  We haven't followed up

 

         13   yet on '08.  It's just --

 

         14                 MS. ALLEN:  But on our end, yes, everything

 

         15   has been rectified from all of the audits that the Gaming

 

         16   Commission has issued to us.

 

         17                 MS. ALONZO:  The '08 audit is going to be

 

         18   issued this week.

 

         19                 MS. ALLEN:  And all of the audit findings

 

         20   from the St. Charles' audits have been followed up on as

 

         21   well.

 

         22                 CHAIRMAN SHULL:  Thank you very much.

 

         23                 MR. MCNARY:  Mr. Chairman, Staff recommends

 

         24   relicensure of both Ameristar Casino, as well as

 

         25   St. Charles.

 

 

 


 

                                                                       88

 

 

 

          1                 CHAIRMAN SHULL:  And the first appears to be

 

          2   Kansas City, 08-115.

 

          3                 Is there a motion?

 

          4                 COMMISSIONER HAIS:  Chairman, I would move

 

          5   the adoption of Commission Resolution 08-115.

 

          6                 COMMISSIONER BRADLEY:  Second.

 

          7                 CHAIRMAN SHULL:  A motion is made and

 

          8   seconded.

 

          9                 Is there further discussion?

 

         10                 Hearing none, call the roll, please.

 

         11                 MS. FRANKS:  Chairman Shull.

 

         12                 CHAIRMAN SHULL:  Approve.

 

         13                 MS. FRANKS:  Commissioner Jones.

 

         14                 COMMISSIONER JONES:  Approve.

 

         15                 MS. FRANKS:  Commissioner Hais.

 

         16                 COMMISSIONER HAIS:  Approve.

 

         17                 MS. FRANKS:  Commissioner Plunkett.

 

         18                 COMMISSIONER PLUNKETT:  Approve.

 

         19                 MS. FRANKS:  Commissioner Bradley.

 

         20                 COMMISSIONER BRADLEY:  Approve.

 

         21                 MS. FRANKS:  By your vote you've adopted

 

         22   Resolution No. 08-115.

 

         23                 CHAIRMAN SHULL:  The next resolution is

 

         24   08-116.

 

         25                 Is there a motion?

 

 

 


 

                                                                       89

 

 

 

          1                 COMMISSIONER JONES:  I move for the approval

 

          2   of Resolution 08-116.

 

          3                 COMMISSIONER PLUNKETT:  Second.

 

          4                 CHAIRMAN SHULL:  A motion is made and

 

          5   seconded.

 

          6                 Is there further discussion?

 

          7                 Hearing none, call the roll, please.

 

          8                 MS. FRANKS:  Chairman Shull.

 

          9                 CHAIRMAN SHULL:  Approve.

 

         10                 MS. FRANKS:  Commissioner Jones.

 

         11                 COMMISSIONER JONES:  Approve.

 

         12                 MS. FRANKS:  Commissioner Hais.

 

         13                 COMMISSIONER HAIS:  Approve.

 

         14                 MS. FRANKS:  Commissioner Bradley.

 

         15                 COMMISSIONER PLUNKETT:  Approve.

 

         16                 MS. FRANKS:  Commissioner Bradley.

 

         17                 COMMISSIONER BRADLEY:  Approve.

 

         18                 MS. FRANKS:  By your vote you've adopted

 

         19   Resolution No. 08-116.

 

         20                 MR. MCNARY:  Mr. Chairman, unless the Chair

 

         21   or Commission wants to take a break, we'll move along with

 

         22   the presentation by Pinnacle President Casino.

 

         23                 CHAIRMAN SHULL:  Proceed.

 

         24                 MR. MCNARY:  Pinnacle is represented by

 

         25   Attorneys Jerry Riffel and Jack Godfrey and the City of

 

 

 


 

                                                                       90

 

 

 

          1   St. Louis, Mr. Rodney Crim.

 

          2                 MR. RIFFEL:  Mr. Chairman, I would like to

 

          3   hand out some hard copies of the presentation, if I could.

 

          4                 There are a number of Pinnacle-related

 

          5   officers and employees in the attendance, and Todd George

 

          6   will speak on behalf of the request for Lumiere

 

          7   relicensure later, but I'd like to introduce just several

 

          8   that will be very involved in this.

 

          9                 To my right, esteemed general counsel of

 

         10   Pinnacle Entertainment, Jack Godfrey, who is going to

 

         11   assist with the presentation.  And I'd like Chris

 

         12   Strobbe -- where are you, Chris?  Could you stand up?

 

         13   General Manager of the President.

 

         14                 Charles Felton, who handles purchasing of

 

         15   food and liquor and is working a lot on the compliance

 

         16   plan, MWBE issues, will be available for questions.

 

         17                 And, last, our esteemed partner and leader

 

         18   from the St. Louis Development Corporation, Rodney Crim,

 

         19   who will speak on behalf of the City.

 

         20                 We have had a very interesting year at the

 

         21   President.  We've followed the format that you requested

 

         22   in terms of your answers.

 

         23                 The performance of the President during the

 

         24   last year.

 

         25                 Moving on.

 

 

 


 

                                                                       91

 

 

 

          1                 We projected at the beginning year that we

 

          2   have AGR of -- rounded off -- $43 million.  For reasons

 

          3   that we will explain, that did not turn out to be

 

          4   possible.  Based upon numbers through October 31st, we

 

          5   think that is going to be 26 million.  Our admissions are

 

          6   down 35 percent.

 

          7                 We've made, we think, a substantial capital

 

          8   investment at the end of '07, during '07 and the beginning

 

          9   of '08, in accounting for our slot machines and electronic

 

         10   games, and we also upgraded our vehicles, worked on

 

         11   renovating the entrance to the casino, and spent 3 million

 

         12   bucks.

 

         13                 The reasons are several why we did not meet

 

         14   those financial projections.  We think one of the basic

 

         15   reasons is flooding.

 

         16                 Moving on.

 

         17                 We had serious flooding issues during 2008.

 

         18   We were affected by the economy during 2008.  We believe

 

         19   that the opening of Lumiere Place Casino in our

 

         20   neighborhood and the opening of the casino Queen Facility

 

         21   across the river also had impact on reducing our revenues.

 

         22                 If you look on the next slide, during 2008,

 

         23   it's pretty incredible how the high waters affected our

 

         24   project.

 

         25                 For example, from March through September we

 

 

 


 

                                                                       92

 

 

 

          1   did not have access to any of our primary parking.  As you

 

          2   can see, we were closed in April, June and September.  The

 

          3   total was 45 days.  These were very, very difficult issues

 

          4   to deal with.  We had your full cooperation.

 

          5                 I included some pictures of the flooding

 

          6   conditions in Downtown St. Louis in the summer of 2008,

 

          7   which I think are surprising by the severity of it and had

 

          8   a high impact on the President because of its location

 

          9   moored in the Mississippi River.

 

         10                 If you just move through those slides about

 

         11   five or six seconds.

 

         12                 That's a scene looking from the boat.  You

 

         13   see the -- you see the entrance going off to your left, on

 

         14   the west side of the slide.

 

         15                 Next.

 

         16                 That's the entrance to the President Casino.

 

         17   As you can see, it would have been impossible for anyone

 

         18   to get into the facility.

 

         19                 Moving on.

 

         20                 That's another shot from a little bit

 

         21   different angle.

 

         22                 Moving on.

 

         23                 That's another shot.

 

         24                 Moving on.

 

         25                 And that's the valet parking shed.  That's

 

 

 


 

                                                                       93

 

 

 

          1   usually the circular drive that goes into the development,

 

          2   is located at that location.

 

          3                 2008 required the company to take a new look

 

          4   at its business plan, to take some actions very direct and

 

          5   proactive in the hopes that in 2009 that we can do better.

 

          6                 We have changed working with Commission

 

          7   staff, our operating hours.  We've reduced the total per

 

          8   week about 30 hours.  We've closed a poker room on top of

 

          9   C Deck, and we've got a 21 percent reduction in our

 

         10   workforce.

 

         11                 At the same time we have proactively worked

 

         12   with the community and with the city to improve

 

         13   conditions.

 

         14                 Working with Rodney Crim and his staff

 

         15   pursuant to the Development Agreement, we have created,

 

         16   with the approval of the St. Louis City Board of Aldermen,

 

         17   the Community Improvement District.

 

         18                 This is going to produce a special

 

         19   assessment on real property, which is on us, or affiliated

 

         20   corporations, and which will produce $365,000 a year.

 

         21                 We also have worked very hard with the

 

         22   Metropolitan Police Department and the Missouri Gaming

 

         23   Commission over the last several months in improving those

 

         24   security problems, and we did have significant security

 

         25   problems during 2008.

 

 

 


 

                                                                       94

 

 

 

          1                 The next slide, please.

 

          2                 The President has an excellent record -- we

 

          3   are very proud of this -- of hiring and promoting

 

          4   minorities.

 

          5                 During 2008 we actually took a new step to

 

          6   make sure we do everything we can to promote MBE,

 

          7   Minority-Based Enterprises, and WBE, Women-Based

 

          8   Enterprises.

 

          9                 And what we did was we signed, pursuant to

 

         10   the Development Agreement, Lumiere did, Pinnacle

 

         11   Entertainment did, a compliance plan.

 

         12                 And that compliance plan covers all aspects

 

         13   of purchasing liquor, food and other purchasing of vendors

 

         14   by the facility.  And we have moved that function of the

 

         15   President for food and liquor to Lumiere.

 

         16                 And Charles Felton is now handling those

 

         17   purchases.  The goals are 25/5.  That's -- there are

 

         18   reporting requirements that go to the St. Louis Economic

 

         19   Development Corporation.

 

         20                 And we are already seeing significant

 

         21   increases and results in those areas of purchasing, and we

 

         22   expect that to continue.

 

         23                 We have an excellent record of hiring and

 

         24   promoting minorities.  We have, as you can see on those

 

         25   demographics, 61 percent African/American, 36 percent

 

 

 


 

                                                                       95

 

 

 

          1   Caucasian; gender, female 52 percent and male 48 percent.

 

          2   So we believe that we are doing a very good job in those

 

          3   areas.

 

          4                 We also, the next slide, on that basis, have

 

          5   54 percent Caucasian and 46 percent African/American.

 

          6                 The next slide.

 

          7                 Residency by state, which was a request that

 

          8   you made for us to cover, is Missouri 45 percent and

 

          9   Illinois 55 percent.

 

         10                 Peewee, next slide, please.

 

         11                 Our total payroll is $10,659,000.  That's a

 

         12   breakdown of salaries and wages, taxes and benefits.

 

         13                 The next slide.

 

         14                 Employment turnover during 2008 has dropped

 

         15   to an all-time low of 20 percent.  We believe we have a

 

         16   happy group of workers, and we're working very hard to

 

         17   keep it that way.

 

         18                 The next slide.

 

         19                 In our participation in the community,

 

         20   during 2008 cooperatively with the Lumiere we gave over

 

         21   $140,000 to charitable organizations.  Our executive team

 

         22   is involved in all of those agencies.  We serve in a

 

         23   leadership role in the Urban League, the League of Women

 

         24   Voters and the American Red Cross.  So we're very, very

 

         25   involved at the President in the community.

 

 

 


 

                                                                       96

 

 

 

          1                 The next slide.

 

          2                 We have a DAP program that's closely

 

          3   enforced.  We've worked with your staff in developing an

 

          4   approved contract with consultants.  We follow those

 

          5   procedures that are shown.  We review the DAP list prior

 

          6   to cashing checks.  On jackpots we also follow the same

 

          7   procedure.

 

          8                 The next slide.

 

          9                 On underage gaming, those are our

 

         10   procedures.  We call it Project 21.

 

         11                 The next slide.

 

         12                 Now, support of the City of St. Louis.  I'll

 

         13   bring up Rodney Crim in a moment, but first I want to show

 

         14   you several other slides.

 

         15                 This is a letter from the Office of the

 

         16   Mayor that Mr. Crim will discuss.

 

         17                 The next slide.

 

         18                 Just continue on through.

 

         19                 Continue on.

 

         20                 We have a Cooperation Agreement for

 

         21   Riverside, and that shows when it was approved and what

 

         22   the annual budget was, which I discussed.

 

         23                 The next slide.

 

         24                 These are the boundaries, and we think this

 

         25   is very important.

 

 

 


 

                                                                       97

 

 

 

          1                 At the top is Third Street.  If you look,

 

          2   there is Interstate Highway 70.  And if you know the area,

 

          3   west of that, or up, is the convention center property.

 

          4   And we have a tunnel that comes from that property into

 

          5   the Lumiere, which is in that lot called Consolidation

 

          6   Plat of City Block 70.

 

          7                 So right below that, moving east, is surface

 

          8   parking, the Lumiere Hotel, and then the parking below

 

          9   that along the North Sullivan for the President and then

 

         10   the President.

 

         11                 That entire area, which is also a

 

         12   redevelopment planning area for the City of St. Louis,

 

         13   between Martin Luther King and Carr on the north, is the

 

         14   CID.  That's the Community Improvement District.

 

         15                 So the use of a security program in that

 

         16   area cooperatively with the City of St. Louis, which

 

         17   contributes -- we put $365,000, we provide additional

 

         18   lighting, we provide additional security and we work

 

         19   cooperatively with the Lumiere, and we believe it's going

 

         20   to be a significant positive force in improving security

 

         21   and increasing revenues for the project.

 

         22                 The next slide.

 

         23                 As to the condition of the vessel.  It is

 

         24   waterproof.  We conducted repairs on February 21, 2008.

 

         25   On April 19 ABS Consulting determined that compartment to

 

 

 


 

                                                                       98

 

 

 

          1   be dry, and we had no evidence of any seepage.

 

          2                 With that, I would like to request that

 

          3   Rodney Crim on behalf of the City address the Commission.

 

          4                 Mr. Crim.

 

          5                 MR. CRIM:  Good morning, Commissioners.  My

 

          6   name is Rodney Crim.  I'm the Executive Director of the

 

          7   St. Louis Development Corporation, and we are the Economic

 

          8   Development Agency for the City of St. Louis.

 

          9                 As Mr. Riffel mentioned and was shown up on

 

         10   the PowerPoint, there was a copy of a letter that the

 

         11   mayor has submitted to the Gaming Commission.

 

         12                 And that letter indicates -- and I won't

 

         13   read it -- but it indicates that the City is extremely

 

         14   pleased with the new Lumiere Place, as well as the

 

         15   improvements made to the President, and we believe that

 

         16   the excellent quality of Lumiere Place is both a major

 

         17   asset to the city and a major asset to gaming in the State

 

         18   of Missouri.

 

         19                 Therefore, we support both the relicensing

 

         20   of Lumiere Place Casino and the relicensing of the

 

         21   President on the Admiral.

 

         22                 So that's in the letter.  I'll just make

 

         23   some just general comments in addition.

 

         24                 That area that Mr. Riffel referred to was an

 

         25   area that's been blighted -- had been blighted since 1981.

 

 

 


 

                                                                       99

 

 

 

          1   And so, again, with the development of Lumiere Place in

 

          2   the whole area, after approximately, you know, 26 years,

 

          3   we're very excited about what it does for the Downtown

 

          4   riverfront.

 

          5                 The community is very excited about the

 

          6   project.  The Four Seasons is attracting a number of

 

          7   events, as well as Hotel Lumiere.

 

          8                 And the company is a very good corporate

 

          9   citizen, very involved in the Regional Chamber and Growth

 

         10   Association, very involved in the Partnership for Downtown

 

         11   St. Louis, the convention and visitors convention.  All

 

         12   have welcomed the Lumiere link, which connects, in

 

         13   essence, the America Center with the Laclede's Landing,

 

         14   broader area, and provides an easy, safe way for people to

 

         15   get to the riverfront.

 

         16                 So in addition to the jobs and the tax

 

         17   revenues that this project brings, we're pretty excited

 

         18   about what it does for the overall enjoyment factor for

 

         19   Downtown St. Louis and what it will encourage others to do

 

         20   on a longer-term basis.

 

         21                 So, again, if you have any questions for me

 

         22   representing the City, I'll be glad to entertain those.

 

         23                 CHAIRMAN SHULL:  Any questions?

 

         24                 MR. MCNARY:  I have a question, Mr. Crim.

 

         25                 Do you think that Lumiere is going to make a

 

 

 


 

                                                                      100

 

 

 

          1   difference in the economic development of downtown?

 

          2                 MR. CRIM:  I think that, you know, prior to

 

          3   Lumiere, we didn't have a Four Seasons Hotel in Downtown

 

          4   St. Louis.  Now we have what's been rated by Triple A as

 

          5   one of -- their highest level designation with the -- I

 

          6   think it's a five star diamond.  And so that's pretty

 

          7   impressive.

 

          8                 And that also provides some competition for

 

          9   some of the outlying suburbs.  Clayton has a Ritz Carlton.

 

         10   We didn't have anything equivalent to the Ritz Carlton.

 

         11   So that has attracted a lot of attention.

 

         12                 The corporations downtown are very excited

 

         13   about that.  It helps them when they're bringing in

 

         14   clients, and it helps us retain some of the corporations

 

         15   downtown.

 

         16                 So when the corporations are looking at, do

 

         17   we build a nice, new, shiny building downtown or do we go

 

         18   to Clayton or some other areas west, now they're thinking

 

         19   more about staying downtown.  So we do think --

 

         20                 MR. MCNARY:  So you think it is going --

 

         21                 MR. CRIM:  The short answer is yes.

 

         22                 MR. MCNARY:  Well, that was a long answer.

 

         23                 What about conventions and corporate

 

         24   meetings, do you think, especially with the repeal of loss

 

         25   limits, that you'll be able to attract more conventions?

 

 

 


 

                                                                      101

 

 

 

          1                 MR. CRIM:  Yeah, we're very excited about

 

          2   that.  The general manager for Lumiere Place has a very

 

          3   good working relationship -- that's Todd George -- with

 

          4   our head of Convention and Visitors, Katie -- Kitty

 

          5   Ratliff (phonetic sp.), and that type of relationship has

 

          6   been very good, because he knows what kinds of conventions

 

          7   she's trying to bring to town.

 

          8                 We can put together with the Partnership for

 

          9   Downtown St. Louis, with the Regional Chamber for Growth

 

         10   Association, packages to try to attract conventions to

 

         11   Downtown St. Louis.  And then we all can be alert to

 

         12   conventions that are coming and then put our best foot

 

         13   forward to make it a great experience for them.

 

         14                 MR. MCNARY:  Now, if I had your job, which

 

         15   is economic development, and I saw the potential that --

 

         16   because of Lumiere and that new riverfront activity, I

 

         17   would be beating up on the mayor and on the police chief

 

         18   regularly to make sure there is security down there.

 

         19                 Are you doing that?

 

         20                 MR. CRIM:  And I'm glad you brought that up.

 

         21                 As you are aware -- you know, you guys had a

 

         22   recent meeting with the mayor and with the police chief,

 

         23   in which they committed to working together with the

 

         24   Gaming Commission, as well as with Laclede's Landing,

 

         25   Lumiere Place and some of the other business owners in the

 

 

 


 

                                                                      102

 

 

 

          1   area, to make sure that it is a very safe environment and

 

          2   a very pleasant environment to attract, as you mentioned,

 

          3   conventioneers, as well as residents, who want to use the

 

          4   area.

 

          5                 So it's very important to us.  And so we

 

          6   have been working on -- we have a number of things that

 

          7   we're trying to work on to improve the security and safety

 

          8   in the area.

 

          9                 One is lighting.  And so our Streets

 

         10   Department has replaced a number of lights in the area,

 

         11   has actually erected a number of poles in the area to

 

         12   increase lighting in the area.

 

         13                 Working with the police to increase patrols,

 

         14   also working with Laclede's Landing to increase secondary,

 

         15   which is, you know, police working overtime in the area.

 

         16                 And we're just looking for all kinds of

 

         17   ways.  There are parking lots in the area, privately owned

 

         18   parking lots, that we're trying to work on identifying

 

         19   what the issues are and then bringing kind of enforcement

 

         20   mechanisms to address those issues, including lighting,

 

         21   security, having attendants on duty throughout the evening

 

         22   and so on.

 

         23                 MR. MCNARY:  You lost -- the City lost

 

         24   Gaslight Square, where the Landing has suffered.  You're

 

         25   not going to make that mistake again.  Is that what I hear

 

 

 


 

                                                                      103

 

 

 

          1   you saying?

 

          2                 MR. CRIM:  Well, Gaslight Square -- and for

 

          3   those of you who aren't familiar with Gaslight Square, it

 

          4   was an entertainment district in St. Louis going back a

 

          5   number of years.  And that area has been redeveloped into

 

          6   pretty much high-end housing, that has extended what was

 

          7   kind of more limited boundaries of the Central West End,

 

          8   to make it actually broader.

 

          9                 I mean, it actually turned out to be a great

 

         10   success with that, what was Gaslight Square, reutilizing

 

         11   that property for housing and so on.

 

         12                 We are very conscious, making sure that we

 

         13   don't take what has been this great asset, this great

 

         14   unique feature of Lumiere Place, plus a combination with

 

         15   Laclede's Landing, having this great asset be, you know,

 

         16   tainted by security and, you know, people who want to

 

         17   commit crimes.

 

         18                 So we're definitely going to be on it, and

 

         19   we're definitely on it now.

 

         20                 MR. MCNARY:  Thank you.

 

         21                 CHAIRMAN SHULL:  Any other questions?

 

         22                 COMMISSIONER JONES:  A question -- really

 

         23   the same questions for Lumiere/President as I have for

 

         24   Ameristar, your commitment to minority participation.

 

         25                 And I do believe Mr. Felton was at that same

 

 

 


 

                                                                      104

 

 

 

          1   meeting in Jeff City, where he also made the commitment,

 

          2   too, because the food service was the largest opportunity

 

          3   for minority and women to enter, and I do believe that he

 

          4   also made the commitment to reach out to minority women

 

          5   businesses and women in the food service industry.

 

          6                 The numbers that I see are -- you know, I

 

          7   think there could be, and I'm pretty sure as an

 

          8   indication, that there is room for improvement.

 

          9                 And, again, I'm hearing complaints that when

 

         10   they reach out to -- again, as I mentioned it with the

 

         11   previous presentation, I hear complaints that I'm not

 

         12   getting the call backs or I attend the fairs and I'm

 

         13   handing out business cards, et cetera, et cetera,

 

         14   et cetera.

 

         15                 So I'm just looking for a commitment and

 

         16   assuring that minorities have the opportunity to engage in

 

         17   the properties down there.

 

         18                 My next comment is, Mr. George, what is your

 

         19   relationship with your neighbors now on Laclede Landing?

 

         20                 I mean, you know, and that's the Laclede --

 

         21                 MR. GEORGE:  Merchants Association.

 

         22                 COMMISSIONER JONES:  Right, Association.

 

         23                 MR. GEORGE:  We have an ever-improving

 

         24   relationship.  I think what we're trying --

 

         25                 COMMISSIONER JONES:  Ever improving?

 

 

 


 

                                                                      105

 

 

 

          1                 MR. GEORGE:  Correct.

 

          2                 COMMISSIONER JONES:  Okay.

 

          3                 MR. GEORGE:  You know, I think the

 

          4   challenges in the beginning were, you know, trying to gain

 

          5   control of that area and make it secure for everybody.

 

          6                 And I think what -- and a lot of this is in

 

          7   our presentation.  That is why I was actually coming up,

 

          8   to see if you guys wanted to go through the presentation

 

          9   first, and a lot of Mr. McNary's questions were also in

 

         10   there about security.

 

         11                 But I can answer this question.

 

         12                 We have a meeting at least once a month with

 

         13   several members of the Landing Association, including John

 

         14   Clark.  Sometimes Mr. Clark is not able to be present, so

 

         15   we actually meet with the other members down there,

 

         16   St. Louis Parking, with the force.

 

         17                 We have tried to work with them to make sure

 

         18   that their lots are safe and well lit and secure and well

 

         19   attended and they keep an attendant there at all times.

 

         20                 I think the crime challenges in Downtown

 

         21   St. Louis are well documented.  It, you know, still ranks

 

         22   No. 4, if you buy into those rankings, as downtowns go.

 

         23                 And, frankly, when there was a big push down

 

         24   in our area to move -- to move a lot of police presence

 

         25   down there, it seemed like it just moved the criminal

 

 

 


 

                                                                      106

 

 

 

          1   activity elsewhere, whether it was to Lafayette Square or

 

          2   around the Dome during football games.

 

          3                 So it's -- you know, it's a matter of a

 

          4   full-city approach, not just down on Laclede's Landing,

 

          5   not just down at Lumiere.

 

          6                 The most productive meeting we had with

 

          7   Laclede's Landing was when we asked the question -- I

 

          8   actually asked -- how many of the establishment owners or

 

          9   managers are paying off-duty police officers to be there.

 

         10                 And I think on any given weekend there were

 

         11   20 to 25 off-duty police officers working the door for

 

         12   security and checking IDs and underage drinking.

 

         13                 When you start looking at the size of the

 

         14   off-duty police officers in the Landing, that would be the

 

         15   most police coverage the city had in any given area, in

 

         16   any given district.

 

         17                 So trying to work with them to actually have

 

         18   them look at things not as individuals but as a collective

 

         19   of business owners and make sure that the entire area can

 

         20   be perceived as being safe by having that police presence

 

         21   there is one of the challenges we're working through and

 

         22   trying to help them with.

 

         23                 You know, we at Lumiere spent probably about

 

         24   $3 million in security and surveillance payroll alone.

 

         25   That is more than any Pinnacle property.  Unfortunately,

 

 

 


 

                                                                      107

 

 

 

          1   our revenues are not more than any Pinnacle property.

 

          2                 So, you know, we are taking this very

 

          3   seriously.  And the Commissioners have been involved,

 

          4   including yourself, in meeting with the City.

 

          5                 And it's going to take a -- very much a

 

          6   collaborative effort between the City, the Landing

 

          7   Association and ourselves.  And Rodney Crim and I speak at

 

          8   least two to three times a week.

 

          9                 COMMISSIONER JONES:  Have you guys joined

 

         10   the Association?

 

         11                 MR. GEORGE:  We've always been a member of

 

         12   the Association.

 

         13                 Our association actually runs through

 

         14   Lumiere.  We pay a fee every quarter.

 

         15                 I was also informed through various sources

 

         16   that the Landing Association wasn't happy with our

 

         17   participation; but as Jerry explained, as Mr. Riffel

 

         18   explained, the CID that we're setting up is another

 

         19   $365,000 that we're putting in down there for the overall

 

         20   security of the area.

 

         21                 So in addition to giving money to the

 

         22   Landing Association, we're also spending another 365,000

 

         23   on top of the 3 million that we're spending.

 

         24                 And that's not counting the surveillance

 

         25   equipment that we've installed at all areas that not only

 

 

 


 

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          1   cover Lumiere but also part of the Landing and the landing

 

          2   entrances, the directional signage leading up to the

 

          3   Landing.

 

          4                 There's -- you know, the list, as we start

 

          5   going through this for the Landing, I think there were

 

          6   some incorrect notions out there that we hadn't really

 

          7   done as much as -- as much as our expenditures showed us

 

          8   that we had done.

 

          9                 CHAIRMAN SHULL:  Would you also be willing

 

         10   to work with John Nathan to complete --

 

         11                 MR. GEORGE:  Absolutely.

 

         12                 CHAIRMAN SHULL:  -- the schedule of all your

 

         13   minority purchases last year?

 

         14                 MR. GEORGE:  When Mr. Nathan stops by,

 

         15   myself and Charles Felton and Mac Carheel, who are in the

 

         16   audience today, sit down with him and go through all of

 

         17   the information.

 

         18                 And what Charles and Mac have been able to

 

         19   do is kind of look at a best-practice approach from other

 

         20   jurisdictions on how we can make this process continue to

 

         21   grow and become, you know, self-sustaining and also make

 

         22   sure that we can incubate minority businesses, women-owned

 

         23   businesses to where they can continue to grow.

 

         24                 CHAIRMAN SHULL:  We would like to know what

 

         25   you did last year --

 

 

 


 

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          1                 MR. GEORGE:  Absolutely.

 

          2                 CHAIRMAN SHULL:  -- by name, address,

 

          3   product --

 

          4                 MR. GEORGE:  Yes.

 

          5                 CHAIRMAN SHULL:  -- telephone number.

 

          6                 MR. GEORGE:  Absolutely.

 

          7                 MR. CRIM:  I was just going to make one

 

          8   other comment that I missed on our conversation on

 

          9   security.

 

         10                 We are fortunate enough to get a Homeland

 

         11   Security Grant that will allow us to put a number of

 

         12   cameras in the broader area.  And so we anticipate that

 

         13   those cameras will be up and functioning by the spring,

 

         14   and those -- and that's working in coordination with the

 

         15   police department, and they will be able to monitor all of

 

         16   those cameras.

 

         17                 MR. GEORGE:  Also, our surveillance

 

         18   director, as part of that project, is providing input as

 

         19   to how they should be installed, what they should be

 

         20   looking at, where they should be monitored.

 

         21                 COMMISSIONER JONES:  Will the police

 

         22   department and also your security down there, everyone can

 

         23   look at the cameras at the same time or look at the

 

         24   footage?

 

         25                 MR. GEORGE:  These cameras, some will be

 

 

 


 

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          1   routed to us and some will be routed to the police

 

          2   department to ensure that we have 24-hour coverage.

 

          3                 COMMISSIONER JONES:  Okay.

 

          4                 MR. MCNARY:  Mr. George, do you have any

 

          5   idea how much Pinnacle is paying for security just on your

 

          6   premises?

 

          7                 MR. GEORGE:  Yeah.  For us it's slightly

 

          8   over 3 million now.  The November numbers I think will

 

          9   start looking at a number of about 3.3 to 3.4 million in

 

         10   payroll for security and surveillance payroll.

 

         11                 MR. MCNARY:  Mr. Crim, that's a lot of

 

         12   dough, and it's time for the City to step up.  I'd like to

 

         13   see in the St. Louis Post Dispatch tomorrow a headline

 

         14   that says that City is ready to secure the Landing and the

 

         15   Riverfront.  Is that a fair --

 

         16                 MR. CRIM:  The City is working with, like

 

         17   you mentioned yourself, the Gaming Commission.  You guys

 

         18   have been present at some of those meetings with Lumiere,

 

         19   with the Laclede's Landing, to improve security in that

 

         20   whole broader area.

 

         21                 COMMISSIONER JONES:  Are you using the

 

         22   ordinances for those parking facilities out there?

 

         23                 Because I think that's where, if Mr. George

 

         24   and his staff have X number of acreage covered, you have

 

         25   those parking lots that are on that far north end that

 

 

 


 

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          1   sometimes -- you know, and I know even during the game

 

          2   they aren't manned.

 

          3                 We have ordinances, don't we, in the City of

 

          4   St. Louis to enforce those?

 

          5                 MR. CRIM:  That's what we're utilizing now

 

          6   is reviewing those ordinances, reviewing the specific

 

          7   privately owned parking lots and then working through

 

          8   enforcement mechanisms for those private lots.

 

          9                 There are some lots that are not paved and

 

         10   aren't properly secured.  And, again, as you mentioned,

 

         11   the parking lot to the north of the project are the

 

         12   primary lots that we're specifically concerned about

 

         13   addressing first.

 

         14                 The first that we've done kind of on kind of

 

         15   the immediate items, as I mentioned, are putting the

 

         16   lights up, put barricades around some of these lots and so

 

         17   on.  So all of that has happened within the last few

 

         18   weeks.

 

         19                 COMMISSIONER JONES:  Because I concur with

 

         20   Mr. McNary.  $3 million is a lot.  If you want to find

 

         21   those guys, do something, enforcing those ordinances.

 

         22   You're going to continue to have issues down on that far

 

         23   end.

 

         24                 MR. GEORGE:  Yes.

 

         25                 MR. CRIM:  And, again, we're trying to

 

 

 


 

                                                                      112

 

 

 

          1   address those issues.

 

          2                 CHAIRMAN SHULL:  I have one other question.

 

          3                 You indicated your turnover has dropped from

 

          4   36 percent last year to 20 percent this year, and I'd like

 

          5   to know the number of employees that you had at the end of

 

          6   2007 and the number that you have today.

 

          7                 MR. STROBBE:  Excellent question,

 

          8   Commissioner.

 

          9                 You know, with the opening of Lumiere -- we

 

         10   were up around 550 employees in 2006.  We've lost about

 

         11   150 to Lumiere.  So there has been a tremendous

 

         12   relationship with that.  So -- and it's working.  We did

 

         13   have a reduction in force, but we're continuously, you

 

         14   know, working with Lumiere.

 

         15                 CHAIRMAN SHULL:  So you've lost 150 to

 

         16   Lumiere.  How many -- what is your head count now?

 

         17                 MR. STROBBE:  About 290.

 

         18                 CHAIRMAN SHULL:  Okay.  Thank you.

 

         19                 Any other questions?

 

         20                 Thank you, Chris.

 

         21                 MR. GODFREY:  Mr. Jones, I didn't want your

 

         22   overall question to be unaddressed regarding our

 

         23   commitment to MWBE hiring practices.

 

         24                 We're very strongly committed to that.  And

 

         25   with respect to any complaints that you receive, we would

 

 

 


 

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          1   also appreciate that those individuals or companies

 

          2   contact Mr. McNary or Mr. Nathan and pass those complaints

 

          3   on, and we can communicate with Commission Staff and try

 

          4   to address any complaints.

 

          5                 COMMISSIONER JONES:  All right.  Thank you.

 

          6                 MR. GODFREY:  We'd be happy to present the

 

          7   Lumiere presentation now in conjunction --

 

          8                 CHAIRMAN SHULL:  I think we're going to go

 

          9   ahead and conclude this one and then do Lumiere next.

 

         10                 Are there any public comments?

 

         11                 MR. RIFFEL:  That completes our

 

         12   presentation.

 

         13                 MR. HINKLE:  My name is Don Hinkle.  I am

 

         14   here on behalf of the half million Southern Baptists

 

         15   across the state of Missouri and our 2,000 affiliated

 

         16   churches within the Missouri Baptist Convention.

 

         17                 And I thank the Commission for the

 

         18   opportunity to speak to you today.

 

         19                 And I would urge you to consider as you

 

         20   ponder the relicensing that you also consider Pinnacle's

 

         21   apparent plans to build yet another casino in North

 

         22   St. Louis County.

 

         23                 Missouri casinos just spent an estimated

 

         24   17 million --

 

         25                 CHAIRMAN SHULL:  I think that's

 

 

 


 

                                                                      114

 

 

 

          1   irrelevant --

 

          2                 MR. HINKLE:  No, sir, I --

 

          3                 CHAIRMAN SHULL:  -- to this licensing

 

          4   currently that we're considering.

 

          5                 MR. HINKLE:  Okay.  Right.  And let me

 

          6   explain why I do believe it is.  Because I think it

 

          7   represents a basic business philosophy that quite frankly

 

          8   the citizens of Missouri would be very concerned about.

 

          9                 CHAIRMAN SHULL:  I think the citizens of

 

         10   Missouri have just spoken recently.  And if you have other

 

         11   comments about the licensing, but the moving of the casino

 

         12   is out of order for right now.

 

         13                 MR. HINKLE:  All right, sir.

 

         14                 MR. MCNARY:  Mr. Chairman, if there is no

 

         15   other public comment, the investigative summary will be

 

         16   presented by Sergeant Dave Leitman.

 

         17                 SERGEANT LEITMAN:  Good morning,

 

         18   Mr. Chairman, Commissioners.  I'm a little gun shy to

 

         19   stand up here, but hopefully I can answer your questions.

 

         20                 On September 15th, 2008 the President

 

         21   Riverboat Casino - Missouri, Inc., doing business as

 

         22   President Casino, submitted a relicensing application for

 

         23   their Class B riverboat gaming license which will expire

 

         24   on December the 19th.

 

         25                 The President Riverboat Casino - Missouri,

 

 

 


 

                                                                      115

 

 

 

          1   Inc. is a wholly owned subsidiary of Pinnacle

 

          2   Entertainment.

 

          3                 Background investigators of the Missouri

 

          4   Gaming Commission -- excuse me.

 

          5                 Background investigators of the Missouri

 

          6   State Highway Patrol's Gaming Division, assisted by Gaming

 

          7   Commission staff, conducted an investigation into the

 

          8   suitability of the President to continue to operate as a

 

          9   Class B riverboat licensee.

 

         10                 The investigation included criminal,

 

         11   financial and general character inquiries of the key and

 

         12   Level I personnel, as well as contacts with the city,

 

         13   State and Federal agencies that have regulatory authority

 

         14   over the President Casino.

 

         15                 In addition to that, an extensive financial

 

         16   review was conducted by Martha LeMond, the Chief Financial

 

         17   Analyst, relative to the President Casino as an

 

         18   entity or a license-- Class B licensee, in addition to the

 

         19   overall company, Pinnacle Entertainment.

 

         20                 The findings of the investigation were

 

         21   provided to you, the Gaming Staff and are before you in

 

         22   your notebooks, I believe.

 

         23                 Any questions?

 

         24                 CHAIRMAN SHULL:  Are there any questions?

 

         25                 SERGEANT LEITMAN:  Thank you very much.

 

 

 


 

                                                                      116

 

 

 

          1                 MR. MCNARY:  Mr. Chairman, based on

 

          2   Mr. Crim's commitment to security in the City of

 

          3   St. Louis, Staff recommends relicensing.

 

          4                 CHAIRMAN SHULL:  Is there a motion to

 

          5   approve?

 

          6                 COMMISSIONER PLUNKETT:  A motion to approve

 

          7   Resolution 08-117.

 

          8                 COMMISSIONER JONES:  Second.

 

          9                 CHAIRMAN SHULL:  A motion is made and

 

         10   seconded.

 

         11                 Is there further discussion?

 

         12                 Hearing none, call the roll, please.

 

         13                 MS. FRANKS:  Chairman Shull.

 

         14                 CHAIRMAN SHULL:  Approve.

 

         15                 MS. FRANKS:  Commissioner Jones.

 

         16                 COMMISSIONER JONES:  Approve.

 

         17                 MS. FRANKS:  Commissioner Hais.

 

         18                 COMMISSIONER HAIS:  Approve.

 

         19                 MS. FRANKS:  Commissioner Plunkett.

 

         20                 COMMISSIONER PLUNKETT:  Approve.

 

         21                 MS. FRANKS:  Commissioner Bradley.

 

         22                 COMMISSIONER BRADLEY:  Approve.

 

         23                 MS. FRANKS:  By your vote you've adopted

 

         24   Resolution No. 08-117.

 

         25                 CHAIRMAN SHULL:  Before we proceed, we're

 

 

 


 

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          1   going to take about a 15-minute break.

 

          2                 (A RECESS WAS TAKEN.)

 

          3                 CHAIRMAN SHULL:  We'll be back in session

 

          4   now.

 

          5                 And, Mr. McNary, if you want to go ahead and

 

          6   proceed with Lumiere Place.

 

          7                 MR. MCNARY:  Lumiere Place will be the same

 

          8   cast of characters:  Todd George, Jack Godfrey and Jerry

 

          9   Riffel, as well as distinguished Rodney Crim.

 

         10                 MR. GEORGE:  Commissioners, Mr. McNary.

 

         11                 I'd like to call up a couple people that I

 

         12   work with every day.  Bob Oldani is our Director of

 

         13   Security, Charles Felton is our Director of Procurement

 

         14   and Mac Carheel is our Director of Recruiting.

 

         15                 We'll be available to answer any questions

 

         16   that we have not covered during the President session,

 

         17   including the extra security provided by the City of

 

         18   St. Louis which Rodney addressed earlier.

 

         19                 2008 has been a challenging year for

 

         20   everybody with this economy.  I read the other day that

 

         21   we're in a recession.  I think we already kind of knew

 

         22   that.

 

         23                 But I think for us it's basically going

 

         24   through a lengthy opening period.  It's been about a ten-

 

         25   or eleven-month opening for us.

 

 

 


 

                                                                      118

 

 

 

          1                 Our adjusted gross receipts, you can see

 

          2   projected were 152 million.  We did about 133 million.

 

          3   Admissions were down -- admissions were actually up over

 

          4   projections, and then our taxes were actually down

 

          5   slightly.  A lot of it was made up on the admissions.

 

          6                 The main responsibility for this again is

 

          7   the economy and also the extended opening, which we'll get

 

          8   into in a second.

 

          9                 This is by month.  It just kind of goes

 

         10   through, again, kind of showing some seasonality in there,

 

         11   a lot of this tying in with what Mr. McNary referenced

 

         12   earlier.

 

         13                 We find that we actually are able to draw a

 

         14   lot more visitation during heavy convention months,

 

         15   typically being your May and June and July months, also

 

         16   coinciding with baseball season, when there is a lot going

 

         17   on downtown.

 

         18                 Our market share has been fairly steady, at

 

         19   about 15.4 percent, some uptake again in the summer months

 

         20   and trending back down to the end of the summer.  There is

 

         21   a lot of great competition with Harrah's and Ameristar and

 

         22   across the river with the product that they have over

 

         23   there.

 

         24                 You can see with Ameristar's hotel opening,

 

         25   we actually were able to somewhat hold our own and kind of

 

 

 


 

                                                                      119

 

 

 

          1   leveling everything out.

 

          2                 Capital investment, it's pretty widely

 

          3   publicized.  It's $507 million.  That figure does not

 

          4   include Hotel Lumiere.  Hotel Lumiere improvements alone

 

          5   were about 16.7 million.

 

          6                 That 507 is really comprised of all of these

 

          7   things:  On 12-19 the property opened.  The property

 

          8   included the casino floor, the buffet, Pete's Coffee, Asia

 

          9   Restaurant, Burger Bar.  Retail stores opened on 2-5 and

 

         10   Hotel Lumiere opened, 295 rooms and the atrium.  The Four

 

         11   Seasons opened on 2-11.  That included 200 rooms, the spa,

 

         12   the fitness center and their Cello Restaurant.  Sleek then

 

         13   opened on 3-3.  House of Savoy, which is the refurbished

 

         14   restaurant in Hotel Lumiere, opened on 3-3.

 

         15                 The east parking lot, which was one of our

 

         16   biggest revenue drivers, having adequate, ample, safe

 

         17   parking, opened at the end of March, and then the tunnel

 

         18   opened around Memorial Day weekend.

 

         19                 The meeting rooms opened on 7-12.  The

 

         20   waterfall and the rest of the atrium was finished in

 

         21   August.  And then the Lumiere Theatre opened, which seats

 

         22   approximately 450 people.

 

         23                 And really the only thing we have yet

 

         24   remaining on the initial Phase I of this project is the

 

         25   Hotel Lumiere Pool and Fitness Center, which is being

 

 

 


 

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          1   worked on as we speak.

 

          2                 The payroll and benefit expense.  Lumiere

 

          3   and Hotel Lumiere, for the first ten months, salaries and

 

          4   wages were approximately $25 million.  I e-mailed back,

 

          5   and the payroll for security and surveillance was 3.378,

 

          6   taxing benefits were 10 million, and then our current

 

          7   employees are 1,289.

 

          8                 We have a very diversified workforce as

 

          9   well.  Our employee demographics, 47 percent

 

         10   African-American, 42 percent Caucasian and 54 percent and

 

         11   46 percent male and female.

 

         12                 The management demographics, 72 percent

 

         13   Caucasian, 17 percent African-American and 64 and 36 male

 

         14   and female.

 

         15                 This is showing it a little bit

 

         16   differently.  This includes not only directors and

 

         17   managers but all salaried professionals.

 

         18                 Salary professionals would include things

 

         19   like VIP hosts, player development hosts, table

 

         20   supervisors, slot supervisors, administrative positions,

 

         21   things like that.  So it's little different way to look at

 

         22   it.

 

         23                 Residency by state.  Being right on the

 

         24   border, we still have 62 percent of our employees reside

 

         25   in Missouri, with 38 percent in Illinois.

 

 

 


 

                                                                      121

 

 

 

          1                 How do we go about attracting this

 

          2   workforce?  We worked a lot with SLITE (phonetic sp.), the

 

          3   St. Louis agency on training and employment.  Mac set up

 

          4   job fairs, interview, workshops.  We used Americas Center.

 

          5   We used some of the community colleges.  We worked with

 

          6   the International Institute, St. Louis Community, Missouri

 

          7   Black Expo.  We had a food fair, worked out in the county,

 

          8   National Urban League, Pinnacle Construction Career Day,

 

          9   during the construction phase, looking at people for our

 

         10   facilities and engineers, and then offering numerous

 

         11   dealer schools before and after opening.

 

         12                 We created partnerships with all of the

 

         13   major universities around, including getting several of

 

         14   our food and beverage candidates from the culinary

 

         15   institute that is located here.  I worked with the

 

         16   community colleges as well, and the tech schools.

 

         17                 We continue to see positive improvement in

 

         18   our MBE/WBE numbers.  We meet, again, quarterly with John

 

         19   Nathan.

 

         20                 And you can see, in Quarter One MB was

 

         21   11 percent, Quarter Two was 17.7 percent and Quarter Three

 

         22   was almost at the 20 percent figure.

 

         23                 WB, 14.7, 2.97 and 2.6, with the totals

 

         24   below that.

 

         25                 So currently in Quarter Three we are up to

 

 

 


 

                                                                      122

 

 

 

          1   22.59 percent in total.

 

          2                 And how do we do that?  The next slide.

 

          3                 Basically, again, this is what I touched on

 

          4   earlier.  We've been working diligently with Rodney and

 

          5   several of his group, but also the Airport Certification

 

          6   Group, networking events with Charles and his purchasing

 

          7   agents, and we've had several vendor fairs, both on site

 

          8   and at Americas Center, meet-and-greet gatherings that we

 

          9   are sponsors of.

 

         10                 We've contacted over 500 minority vendors

 

         11   through certified mail and 800 by e-mail blast.  We adjust

 

         12   payment terms to provide flexibility, knowing that cash

 

         13   flow for smaller business is a challenge.  And then we

 

         14   always include one minority vendor on every bid over $500.

 

         15                 We spend money advertising in newspapers,

 

         16   Urban League Expo and a variety of networking seminars.

 

         17                 Our participation in the community, being

 

         18   the first year, our contributions are almost half a

 

         19   million dollars now, $483,000.

 

         20                 And then we also get involved in charitable

 

         21   contributions in the region, such as the Race for the

 

         22   Cure, the Alzheimer's Association, The Boys and Girls

 

         23   Club, Father/Son Support Center and Payback.

 

         24                 We've also provided furniture to the victims

 

         25   of the 2008 floods.  A lot of the furniture came out of

 

 

 


 

                                                                      123

 

 

 

          1   the remodeled Hotel Lumiere, went to these, these

 

          2   individuals, as well as the St. Patrick Center, which is

 

          3   kind of a homeless shelter and helps people get back on

 

          4   their feet and land jobs and works a lot with disabled

 

          5   vets.

 

          6                 Security Department.  That was a big topic.

 

          7   And Mr. Oldani, who is with me here behind me, is retired

 

          8   from the St. Louis City Police Force, has a great

 

          9   relationship with the police department, and we can

 

         10   continue to communicate with them, if not daily, every

 

         11   other day.

 

         12                 We've made some progress.  We understand

 

         13   that, you know, all downtown faces this issue, and it's on

 

         14   both sides of the river.

 

         15                 But we maintain weekly communications with

 

         16   the Fourth District Commander and Public Relations

 

         17   Officer.  And, you know, the crime trend, the public

 

         18   nuisance issue, they provide us with all of the reports.

 

         19                 They provide us with anything that is

 

         20   happening around us, so we can be prepared and on the

 

         21   lookout.

 

         22                 We, in turn, provide locations for

 

         23   undercover surveillance operations.  We provided the roof

 

         24   of our Hotel Lumiere.  We've also provided our security

 

         25   podium.  We've also allowed them to provide bait cars, or

 

 

 


 

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          1   shell cars, that are left unlocked with a laptop or an

 

          2   I-Pod or something in there, in an attempt to try to catch

 

          3   the people that are stealing these vehicles or the items

 

          4   in the vehicles.

 

          5                 The other things -- and Rodney touched on

 

          6   this earlier.  We've had several meetings and actually

 

          7   walked the property and walked the Landing area where we

 

          8   see the crimes happening or the pinch points.

 

          9                 The City has responded by repairing and

 

         10   improving street lights, removal of debris from the

 

         11   streets and vacant lights north of Lumiere Place.

 

         12                 Again, Commissioner Jones, as you touched

 

         13   on, this is an area of concern for all of us.

 

         14                 The City actually was responsible for the

 

         15   demolition of a nearby vacant building, which, you know,

 

         16   we used to have problems with the homeless, and there was

 

         17   actually a homicide in that building.  It's actually been

 

         18   cleaned up and it's now a parking lot, and well lit and a

 

         19   fenced parking lot.

 

         20                 And then the closure of nearby parking lots

 

         21   not meeting the City code, which also contributes to the

 

         22   crimes against person and property.

 

         23                 And that's kind of where we're at now and

 

         24   that's the next big phase for us.

 

         25                 The CID, which Mr. Riffel touched on, we

 

 

 


 

                                                                      125

 

 

 

          1   plan on using this money for improvement lighting in the

 

          2   casino, the hotel, the parking lots.  We are installing a

 

          3   guard tower on the parking lot in front of our building

 

          4   and placing it more towards the north end, the

 

          5   surveillance camera monitor in the tower, and additional

 

          6   patrol vehicles.

 

          7                 Right now we use bike patrol, golf cart

 

          8   patrol, security vehicle patrol, Highway Patrol and then a

 

          9   foot beat.  So we try to cover everything and make sure

 

         10   that we're readily available and can respond quickly.

 

         11                 We've also hired additional security

 

         12   officers on overtime to provide additional patrols, and

 

         13   this will be one of the primary reasons for the CID money.

 

         14                 The Disassociated Persons Program, again,

 

         15   with loss limits going away and the card requirement going

 

         16   away, we are paying extra close attention and being very

 

         17   diligent to do our best to ensure DAPs are not permitted

 

         18   in the casino.

 

         19                 The DAP list is always reviewed prior to

 

         20   cashing checks, reviewed prior to paying jackpots,

 

         21   restricted from any marketing that goes out, and then

 

         22   duplicate accounts are reviewed in the player database.

 

         23                 Underage gaming, again, without the card

 

         24   requirement, this has to be maintained as a priority.

 

         25                 Security officers are trained to detect fake

 

 

 


 

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          1   IDs.  We do this training internally, but also we work

 

          2   with a certified trainer from AB that comes in and goes

 

          3   over all of the fake IDs and what they look like.

 

          4                 And they must be 21 is referenced in all

 

          5   marketing materials, all signage on the property, and we

 

          6   try to check everyone who looks under 30 years old.

 

          7                 This, if you can read it, would be a letter

 

          8   from the mayor showing his support, and Rodney touched on

 

          9   this earlier.

 

         10                 And then this is actually a letter from

 

         11   Captain Leyshock from the Fourth District, talking about

 

         12   the crime and what they're doing to help us and what we're

 

         13   doing to help them.

 

         14                 The Riverside Community Improvement

 

         15   District, again, Mr. Riffel touched on this.  It's an

 

         16   extra 365,000 that will be used specifically for that area

 

         17   to improve the security.

 

         18                 This is the plot of land, again, extending

 

         19   basically from the President up to Lumiere and everything

 

         20   in between.

 

         21                 Just some photos if you want to scroll

 

         22   through these.

 

         23                 But this is Lumiere and some of the things

 

         24   that we opened at the time, casino floor, the high-limit

 

         25   area, which now looks different after loss limits, the VIP

 

 

 


 

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          1   lounge, the kitchen, buffet and bistro and some of the

 

          2   restaurants.

 

          3                 So I'm happy to answer any questions, go

 

          4   through any methodology that we used or respond to

 

          5   anything you have.

 

          6                 CHAIRMAN SHULL:  Are there any questions?

 

          7                 COMMISSIONER JONES:  Well, you answered a

 

          8   lot of them during the other presentation.

 

          9                 MR. GEORGE:  No problem.  Thank you very

 

         10   much.

 

         11                 CHAIRMAN SHULL:  Also, I'd like to point out

 

         12   that I would like for you to work with John Nathan and

 

         13   collect all of the data about your MWBE vendors and list

 

         14   them along with the product they provide and the amount of

 

         15   the annual purchases.

 

         16                 MR. GEORGE:  Okay.

 

         17                 CHAIRMAN SHULL:  And we'd like that by the

 

         18   28th of February --

 

         19                 MR. GEORGE:  Perfect.

 

         20                 CHAIRMAN SHULL:  -- approximately.

 

         21                 MR. GEORGE:  Not a problem.

 

         22                 CHAIRMAN SHULL:  The second thing I had is

 

         23   the same question, I guess.

 

         24                 I noticed that in the audits there were many

 

         25   items that were mentioned.  We'd like for you to address

 

 

 


 

                                                                      128

 

 

 

          1   those and tell us how you're proceeding with getting those

 

          2   straightened out and assure us that they will be resolved

 

          3   soon.

 

          4                 MR. GEORGE:  Absolutely.

 

          5                 Christine Lomas is here.  She's our

 

          6   Compliance Officer.

 

          7                 Christine, if you'd like to address that.

 

          8                 MS. LOMAS:  I would have to say that, yes,

 

          9   we did have --

 

         10                 CHAIRMAN SHULL:  Would you like to come up

 

         11   to the mike, please.

 

         12                 MR. LOMAS:  Hi.  My name is Christine Lomas.

 

         13   I'm the Compliance Officer for Lumiere Place.

 

         14                 And I would agree, we did have numerous

 

         15   findings, again, being our first year opened, so we were

 

         16   still working out some of our kinks.

 

         17                 At this point in time we have worked with

 

         18   most of our departments internally.  We are having an

 

         19   audit followup right now that's going through and

 

         20   reviewing some of those initial findings.

 

         21                 And for the most part I can speak honestly

 

         22   that we have addressed the findings.

 

         23                 There are a couple issues that I am made

 

         24   aware of during the followup that have not fully been

 

         25   rectified, but we are making sure that those have been

 

 

 


 

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          1   done.

 

          2                 CHAIRMAN SHULL:  And at what point do you

 

          3   believe that those will all be addressed and resolved, if

 

          4   there is only two outstanding?

 

          5                 MS. LOMAS:  Our intention would be that

 

          6   everything would be resolved shortly before the end of the

 

          7   year, if not by the end of the year, the few items that

 

          8   still may be outstanding.

 

          9                 After that I'm sure that we'll have fully

 

         10   taken care of or have controls put in place by the end of

 

         11   March -- or February.  Sorry.

 

         12                 CHAIRMAN SHULL:  Fine.  Thank you.

 

         13                 Are there other questions?

 

         14                 Thank you.

 

         15                 CHAIRMAN SHULL:  Is there anyone for public

 

         16   comment?

 

         17                 A presentation by the City of St. Louis.  Do

 

         18   they have anything further?

 

         19                 MR. CRIM:  No.  Again, we support the

 

         20   relicensing of Lumiere Place.

 

         21                 MR. MCNARY:  Mr. Chairman, the investigative

 

         22   summary will be handled by Sergeant Steve Akridge.

 

         23                 SERGEANT AKRIDGE:  Mr. Chairman and

 

         24   Commissioners, on September 15, 2008 the Missouri Gaming

 

         25   Commission received an application from the Casino One

 

 

 


 

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          1   Corporation, d/b/a as Lumiere Place Casino, for the

 

          2   renewal of their Class B riverboat license and for the

 

          3   purpose of determining their suitability for licensure.

 

          4                 Pinnacle Entertainment, Incorporated and

 

          5   Casino One Corporation, doing business as Lumiere Place

 

          6   Casino, is a wholly owned subsidiary of Pinnacle

 

          7   Entertainment, Incorporated.

 

          8                 The Lumiere Place Casino is a boat in a moat

 

          9   facility.  The total square footage for the casino is

 

         10   approximately 75,000 square feet, with approximately 2,000

 

         11   slot machines and 65 table games, in addition to over

 

         12   22,000 square feet of meeting and convention space.

 

         13                 The Missouri State Highway Patrol

 

         14   investigators, along with the Gaming Commission employees,

 

         15   conducted a background investigation on Lumiere Place

 

         16   Casino and all associated key persons of the company.

 

         17                 The investigation included, but was not

 

         18   limited to, criminal, financial and general character

 

         19   inquiries of all key persons, as well as a comprehensive

 

         20   financial analysis of the company.

 

         21                 The results of the investigation were

 

         22   provided to the Gaming Commission staff for their review,

 

         23   and specific details related to those findings are

 

         24   contained within the comprehensive summary report in your

 

         25   possession.

 

 

 


 

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          1                 I would be happy to entertain any questions

 

          2   you may have at this time.

 

          3                 CHAIRMAN SHULL:  Are there any questions?

 

          4                 Mr. McNary, do you have any?

 

          5                 MR. MCNARY:  I have no questions.

 

          6                 Mr. Chairman, Staff recommends licensure --

 

          7   with the Commission's indulgence, you may recall that

 

          8   their license was a conditional license based on the

 

          9   restraining rods and ABS and signoff.

 

         10                 ABS has signed off that the conditions

 

         11   should be removed, and I would ask that we'd be given a

 

         12   few minutes to correct the title.

 

         13                 Instead of relicensure, that it would be the

 

         14   removal of the condition and a license for a year, and

 

         15   take care of both situations, and then we'll have it back

 

         16   to you to vote on later on in the agenda.

 

         17                 COMMISSIONER HAIS:  What about if he did it

 

         18   verbally as he just did, as he just indicated, and you

 

         19   gave him leave to submit the written version shortly --

 

         20                 CHAIRMAN SHULL:  That's fine.

 

         21                 COMMISSIONER HAIS:  -- at his earliest

 

         22   convenience?

 

         23                 MR. MCNARY:  That will be fine.

 

         24                 CHAIRMAN SHULL:  Mr. Riffel.

 

         25                 MR. RIFFEL:  Mr. Chairman, in addition, in

 

 

 


 

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          1   September of '07 the parties determined to sign an

 

          2   indemnity agreement, in which Pinnacle indemnified the

 

          3   State, the Commission, its officers and employees as to

 

          4   any claim or damage that might occur as a result of the

 

          5   strain gauges, and it would be appropriate now to

 

          6   acknowledge the fact that that indemnity agreement should

 

          7   be terminated.

 

          8                 MR. MCNARY:  We concur.

 

          9                 CHAIRMAN SHULL:  Thank you.

 

         10                 MR. RIFFEL:  Thank you very much.

 

         11                 CHAIRMAN SHULL:  Do you have a motion?

 

         12                 COMMISSIONER HAIS:  Just to clarify, though,

 

         13   Mr. Riffel.  Sorry.  If I may.

 

         14                 CHAIRMAN SHULL:  Go ahead.

 

         15                 COMMISSIONER HAIS:  Do you mean terminate

 

         16   it --

 

         17                 MR. RIFFEL:  Prospectively.

 

         18                 COMMISSIONER HAIS:  Okay.  All right.

 

         19   Thanks.

 

         20                 COMMISSIONER JONES:  We have two motions

 

         21   that we have to make for the --

 

         22                 COMMISSIONER HAIS:  No, I don't think so.

 

         23                 MR. MCNARY:  We can put -- if you want to

 

         24   just incorporate my comments into the resolution, we'll

 

         25   draw that into it, plus the termination prospectively of

 

 

 


 

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          1   the indemnity agreement.

 

          2                 COMMISSIONER HAIS:  All right.

 

          3                 CHAIRMAN SHULL:  And you indicated this is

 

          4   for one year?

 

          5                 MR. MCNARY:  That's correct.  And then it

 

          6   will be on a two-year cycle.

 

          7                 CHAIRMAN SHULL:  Okay.

 

          8                 COMMISSIONER HAIS:  I would move,

 

          9   Mr. Chairman -- is this 117?

 

         10                 MS. FRANKS:  118.

 

         11                 COMMISSIONER HAIS:  118.  Excuse me.

 

         12                 -- to adopt Resolution 08-118, as Mr. McNary

 

         13   verbally indicated, with the alterations of the title as

 

         14   Director McNary indicated on the record, and I think you

 

         15   indicated, Mr. Chairman, you were going to allow him leave

 

         16   to submit that in written version at his earliest

 

         17   convenience, and, also, I believe to amend the termination

 

         18   of the indemnification agreement that was previously

 

         19   mentioned by Mr. Riffel on the record just a moment ago,

 

         20   to include that it is terminated prospectively.

 

         21                 COMMISSIONER JONES:  Second.

 

         22                 CHAIRMAN SHULL:  A motion is made and

 

         23   seconded.

 

         24                 Is there further discussion?

 

         25                 Hearing none, call the roll, please.

 

 

 


 

                                                                      134

 

 

 

          1                 MS. FRANKS:  Chairman Shull.

 

          2                 CHAIRMAN SHULL:  Approve.

 

          3                 MS. FRANKS:  Commissioner Jones.

 

          4                 COMMISSIONER JONES:  Approve.

 

          5                 MS. FRANKS:  Commissioner Hais.

 

          6                 COMMISSIONER HAIS:  Approve.

 

          7                 MS. FRANKS:  Commissioner Plunkett.

 

          8                 COMMISSIONER PLUNKETT:  Approve.

 

          9                 MS. FRANKS:  Commissioner Bradley.

 

         10                 COMMISSIONER BRADLEY:  Approve.

 

         11                 CHAIRMAN SHULL:  By your vote you have

 

         12   adopted Resolution 08-118.

 

         13                 MR. MCNARY:  The next item, Mr. Chairman, is

 

         14   Consideration of Relicensure of Suppliers.

 

         15                 Lieutenant Rex Scism will make the

 

         16   presentation.

 

         17                 LIEUTENANT SCISM:  Good afternoon,

 

         18   Mr. Chairman, Commissioners.

 

         19                 Missouri State Highway Patrol investigators

 

         20   conducted the relicensing investigation of two supplier

 

         21   companies currently licensed in Missouri.  These

 

         22   investigations consisted of jurisdictional inquiries,

 

         23   feedback from affected gaming company clients, a review of

 

         24   disciplinary actions, litigation and business credit

 

         25   profiles, as well as a review of key persons associated

 

 

 


 

                                                                      135

 

 

 

          1   with each company.

 

          2                 The results of these investigations were

 

          3   provided to the MGC staff for their review, and the

 

          4   following supplier companies are being presented for your

 

          5   consideration.

 

          6                 First on the list is Atlantic City Coin &

 

          7   Slot Service, Pleasantville, New Jersey.

 

          8                 MR. MCNARY:  Staff recommends approval.

 

          9                 CHAIRMAN SHULL:  Is there a motion?

 

         10                 COMMISSIONER PLUNKETT:  Motion to approve

 

         11   Resolution 08-119.

 

         12                 COMMISSIONER BRADLEY:  Second.

 

         13                 CHAIRMAN SHULL:  A motion is made and

 

         14   seconded.

 

         15                 Is there further discussion?

 

         16                 Hearing none, call the roll, please.

 

         17                 MS. FRANKS:  Chairman Shull.

 

         18                 CHAIRMAN SHULL:  Approve.

 

         19                 MS. FRANKS:  Commissioner Jones.

 

         20                 COMMISSIONER JONES:  Approve.

 

         21                 MS. FRANKS:  Commissioner Hais.

 

         22                 COMMISSIONER HAIS:  Approve.

 

         23                 MS. FRANKS:  Commissioner Plunkett.

 

         24                 COMMISSIONER PLUNKETT:  Approve.

 

         25                 MS. FRANKS:  Commissioner Bradley.

 

 

 


 

                                                                      136

 

 

 

          1                 COMMISSIONER BRADLEY:  Approve.

 

          2                 MS. FRANKS:  By your vote you've adopted

 

          3   Resolution 08-119.

 

          4                 LIEUTENANT SCISM:  And the second company up

 

          5   for relicensure is Western Money Systems, Sparks, Nevada.

 

          6                 MR. MCNARY:  Staff recommends approval.

 

          7                 CHAIRMAN SHULL:  Is there a motion?

 

          8                 COMMISSIONER HAIS:  I move to adopt

 

          9   Commission Resolution 08-120, Mr. Chairman.

 

         10                 COMMISSIONER BRADLEY:  Second.

 

         11                 CHAIRMAN SHULL:  A motion is made and

 

         12   seconded.

 

         13                 Is there further discussion?

 

         14                 Hearing none, call the roll.

 

         15                 MS. FRANKS:  Chairman Shull.

 

         16                 CHAIRMAN SHULL:  Approve.

 

         17                 MS. FRANKS:  Commissioner Jones.

 

         18                 COMMISSIONER JONES:  Approve.

 

         19                 MS. FRANKS:  Commissioner Hais.

 

         20                 COMMISSIONER HAIS:  Approve.

 

         21                 MS. FRANKS:  Commissioner Plunkett.

 

         22                 COMMISSIONER PLUNKETT:  Approve.

 

         23                 MS. FRANKS:  Commissioner Bradley.

 

         24                 COMMISSIONER BRADLEY:  Approve.

 

         25                 MS. FRANKS:  By your vote you've adopted

 

 

 


 

                                                                      137

 

 

 

          1   Resolution No. 08-120.

 

          2                 MR. MCNARY:  Item VIII on the agenda,

 

          3   Mr. Chairman, is Consideration of Licensure of a Certain

 

          4   Supplier.  That's GLI.  And Sergeant George Hamilton will

 

          5   make the presentation.

 

          6                 SERGEANT HAMILTON:  Mr. Chairman,

 

          7   Commissioners, on April 8, 2008 Gaming Laboratories

 

          8   International, Incorporated, hereinafter referred to as

 

          9   GLI, applied for a supplier's license with the Missouri

 

         10   Gaming Commission for the purpose of determining their

 

         11   suitability for licensure.

 

         12                 GLI is currently a privately held

 

         13   corporation, organized under the incorporation laws of the

 

         14   State of New Jersey in 1989.

 

         15                 GLI provides independent gaming device and

 

         16   casino system testing and technical consulting to gaming

 

         17   regulatory jurisdictions throughout the world.

 

         18                 Services provided to regulators include

 

         19   comprehensive testing on all types of gaming systems, on-

 

         20   site inspections and certifications, forensic

 

         21   examinations, consulting and training services.

 

         22                 Missouri Highway Patrol investigators, along

 

         23   with Gaming Commission financial investigators, conducted

 

         24   a background investigation on GLI and all associated key

 

         25   persons of the company.

 

 

 


 

                                                                      138

 

 

 

          1                 The investigation included, but was not

 

          2   limited to, criminal, financial and general character

 

          3   inquiries of all key persons, as well as a comprehensive

 

          4   financial analysis of the company.

 

          5                 The results of this investigation were

 

          6   provided to the Gaming Commission staff for their review,

 

          7   and specific details related to those findings are

 

          8   contained within the comprehensive summary report in your

 

          9   possession.

 

         10                 I would be happy to answer any questions.

 

         11                 CHAIRMAN SHULL:  Are there any questions?

 

         12                 MR. MCNARY:  Staff recommends licensure.

 

         13                 CHAIRMAN SHULL:  Is there a motion?

 

         14                 COMMISSIONER BRADLEY:  Motion to approve

 

         15   Commission Resolution 08-121.

 

         16                 COMMISSIONER HAIS:  Second.

 

         17                 CHAIRMAN SHULL:  A motion is made and

 

         18   seconded.

 

         19                 Is there further discussion?

 

         20                 CHAIRMAN SHULL:  Hearing none, call the

 

         21   roll.

 

         22                 MS. FRANKS:  Chairman Shull.

 

         23                 CHAIRMAN SHULL:  Approve.

 

         24                 MS. FRANKS:  Commissioner Jones.

 

         25                 COMMISSIONER JONES:  Approve.

 

 

 


 

                                                                      139

 

 

 

          1                 MS. FRANKS:  Commissioner Hais.

 

          2                 COMMISSIONER HAIS:  Approve.

 

          3                 MS. FRANKS:  Commissioner Plunkett.

 

          4                 COMMISSIONER PLUNKETT:  Approve.

 

          5                 MS. FRANKS:  Commissioner Bradley.

 

          6                 COMMISSIONER BRADLEY:  Approve.

 

          7                 MS. FRANKS:  By your vote you've adopted

 

          8   Resolution No. 08-121.

 

          9                 MR. MCNARY:  Mr. Chairman, the Chief

 

         10   Executive Officer for GLI is here and would like to make a

 

         11   couple comments, brief comments.

 

         12                 MR. MAIDA:  Good morning, Mr. Chairman,

 

         13   members of the Commission.  I'll make my comments as brief

 

         14   as I can.

 

         15                 I want to thank you for your action this

 

         16   morning on our license and introduce myself.  I have not

 

         17   been to Jefferson City in some time, even though I see

 

         18   your staff around the world.

 

         19                 It's truly been a privilege to serve the

 

         20   Gaming Commission over the last 14 years, and we've served

 

         21   every previous Commission and staff, and were around when

 

         22   they actually adopted the first bill, which was a skill-

 

         23   based game, if you remember back, that far back in the

 

         24   1990s.

 

         25                 We currently serve 450 gaming regulatory

 

 

 


 

                                                                      140

 

 

 

          1   agencies around the world, obviously this one as well.  In

 

          2   five continents we have 13 offices.  We just opened our

 

          3   latest office last evening in Macau, and later in January

 

          4   we'll be opening a presence here in Kansas City, Missouri,

 

          5   because it makes some sense of being halfway across the

 

          6   country, really, being the crossroads.

 

          7                 But I'm not here to talk about GLI.  I want

 

          8   to just have some comments today about the staff that we

 

          9   deal with.

 

         10                 I want to acknowledge the people that we

 

         11   deal with on the gaming equipment side which so often goes

 

         12   unnoticed.

 

         13                 But Clarence Greeno, Todd Nelson and Blaine

 

         14   Preston I can assure you are known by regulators around

 

         15   the world by being some of the most technical staff that

 

         16   any gaming regulatory has on their bodies when we look at

 

         17   it in conjunction.

 

         18                 They not only provide training to

 

         19   regulators, but they also receive training from GLI.  But

 

         20   many regulators around the world rely on them to figure

 

         21   out what to do in their own jurisdiction.  So I wanted to

 

         22   acknowledge them this morning.

 

         23                 In short, we support you not only from our

 

         24   New Jersey office but from our Denver office, and I just

 

         25   wanted to come here today to tell you in short, they

 

 

 


 

                                                                      141

 

 

 

          1   really get it.  This staff really understands the

 

          2   technology.

 

          3                 And it can be seen that Missouri is not

 

          4   given much credit in terms of technology, but I wanted to

 

          5   come here today and say that you were the first with loss-

 

          6   limit technology.  You were the first to figure out how

 

          7   to -- when they said it couldn't be done -- to put loss

 

          8   limit on the slot machine.  You-all did it.  You were the

 

          9   first that significantly put TI/TO, ticket-in/ticket-out,

 

         10   on your machines.

 

         11                 You were the first State agency with KIOSKS

 

         12   and to be able to use KIOSKS in a regulated way, and you

 

         13   were the first State gaming agency to allow server-based

 

         14   gaming on a limited-trial basis, which was done here in

 

         15   St. Louis.

 

         16                 With that said, I did want to raise some

 

         17   consciousness this morning before I leave town and

 

         18   hopefully see you again next year about the movement of

 

         19   technology and how quick it's going to be over the next

 

         20   12 months.

 

         21                 Recently you eliminated loss limit, which

 

         22   will open up lots of new technology that before was not

 

         23   available to you because loss limits restricted some

 

         24   certain technology.

 

         25                 Technology is also moving faster than we've

 

 

 


 

                                                                      142

 

 

 

          1   ever seen.  So some of the areas that we're looking at,

 

          2   not only for this jurisdiction but for those around the

 

          3   world, are electronic table games, server-based gaming,

 

          4   where you have TV media and Internet pumped into the slot

 

          5   machine, where it will be a multi-media experience,

 

          6   wireless technology and systems, mobile handheld gaming,

 

          7   cashless wagering and funds transfer, where people may no

 

          8   longer come to the casino with money.

 

          9                 They will gamble through a cashless medium,

 

         10   which will require a significant level of testing, a

 

         11   significant level of technology and a significant level in

 

         12   terms of staff understanding it.

 

         13                 That is why, as I said, we've hired more

 

         14   than 150 people worldwide over the last 18 months.  We're

 

         15   still hiring today because technology is changing so fast

 

         16   that you have to have key groups of people helping out the

 

         17   staff here and around the world.

 

         18                 The other thing I raise your thought process

 

         19   to is new technology to assist with problem gaming, to

 

         20   assist with underage gaming.

 

         21                 And, lastly, as all of the games on the

 

         22   casino floor become networked, you're going to need to

 

         23   start considering -- and I know Missouri has been a leader

 

         24   on this, having -- certain of the casinos have had

 

         25   security assessments done, but you will need to think

 

 

 


 

                                                                      143

 

 

 

          1   about hacking and network security and network intrusion

 

          2   and can someone access slot machines over the network.

 

          3                 Because everything will be truly a linked

 

          4   floor, where today it is not so linked, and it's going

 

          5   forward.

 

          6                 So I wanted to just say that that's our view

 

          7   of where technology is going.  I wanted to come here -- I

 

          8   came a long way.  I want to thank you for your license

 

          9   action this morning.  I look forward to seeing each of you

 

         10   somewhere, and, again, my kudos to the staff who I see all

 

         11   over the world at our respective, and I thought I would be

 

         12   remiss if I didn't come up here and say that this morning.

 

         13                 Thank you very much for your time, and I'll

 

         14   take questions if anybody wants to ask any.

 

         15                 CHAIRMAN SHULL:  Thank you very much.

 

         16                 MR. MCNARY:  The next item, Mr. Chairman, is

 

         17   Atronic Americas LLC, and Corporal Jim Bennett will make

 

         18   a presentation.

 

         19                 CORPORAL BENNETT:  Good morning,

 

         20   Commissioners.  Good afternoon.

 

         21                 Before I begin, I'd just like to point out

 

         22   on the agenda that I will be covering Items S through W.

 

         23   They're all kind of -- they're all related.

 

         24                 At the various times over the past three

 

         25   years the Missouri Gaming Commission has received supplier

 

 

 


 

                                                                      144

 

 

 

          1   applications from Atronic Americas LLC, an electronic

 

          2   gaming device supplier, and key business entity

 

          3   applications from each of the following companies:

 

          4   GTECH Corporation, Lottomatica S.p.A., De Agostini S.p.A.

 

          5   and B&D Holding di Marco Drago s.a.p.a., which through a

 

          6   hierarchy of ownership owns Atronic.

 

          7                 The reason for the various application

 

          8   submissions has to do with various buyouts and

 

          9   restructuring of the aforementioned companies.

 

         10                 Atronic Americas was previously granted a

 

         11   supplier license by the Missouri Gaming Commission on

 

         12   February 17, 1998.  However, as a result of the buy-out by

 

         13   GTECH, Atronic has been functioning on a temporary license

 

         14   for the past few months.

 

         15                 In March 2008 the Missouri State Highway

 

         16   Patrol's Background Unit, along with the Missouri Gaming

 

         17   Commission's financial investigators, commenced on the

 

         18   arduous task of investigating the five companies and their

 

         19   35 key entity -- or key persons.

 

         20                 Since the investigation began two of the key

 

         21   persons withdrew their applications due to the

 

         22   realignments of the companies.

 

         23                 The investigation involved contacting

 

         24   regulatory, governmental and law enforcement officials

 

         25   throughout the United States, the Netherlands, France,

 

 

 


 

                                                                      145

 

 

 

          1   Italy, Germany, Austria and Canada.

 

          2                 The results of the investigation were

 

          3   provided to the Missouri Gaming Commission staff for their

 

          4   review, and a copy of the investigation report should be

 

          5   in your possession.

 

          6                 If you have any questions, I'll be happy to

 

          7   entertain them at this point.

 

          8                 CHAIRMAN SHULL:  Are there any questions?

 

          9                 Thank you.

 

         10                 CORPORAL BENNETT:  Thank you.

 

         11                 MR. MCNARY:  Mr. Chairman, this was an

 

         12   extensive investigation, took these investigators all over

 

         13   Europe.  We recommend approval.

 

         14                 CHAIRMAN SHULL:  We have a motion on --

 

         15                 MR. ORCHARD:  Excuse me.  Good afternoon,

 

         16   Commission.  My name is Luke Orchard.  I'm the

 

         17   Vice-President of Compliance for GTECH Corporation and the

 

         18   Chief Compliance Officer for Lottomatica Group.

 

         19                 I just have a couple of comments just to add

 

         20   about the investigation.

 

         21                 I would like to make mention and again

 

         22   acknowledge -- the investigation that took place into our

 

         23   group, as you no doubt are already aware, this was a --

 

         24   the size and complexity of our group would not be a simple

 

         25   investigation.  So this was no small undertaking.

 

 

 


 

                                                                      146

 

 

 

          1                 So I would just like to make special mention

 

          2   also of the investigators that were assigned to the

 

          3   investigation:  Bill Fox, Dave Leitman, Steve Akridge,

 

          4   Larry Stitz and Jim Bennett, and thank them for their

 

          5   professionalism and efficiency through the process.

 

          6                 Thank you.

 

          7                 MR. MCNARY:  Thanks very much.  Well said

 

          8   and we appreciate the comments.

 

          9                 CHAIRMAN SHULL:  Can we do these all at once

 

         10   since they're related?

 

         11                 COMMISSIONER HAIS:  Do you have any

 

         12   objection to that?

 

         13                 MR. MCNARY:  No.

 

         14                 COMMISSIONER HAIS:  I would move,

 

         15   Mr. Chairman, that we take them as a collective

 

         16   resolution, 122 through 126.  Thank you.

 

         17                 CHAIRMAN SHULL:  The motion has been made.

 

         18                 Is there a second?

 

         19                 COMMISSIONER BRADLEY:  Second.

 

         20                 CHAIRMAN SHULL:  There has been a second.

 

         21                 Is there further discussion?

 

         22                 Hearing none, call the roll.

 

         23                 MS. FRANKS:  Chairman Shull.

 

         24                 CHAIRMAN SHULL:  Approve.

 

         25                 MS. FRANKS:  Commissioner Jones.

 

 

 


 

                                                                      147

 

 

 

          1                 COMMISSIONER JONES:  Approve.

 

          2                 MS. FRANKS:  Commissioner Hais.

 

          3                 COMMISSIONER HAIS:  Approve.

 

          4                 MS. FRANKS:  Commissioner Plunkett.

 

          5                 COMMISSIONER PLUNKETT:  Approve.

 

          6                 MS. FRANKS:  Commissioner Bradley.

 

          7                 COMMISSIONER BRADLEY:  Approve.

 

          8                 MS. FRANKS:  By your vote you've adopted

 

          9   Resolution Nos. 08-122, 08-123, 08-124, 08-125 and 08-126.

 

         10                 MR. MCNARY:  Chairman, Item X on the

 

         11   agenda is Licensure of Certain Level/Key Applicants.

 

         12                 Lieutenant Rex Scism.

 

         13                 LIEUTENANT REX SCISM:  Good afternoon again.

 

         14                 This is a rather long list.  I'll do my best

 

         15   not to butcher these names in case any of the applicants

 

         16   are in the audience today.

 

         17                 Mr. Chairman and Commissioners, Missouri

 

         18   State Highway Patrol investigators, along with Gaming

 

         19   Commission financial investigators, conducted background

 

         20   investigations on multiple key person and Level I

 

         21   applicants.

 

         22                 The investigations included, but were not

 

         23   limited to, criminal, financial and general character

 

         24   inquiries which were made in the jurisdictions where the

 

         25   applicants lived, worked and frequented.

 

 

 


 

                                                                      148

 

 

 

          1                 The following individuals are being

 

          2   presented for your consideration:  Sheleen A. Quish,

 

          3   Ameristar Casinos, Incorporated, Chief Information

 

          4   Officer; Michael D. Cohen, Harrah's Entertainment, Inc.,

 

          5   Vice-President and Secretary; Jon Edmond Kreiser,

 

          6   HGI St. Jo, Incorporated, Safety and Security Manager;

 

          7   Tyler J. Feltz, IOC-Kansas City, Incorporated, MIS

 

          8   Manager; Luke Orchard, Atronic Americas, LLC,

 

          9   Vice-President-Global Compliance; Kenneth Bossingham,

 

         10   Atronic Americas LLC, COO; Gerhard Burda, Atronic Americas

 

         11   LLC, CEO; Donald Reilly, GTECH Corporation, CFO; Jaymin

 

         12   Patel, GTECH Corporation, CEO; Michael Prescott, GTECH

 

         13   Corporation, Senior Vice President/Secretary and General

 

         14   Counsel; Atul Bali, GTECH Corporation, Senior

 

         15   Vice-President-Interactive Gaming and Sports Betting;

 

         16   Victor Duarte, GTECH Corporation, VP-Gaming Solutions;

 

         17   Anthony Watson, GTECH Corporation, VP of Finance and

 

         18   Integration; Donald Sweitzer, GTECH Corporation, Senior VP

 

         19   at Global Development; Stefano Bortoli, Lottomatica,

 

         20   S.p.a., Senior Vice-President/CFO; Marco Sala, Lottomatica

 

         21   S.p.a., Senior VP/General Manager and Managing Director;

 

         22   Paulo Ceretti, Lottomatica, S.p.a., Director; Severino

 

         23   Salvemini, Lottomatica, S.p.a., Director; Gianmario

 

         24   Tonsato da Ruos, Lottomatica, S.p.a., Director; Sir Jeremy

 

         25   Hanley, Lottomatica, S.p.a., Director; Anthony Ruys,

 

 

 


 

                                                                      149

 

 

 

          1   Lottomatica, S.p.a., Director; James McCann, Lottomatica,

 

          2   S.p.a., Director; William Turner, Lottomatica, S.p.a.,

 

          3   Director; Robert Dewey, Lottomatica, S.p.a., Director;

 

          4   Marco Drago, B & D Holdings, Chairman of the Board;

 

          5   Giorgio Drago, B & D Holdings, General Shareholder;

 

          6   Roberto Drago, B & D Holdings, General Partner; Alberto

 

          7   Boroli, B & D Holdings, General Partner; Andrea Boroli,

 

          8   B & D Holdings, General Partner; Renzo Pelliciolli, B & D

 

          9   Holdings, General Partner; Lino Benassi, B & D Holdings,

 

         10   General Partner; Chiara Boroli, De Agostina, S.p.a.,

 

         11   Director; Marco Boroli, De Agostini, S.p.a., Director;

 

         12   Paolo Boroli, De Agostini, S.p.a., Director; Pietro

 

         13   Boroli, De Agostini, S.p.a., Director; Renzo Ferrante,

 

         14   De Agostini, S.p.a., Director; Paulo Tacchini,

 

         15   De Agostini, Director; James R. Maida, Gaming Laboratories

 

         16   International, CEO; Paul J. Magno, Gaming Laboratories

 

         17   International, Vice-President and Secretary; John W. Grau,

 

         18   Gaming Laboratories International, Director of Engineering

 

         19   for the East Region; Dave L. Daniels, Gaming Laboratories

 

         20   International, Director of Engineering for the Western

 

         21   Region; Christine Gallo, Gaming Laboratories

 

         22   International, Director of Quality Assurance and

 

         23   Compliance; and, finally, Timothy Reigel, Gaming

 

         24   Laboratories International, Director of IT.

 

         25                 MR. MCNARY:  Excellent job of pronunciation.

 

 

 


 

                                                                      150

 

 

 

          1                 Staff recommends licensure of these Level I

 

          2   key applicants.

 

          3                 CHAIRMAN SHULL:  Is there a motion?

 

          4                 COMMISSIONER PLUNKETT:  Motion to adopt

 

          5   Resolution 08-127.

 

          6                 COMMISSIONER JONES:  Second.

 

          7                 CHAIRMAN SHULL:  A motion has been made and

 

          8   seconded.

 

          9                 Is there further discussion?

 

         10                 Hearing none, call the roll.

 

         11                 MS. FRANKS:  Chairman Shull.

 

         12                 CHAIRMAN SHULL:  Approve.

 

         13                 MS. FRANKS:  Commissioner Jones.

 

         14                 COMMISSIONER JONES:  Approve.

 

         15                 MS. FRANKS:  Commissioner Hais.

 

         16                 COMMISSIONER HAIS:  Approve.

 

         17                 MS. FRANKS:  Commissioner Plunkett.

 

         18                 COMMISSIONER PLUNKETT:  Approve.

 

         19                 MS. FRANKS:  Commissioner Bradley.

 

         20                 COMMISSIONER BRADLEY:  Approve.

 

         21                 MS. FRANKS:  By your vote you've adopted

 

         22   Resolution 08-127.

 

         23                 MR. MCNARY:  Mr. Chairman, Item VI concerns

 

         24   the -- it's a routine matter at the end of the year to

 

         25   delegate the authority to you, to the chairman, to extend

 

 

 


 

                                                                      151

 

 

 

          1   a license for 60 days in the case of an emergency.

 

          2                 Staff recommends passage of Resolution

 

          3   No. 08-128.

 

          4                 COMMISSIONER HAIS:  I move the adoption of

 

          5   Commission Resolution 08-128.

 

          6                 COMMISSIONER BRADLEY:  Second.

 

          7                 CHAIRMAN SHULL:  A motion has been made and

 

          8   seconded.

 

          9                 Is there further discussion?

 

         10                 Hearing none, call the roll.

 

         11                 MS. FRANKS:  Chairman Shull.

 

         12                 CHAIRMAN SHULL:  Approve.

 

         13                 MS. FRANKS:  Commissioner Jones.

 

         14                 COMMISSIONER JONES:  Approve.

 

         15                 MS. FRANKS:  Commissioner Hais.

 

         16                 COMMISSIONER HAIS:  Approve.

 

         17                 MS. FRANKS:  Commissioner Plunkett.

 

         18                 COMMISSIONER PLUNKETT:  Approve.

 

         19                 MS. FRANKS:  Commissioner Bradley.

 

         20                 COMMISSIONER BRADLEY:  Approve.

 

         21                 MS. FRANKS:  By your vote you've adopted

 

         22   Resolution No. 08-128.

 

         23                 MR. MCNARY:  Mr. Chairman, Item XII concerns

 

         24   Relicensure of Bingo Manufacturers and Suppliers, and

 

         25   Corporal Mike Finnegan will make a presentation.

 

 

 


 

                                                                      152

 

 

 

          1                 CORPORAL FINNEGAN:  Mr. Chairman,

 

          2   Commissioners, today I'm presenting several companies for

 

          3   relicensure as suppliers or manufacturers of bingo

 

          4   products in the State of Missouri.  You may notice some of

 

          5   the companies mentioned hold dual licenses.  The primary

 

          6   difference between relicensing a manufacturer and a

 

          7   supplier is a bond requirement, which is incumbent upon a

 

          8   supplier as they are responsible for paying the tax on

 

          9   items sold.

 

         10                 The relicensure of both manufacturers and

 

         11   suppliers includes, but is not limited to, Federal and

 

         12   State tax checks, customer and product lists, corporate

 

         13   organization, gaming license checks, as well as various

 

         14   criminal and financial background checks on each company's

 

         15   key persons.

 

         16                 The following four companies have applied

 

         17   for relicensure of their supplier's license:  All American

 

         18   Bingo, Bingo Supply Center, GameTech International and

 

         19   Games Galore.

 

         20                 MR. MCNARY:  Staff recommends approval.

 

         21                 CHAIRMAN SHULL:  I'm not finding those.

 

         22                 COMMISSIONER JONES:  Did I miss one?

 

         23                 CHAIRMAN SHULL:  Okay.

 

         24                 Can we consolidate these also?

 

         25                 MR. MCNARY:  Sure.

 

 

 


 

                                                                      153

 

 

 

          1                 CHAIRMAN SHULL:  Do I hear a motion?

 

          2                 COMMISSIONER HAIS:  I move to adopt

 

          3   Commission Resolutions, as a group, 08-001-B and 08-002-B

 

          4   and 08-003-B.

 

          5                 MR. MCNARY:  Corporal Finnegan, did you

 

          6   address both of the suppliers?

 

          7                 CORPORAL FINNEGAN:  I'm sorry.  I've got

 

          8   suppliers and then I've got manufacturers, nine separate

 

          9   manufacturers also.

 

         10                 MR. MCNARY:  Okay.  Then we're talking about

 

         11   suppliers at this point.

 

         12                 CHAIRMAN SHULL:  Is that only 08-001?

 

         13                 COMMISSIONER HAIS:  001, yes.

 

         14                 CHAIRMAN SHULL:  Is there a second?

 

         15                 COMMISSIONER PLUNKETT:  Second.

 

         16                 CHAIRMAN SHULL:  A motion has been made and

 

         17   seconded.

 

         18                 Is there further discussion?

 

         19                 Hearing none, call the roll.

 

         20                 MS. FRANKS:  Chairman Shull.

 

         21                 CHAIRMAN SHULL:  Approve.

 

         22                 MS. FRANKS:  Commissioner Jones.

 

         23                 COMMISSIONER JONES:  Approve.

 

         24                 MS. FRANKS:  Commissioner Hais.

 

         25                 COMMISSIONER HAIS:  Approve.

 

 

 


 

                                                                      154

 

 

 

          1                 MS. FRANKS:  Commissioner Plunkett.

 

          2                 COMMISSIONER PLUNKETT:  Approve.

 

          3                 MS. FRANKS:  Commissioner Bradley.

 

          4                 COMMISSIONER BRADLEY:  Approve.

 

          5                 MS. FRANKS:  By your vote you've adopted

 

          6   Resolution No. 08-001-B.

 

          7                 CORPORAL FINNEGAN:  The following nine

 

          8   companies have applied for licensure of their

 

          9   manufacturer's license:  Applied Concepts, Arrow

 

         10   International, Douglas Press, Fortunet, GameTech

 

         11   International, International Gameco, MMG, Pollard Games

 

         12   doing business as American Games, and Universal

 

         13   Manufacturing Company.

 

         14                 Thank you.

 

         15                 MR. MCNARY:  Staff recommends relicensure.

 

         16                 CHAIRMAN SHULL:  Do I have a motion?

 

         17                 COMMISSIONER BRADLEY:  Motion to approve

 

         18   Commission Resolution 08-002-B.

 

         19                 COMMISSIONER JONES:  Second.

 

         20                 CHAIRMAN SHULL:  A motion has been made and

 

         21   seconded.

 

         22                 Is there further discussion?

 

         23                 Hearing none, call the roll.

 

         24                 MS. FRANKS:  Chairman Shull.

 

         25                 CHAIRMAN SHULL:  Approve.

 

 

 


 

                                                                      155

 

 

 

          1                 MS. FRANKS:  Commissioner Jones.

 

          2                 COMMISSIONER JONES:  Approve.

 

          3                 MS. FRANKS:  Commissioner Hais.

 

          4                 COMMISSIONER HAIS:  Approve.

 

          5                 MS. FRANKS:  Commissioner Plunkett.

 

          6                 COMMISSIONER PLUNKETT:  Approve.

 

          7                 MS. FRANKS:  Commissioner Bradley.

 

          8                 COMMISSIONER BRADLEY:  Approve.

 

          9                 MS. FRANKS:  By your vote you've adopted

 

         10   Resolution No. 08-002-B.

 

         11                 MR. MCNARY:  Item VIII concerns Licensure of

 

         12   Bingo Manufacturer.  Corporal Finnegan.

 

         13                 CORPORAL FINNEGAN:  Mr. Chairman and

 

         14   Commissioners, Missouri State Patrol investigators

 

         15   conducted background investigations on Les Entreprises

 

         16   Carosielli, Incorporated and the company's associated key

 

         17   person.

 

         18                 The investigation included, but was not

 

         19   limited to, Federal and State tax checks, corporate

 

         20   inquiries and criminal and financial background checks on

 

         21   the company's key person.

 

         22                 Les Entreprises Carosielli, Incorporated is

 

         23   a manufacturer and distributor of bingo paper which

 

         24   operates out of Montreal Quebec, Canada.

 

         25                 The results of this investigation were

 

 

 


 

                                                                      156

 

 

 

          1   provided to the Gaming Commission staff for their review,

 

          2   and you have a summary report before you regarding this

 

          3   applicant.

 

          4                 MR. MCNARY:  Staff recommends licensure.

 

          5                 CHAIRMAN SHULL:  Is there a motion?

 

          6                 COMMISSIONER JONES:  Motion to approve

 

          7   Resolution No. 08-003-B.

 

          8                 COMMISSIONER HAIS:  Second.

 

          9                 CHAIRMAN SHULL:  A motion has been made and

 

         10   seconded.

 

         11                 Is there further discussion?

 

         12                 Hearing none, call the roll.

 

         13                 MS. FRANKS:  Chairman Shull.

 

         14                 CHAIRMAN SHULL:  Approve.

 

         15                 MS. FRANKS:  Commissioner Jones.

 

         16                 COMMISSIONER JONES:  Approve.

 

         17                 MS. FRANKS:  Commissioner Hais.

 

         18                 COMMISSIONER HAIS:  Approve.

 

         19                 MS. FRANKS:  Commissioner Plunkett.

 

         20                 COMMISSIONER PLUNKETT:  Approve.

 

         21                 MS. FRANKS:  Commissioner Bradley.

 

         22                 COMMISSIONER BRADLEY:  Approve.

 

         23                 MS. FRANKS:  By your vote you've adopted

 

         24   Resolution No. 08-003-B.

 

         25                 MR. MCNARY:  The next item,

 

 

 


 

                                                                      157

 

 

 

          1   Mr. Chairman, is a presentation by Pinnacle, which they've

 

          2   agreed to make on a monthly basis.  We appreciate that.

 

          3                 And it looks as though Mr. Godfrey and

 

          4   Mr. Riffel are going to make the presentation.

 

          5                 MR. GODFREY:  Good afternoon, Mr. Chairman,

 

          6   members of the Commission, Mr. McNary and staff.  I'm Jack

 

          7   Godfrey, Executive Vice-President, General Counsel and

 

          8   Secretary of Pinnacle Entertainment, Inc., appearing this

 

          9   afternoon with our outside counsel, Jerry Riffel, a

 

         10   partner at Lathrop and Gage.

 

         11                 Before I turn it over to Mr. Riffel to go

 

         12   through the slide show, I'd like to thank you for your

 

         13   previous action earlier this morning on the relicensing of

 

         14   Lumiere Place and the President.

 

         15                 And I'd also like to indicate that with

 

         16   respect to River City, we are on track currently for a

 

         17   first quarter 2010 opening, subject, of course, to your

 

         18   final licensing.

 

         19                 I invite you to visit our web cam at

 

         20   www.pnkinc.com, and you can view the project update on a

 

         21   daily basis.

 

         22                 So with that background in mind, I'd like to

 

         23   turn it over to Mr. Riffel who will take us through the

 

         24   slides.

 

         25                 MR. RIFFEL:  Mr. Chairman, Jerry Riffel.

 

 

 


 

                                                                      158

 

 

 

          1                 What I'd like to do, as we did last time, is

 

          2   hand out hard copies.  If it's all right, we're not going

 

          3   to do a PowerPoint on this one.  We'll just hit the

 

          4   highlights.

 

          5                 MR. MCNARY:  Do you need the lights down?

 

          6   Are you going to use the screen?

 

          7                 MR. RIFFEL:  No, sir.

 

          8                 As you know, Bob Herr, who helps manage the

 

          9   construction, gave a long report and PowerPoint report

 

         10   last month.  Mr. Herr is unavailable today because of a

 

         11   doctor's appointment.

 

         12                 This hard copy was prepared by Mr. Herr.  It

 

         13   has percentages of completion.  The slides I think you

 

         14   will find very impressive.

 

         15                 And we continue to make progress.  As

 

         16   Mr. Godfrey said, we are on target to be completed in

 

         17   January of 2010.

 

         18                 The access road, it might bear repeating, is

 

         19   going to be an incredible accomplishment.  It goes all of

 

         20   the way from Interstate 55 to the site.

 

         21                 As you'll see, it's divided into three

 

         22   different phases.  Phase I is between Interstate 55 and

 

         23   Lemay.  Phase II is Lemay to Broadway.  And Phase III,

 

         24   III-A and Phase IV, which is the Union Pacific Railroad

 

         25   Bridge, goes from Broadway on into the site.

 

 

 


 

                                                                      159

 

 

 

          1                 The most significant development this month

 

          2   is that we're very happy to announce we're going to get

 

          3   off of Hoffmeister, which is basically a residential

 

          4   street, which was during this period of construction

 

          5   really the only access for construction vehicles to the

 

          6   site.

 

          7                 And the reason we are is that we've finished

 

          8   the base in Phase III, III-A and IV.  We're on the back

 

          9   deck of the Phase IV Union Pacific Bridge.

 

         10                 We believe that in January this is going --

 

         11   we're going to be able to use it for construction traffic.

 

         12                 So that's a major, major, I think,

 

         13   accomplishment for us.

 

         14                 In Phase II, the Kaiser Creek Bridge is

 

         15   structurally complete.  We think it will be completed in

 

         16   spring '09.  The rock base is in, and the retaining walls

 

         17   are in.  And then Phase I, the first phase, the Gravois

 

         18   Creek Bridge, will be finished in February '09.  And so we

 

         19   are moving on, just really doing well.

 

         20                 As far as site work, if you look at those

 

         21   slides, the site work -- the rough grading on the site is

 

         22   complete.  As far as the building is concerned, the basin

 

         23   which will float the casino is complete.  The casino barge

 

         24   is now doing installation of precast concrete bulkhead

 

         25   panels, and the keel slab is in progress.

 

 

 


 

                                                                      160

 

 

 

          1                 And, finally, the buildings themselves, we

 

          2   started with the exterior wall panels.  The roofing is

 

          3   underway and so is the interior framing.

 

          4                 So if you have any questions, we'll be happy

 

          5   to address that.

 

          6                 COMMISSIONER JONES:  Mr. Riffel, Mr. Godfrey

 

          7   said first quarter and you said January.

 

          8                 MR. GODFREY:  Let me clarify that, if I

 

          9   could.

 

         10                 My understanding of the construction

 

         11   schedule is we currently think that we'll be complete with

 

         12   construction in December 2009, but we're looking to open

 

         13   in the first quarter of 2010.

 

         14                 We want to be a little general at this

 

         15   point, obviously, because there is training involved,

 

         16   there is your approvals, maybe some final finishes.  So

 

         17   we're being general at this point and we're targeting the

 

         18   first quarter of 2010.

 

         19                 As we get closer to the end of the

 

         20   construction, we'll be able to be a bit more specific in

 

         21   targeting a proposed opening date.

 

         22                 MR. RIFFEL:  Yeah, let me piggyback.

 

         23                 That's not a licensure term I use.  That's

 

         24   what Bob Herr uses.  That means that he's estimating.  And

 

         25   construction schedules are somewhat different, but it's

 

 

 


 

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          1   going to be January.  But that doesn't mean we'll open

 

          2   then.

 

          3                 COMMISSIONER JONES:  Right.  Okay.  The

 

          4   construction?

 

          5                 MR. RIFFEL:  Yeah.

 

          6                 CHAIRMAN SHULL:  Any other questions?

 

          7                 Thank you very much.

 

          8                 MR. RIFFEL:  Thank you.

 

          9                 MR. MCNARY:  Mr. Chairman, the last item

 

         10   shouldn't take long, unless you have extensive questions.

 

         11                 But John Nathan has been mentioned several

 

         12   times, and we've had really a pretty aggressive program in

 

         13   trying to bring already minority and women business on

 

         14   board, and John is responding to your directive about a

 

         15   standardized form.

 

         16                 I'd like for him to explain where that

 

         17   stands and then to answer any questions, so that he's on

 

         18   track with what you're looking for.

 

         19                 MR. NATHAN:  Thank you, Commissioners, Gene

 

         20   McNary.

 

         21                 What I've done is I've tried to collect all

 

         22   of the information on a uniform level, and in sometime

 

         23   early '07 -- I realized that in '06 I was just getting

 

         24   reports from each of the casinos.

 

         25                 So in early '07 -- and you can look at it,

 

 

 


 

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          1   Example No. 3 in the folder that I just gave you, is what

 

          2   I currently collect on each of the casinos that I go

 

          3   around to.

 

          4                 I make compliance visits to the casinos

 

          5   about three to four times a year, each one of them.  Many

 

          6   of the casino properties have numeric goals.  Some of them

 

          7   do not.  They just have best effort.

 

          8                 My target would be to look at that best

 

          9   effort and try to follow up on those at what we want to

 

         10   do.

 

         11                 In getting uniform information there still

 

         12   is some absence of the data on the vendors, the addresses

 

         13   and so forth.

 

         14                 And Item No. 12 is my proposal.  And when I

 

         15   meet with you just for a minute, if you'll meet with the

 

         16   approval, I think it gives us any and all of the

 

         17   information on a uniform basis from all of the properties

 

         18   that we have.

 

         19                 So what I'd like to do is just talk with you

 

         20   for a moment on what I propose to do, and it will cut down

 

         21   on all of the reports and make sure that we get the same

 

         22   kind of information from all of the casinos.

 

         23                 So if you have any questions or anything at

 

         24   this time, I'd be glad to answer them.

 

         25                 Thank you.

 

 

 


 

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          1                 CHAIRMAN SHULL:  John, I like what you've

 

          2   started with here, and I think the thing we'd like to see

 

          3   is if you'd put two or three together, just on the basis

 

          4   that you've done here, and then later on if we need to

 

          5   tweak something, we can, but that looks like a good place

 

          6   to start to me.

 

          7                 Are there other comments or questions?

 

          8                 MR. NATHAN:  Okay.  Thank you.

 

          9                 MR. MCNARY:  You got off easy, John.  Darryl

 

         10   will be in touch with you.

 

         11                 Mr. Chairman, that's the end of the agenda.

 

         12                 Let me say that we appreciate the

 

         13   Commission's indulgence.  This was an extensive agenda,

 

         14   two volumes to read, and you told me it only took you

 

         15   three weeks to do it.

 

         16                 We will -- seriously, we will not repeat

 

         17   this.  We'll spread it out, the licensing, the

 

         18   presentations, so that it will be a more even agenda in

 

         19   future meetings.

 

         20                 CHAIRMAN SHULL:  Thank you.

 

         21                 COMMISSIONER JONES:  Mr. Chairman, I move to

 

         22   close this meeting to receive, discuss and consider the

 

         23   following matters:  closed minutes or other closed records

 

         24   under 610.021(14) and 313.847.1.

 

         25                 COMMISSIONER HAIS:  Second.

 

 

 


 

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          1                 CHAIRMAN SHULL:  A motion is made and

 

          2   seconded.

 

          3                 Is there any further discussion?

 

          4                 Hearing none, call the roll.

 

          5                 MS. FRANKS:  Chairman Shull.

 

          6                 CHAIRMAN SHULL:  Approve.

 

          7                 MS. FRANKS:  Commissioner Jones.

 

          8                 COMMISSIONER JONES:  Approve.

 

          9                 MS. FRANKS:  Commissioner Hais.

 

         10                 COMMISSIONER HAIS:  Approve.

 

         11                 MS. FRANKS:  Commissioner Plunkett.

 

         12                 COMMISSIONER PLUNKETT:  Approve.

 

         13                 MS. FRANKS:  Commissioner Bradley.

 

         14                 COMMISSIONER BRADLEY:  Approve.

 

         15                 (Meeting closed.)

 

         16  

 

         17  

 

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          1  

 

          2  

 

          3                     CERTIFICATE OF REPORTER

 

          4  

 

          5              I, Patricia A. Stewart, RMR, RPR, CCR, a

 

          6   Certified Court Reporter in the State of Missouri, do

 

          7   hereby certify that the testimony that appears in the

 

          8   foregoing transcript was taken by me to the best of my

 

          9   ability and thereafter reduced to typewriting by me; that

 

         10   I am neither counsel for, related to, nor employed by any

 

         11   of the parties to the action in which this hearing was

 

         12   taken, and further that I am not a relative or employee of

 

         13   any attorney or counsel employed by the parties thereto,

 

         14   nor financially or otherwise interested in the outcome of

 

         15   the action.

 

         16  

 

         17  

 

         18                           __________________________

 

         19                           Patricia A. Stewart

 

         20                           CCR No. 401

 

         21  

 

         22  

 

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         25