0001

 1

 2                  COVER SHEET INFORMATION

 3

 4  Hearing Before the:  Missouri Gaming Commission

 5

 6  In Re:  Consideration of Disciplinary

 7  Actions/Consideration of Settlement

 8  Agreements/Consideration of Extension of Liquor License

 9  Hours/ Consideration of Licensure of Certain

10  Level I/Key Applicants/ Consideration of Hearing

11  Officer Recommendation/Consideration of Proposed

12  Rulemaking

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14  Date Taken:  June 27, 2007

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0002

 1       HEARING BEFORE THE MISSOURI GAMING COMMISSION

 2

 3              BE IT REMEMBERED that the above-entitled

 4  matter came on for a hearing at the America's Center,

 5  701 Convention Plaza, County of City of St. Louis,

 6  State of Missouri, on the 27th day of June, A.D., 2007,

 7  commencing at the hour of 9:00 in the morning of that

 8  day, said hearing having been called by The Missouri

 9  Gaming Commission pursuant to the issuance of due

10  notice to all parties in interest, and the following is

11  a transcript of the record made of all proceedings had

12  during the course of said hearing.

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0003

 1  APPEARANCES:

 2  Chairman Noel J. Shull

 3  Commissioner Darryl T. Jones

 4  Commissioner Samuel J. Hais

 5  Commissioner Larry W. Plunkett, Sr.

 6  Commissioner Suzanne Bradley

 7  Executive Director Gene McNary

 8  Angie Franks

 9

10

11                         I N D E X

12  SPEAKERS:                                         Page

13  CHRIS HINCKLEY . . . . . . . . . . . . . . . . .   5

14  LT. GARY MOORE . . . . . . . . . . . . . . . . .   32

15  CHRIS HINCKLEY . . . . . . . . . . . . . . . . .   33

16  GARY JENKINS . . . . . . . . . . . . . . . . . .   40

17  DAVE WELCH . . . . . . . . . . . . . . . . . . .   45

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0004

 1

 2            MISSOURI GAMING COMMISSION MEETING

 3

 4              CHAIRMAN SHULL:  Good morning.  We can go

 5  ahead and start the meeting.  Welcome to St. Louis, and

 6  call the roll, please.

 7              MS. FRANKS:  Chairman Shull?

 8              CHAIRMAN SHULL:  Present.

 9              MS. FRANKS:  Commissioner Jones?

10              COMMISSIONER JONES:  Present.

11              MS. FRANKS:  Commissioner Hais?

12              COMMISSIONER HAIS:  Present.

13              MS. FRANKS:  Commissioner Plunkett?

14              COMMISSIONER PLUNKETT:  Present.

15              MS. FRANKS:  Commissioner Bradley?

16              COMMISSIONER BRADLEY:  Present.

17              CHAIRMAN SHULL:  The next item is to

18  approve the minutes of the last meeting.

19              COMMISSIONER HAIS:  Chairman, I move that

20  the minutes of the last meeting be approved.

21              COMMISSIONER BRADLEY:  Second.

22              CHAIRMAN SHULL:  Is there any further

23  discussions?  Call the roll, please.

24              MS. FRANKS:  Chairman Shull?

25              CHAIRMAN SHULL:  Approved.

 

 


0005

 1              MS. FRANKS:  Commissioner Jones?

 2              COMMISSIONER JONES:  Approved.

 3              MS. FRANKS:  Commissioner Hais?

 4              COMMISSIONER HAIS:  Approved.

 5              MS. FRANKS:  Commissioner Plunkett?

 6              COMMISSIONER PLUNKETT:  Approved.

 7              MS. FRANKS:  Commissioner Bradley?

 8              COMMISSIONER BRADLEY:  Approved.

 9              MS. FRANKS:  By your vote, you've adopted

10  the minutes of the May 23rd, 2007, meeting.

11              CHAIRMAN SHULL:  The next item is a

12  consideration for disciplinary action from Mr. McNary.

13              MR. MCNARY:  Mr. Chairman and Members of

14  the Commission, Chris Hinckley will handle the

15  disciplinary actions.

16              MR. HINCKLEY:  Good morning, Mr. Chairman

17  and Commissioners.  I'm going to direct your attention

18  to Tab B.  On Tab B, we have a Disciplinary Complaint

19  No. 07-217.  It is a disciplinary action against a

20  licensee named Michael Coca.  The alleged violations

21  are of 11 CSR 45-5.230 (6), which requires a Class A

22  licensee and its employees to maintain the EGDs in a --

23  Electronic Gaming Devices -- in a suitable condition.

24  This is a four-count --

25              MR. MCNARY:  You need to speak a little

 

 


0006

 1  louder, Chris, so that she can hear you.

 2              MR. HINCKLEY:  Oh, I'm sorry.  Okay.  I

 3  thought it was pretty loud already.  This is a

 4  four-count discipline.

 5              Under the first count, in November of

 6  2006, EGD Specialist Dawn Leehy discovered six EGDs on

 7  the gaming floor that contained revoked computer chips.

 8  In the second count, on December -- on December 7th,

 9  2006, Missouri Gaming Commission EGD coordinators and

10  specialists conducted an audit of the licensee's EGDs.

11  Actually, that's Count III.  Let me step back.

12              Count II is November 22nd of 2006.  The

13  EGD specialist, Dawn Leehy, discovered seven EGDs on the

14  gaming floor with revoked computer chips, and in

15  Count III, on December 7th, 2006, the Gaming Commission

16  coordinators and specialists conducted audits of the

17  licensee, and that's Isle of Capri, Kansas City, if I

18  failed to mention that, and in Count I of that

19  Count III -- Subsection 1 -- excuse me -- one EGD was

20  discovered with revoked software.

21              Second subsection there, a revoked bill

22  validator software was found in 235 EGDs, and the third

23  subsection of Count III, a different revoked bill

24  validator software was discovered in eight EGDs, and

25  the final subsection of IV, a revoked main program

 

 


0007

 1  software was found in one EGD, and then in Count IV,

 2  December 9th of '06, a casino slot tech discovered

 3  another revoked main program software in an EGD and

 4  informed Missouri Gaming Commission of such.

 5              As a result of these alleged violations,

 6  the staff recommends that the Commission propose on

 7  Mr. Michael Coca a ten calendar day suspension.

 8              CHAIRMAN SHULL:  Are there any questions

 9  for Mr. Hinckley?

10              COMMISSIONER JONES:  Mr. Hinckley, I mean,

11  are they just outright just ignoring these letters?  I

12  mean, you have 235 EGDs that have revoked software.  I

13  mean, that's not one or two.

14              MR. HINCKLEY:  Correct.  That was -- My

15  understanding after speaking with our coordinators,

16  Blaine Preston and Todd Nelson, that was the -- I was

17  going to say the casino, but the reason for that large

18  number was a sort of -- as you could probably guess, it

19  wasn't a miss.  It was a complete, on their part,

20  misinterpretation of the rule where there was a revoked

21  -- indicated that the 235 was a revoked bill validator

22  software that was revoked for a particular type of

23  platform.

24              They evidently used it in another platform

25  and didn't think that that was revoked for across the

 

 


0008

 1  board use, but just particular to that platform, but

 2  once it's revoked, it's revoked regardless of what

 3  platform it's in.

 4              COMMISSIONER JONES:  Right.

 5              MR. HINCKLEY:  Correct.

 6              COMMISSIONER JONES:  That's what I'm

 7  saying.  You know, you have a letter that comes from

 8  GLI --

 9              MR. HINCKLEY:  Correct.

10              COMMISSIONER JONES:  -- and says it's

11  revoked.

12              MR. HINCKLEY:  Correct.  It will often --

13  The letters from GLI will specify a particular

14  platform.  The misinterpretation here appears to be

15  that they connected the revocation with just that

16  platform and not across the board and continued to use

17  it in different platforms.

18              COMMISSIONER HAIS:  Mr. Chairman, if there

19  are no further questions, I move for the approval of

20  DC-217.

21              COMMISSIONER BRADLEY:  Second.

22              CHAIRMAN SHULL:  Is there any further

23  comment or questions?  If not, call roll, please.

24              MS. FRANKS:  Chairman Shull?

25              CHAIRMAN SHULL:  Approved.

 

 


0009

 1              MS. FRANKS:  Commissioner Jones?

 2              COMMISSIONER JONES:  Approved.

 3              MS. FRANKS:  Commissioner Hais?

 4              COMMISSIONER HAIS:  Approved.

 5              MS. FRANKS:  Commissioner Plunkett?

 6              COMMISSIONER PLUNKETT:  Approved.

 7              MS. FRANKS:  Commissioner Bradley?

 8              COMMISSIONER BRADLEY:  Approved.

 9              MS. FRANKS:  By your vote, you've adopted

10  DC-07-217.

11              MR. HINCKLEY:  I direct your attention to

12  Tab C and that Disciplinary Complaint No. 07-218 where

13  the offender or licensee is the Ameristar Casino,

14  St. Charles, and the alleged violations fall under

15  11 CSR 45-5.230(6).  Again, it's where Class A

16  licensees are required to maintain their Electronic

17  Gaming Devices in a suitable condition.

18              In this case, December 15th of 2006,

19  Missouri Gaming Commission informed the casino slot

20  department about two incidents with EGDs, and they were

21  as follows:  On December 8th, slot personnel discovered

22  that two mainframe program storage media chips and two

23  EGDs were switched, and that was not necessarily

24  discovered upon installation because of a failure to

25  perform a top award real strip test that it would

 

 


0010

 1  reveal the switching of the chips.

 2              On the second incident on December 15th of

 3  2006, slot personnel discovered that an employee had

 4  installed a two-coin chip in an EGD instead of the

 5  appropriate three-coin chip, and, again, this was not

 6  discovered because of the failure to conduct this top

 7  award real strip test that would have said, "Okay.

 8  There's a problem here."

 9              As a result of these actions, this staff

10  recommends that the Commission propose a $5,000 fine.

11              CHAIRMAN SHULL:  Are there any questions

12  for Mr. Hinckley?

13              COMMISSIONER JONES:  I move for approval

14  of DC-07-218.

15              COMMISSIONER PLUNKETT:  Second.

16              CHAIRMAN SHULL:  Further comments or

17  questions?  Call roll, please.

18              MS. FRANKS:  Chairman Shull?

19              CHAIRMAN SHULL:  Approved.

20              MS. FRANKS:  Commissioner Jones?

21              COMMISSIONER JONES:  Approved.

22              MS. FRANKS:  Commissioner Hais?

23              COMMISSIONER HAIS:  Approved.

24              MS. FRANKS:  Commissioner Plunkett?

25              COMMISSIONER PLUNKETT:  Approved.

 

 


0011

 1              MS. FRANKS:  Commissioner Bradley?

 2              COMMISSIONER BRADLEY:  Approved.

 3              MS. FRANKS:  By your vote, you've adopted

 4  DC-07-218.

 5              MR. HINCKLEY:  Now I direct your attention

 6  to Tab D.  It's Disciplinary Complaint No. 07-219.  In

 7  this case, the offender/licensee is the Ameristar

 8  Casino, St. Charles.  The alleged violation falls under

 9  11 CSR 45-17.010(4)(B) which requires a Class A

10  licensee to show that the Class A licensee may be

11  disciplined for failing to follow the licensee's DAP

12  and exclusion procedures.

13              The facts of this incident are that on

14  February 3rd of 2007 a Disassociated Person or a DAP

15  was discovered by a cage cashier during her assistance

16  with an ATM transaction.  The ATM -- I'm sorry.  The

17  cage cashier was able to determine that this person was

18  a DAP because they were able to use their date of birth

19  and discover the person's true identity.

20              Upon conducting the investigation -- Well, I'm

21  sorry.  Upon discovering that the DAP was on the gaming

22  floor, the Gaming Commission was notified, and the DAP

23  was arrested for trespass.  Upon investigation, it was

24  discovered that the DAP had received her player's card

25  using an alias on 10-24 of '06 and, subsequent to that,

 

 


0012

 1  made four trips to the casino using a total of $864.

 2              Upon interviewing the marketing rep that

 3  issued the card, they discovered that she was aware of

 4  the policy of using the -- internal controls policy of

 5  using the first letter of the last name, the first

 6  name, and date of birth to cross-reference for

 7  discovery of the Disassociated Persons.

 8              However, the marketing rep and the

 9  marketing supervisor informed the investigator that

10  marketing personnel were not capable of using the date

11  of birth to cross-reference and discover the true

12  identity of the Disassociated Persons.  However, they

13  were aware of the policy which required it.

14              As a result of these actions, this staff

15  recommends that the Commission propose a $5,000 fine.

16              CHAIRMAN SHULL:  What type of ID was used

17  to obtain the card?

18              MR. HINCKLEY:  I don't know the exact ID,

19  Chairman.

20              CHAIRMAN SHULL:  All right.  Are there

21  other questions?

22              COMMISSIONER HAIS:  Chairman, I would move

23  that Disciplinary Complaint No. 07-219 be approved.

24              COMMISSIONER JONES:  Second.

25              CHAIRMAN SHULL:  Is there further

 

 


0013

 1  discussion?  Call roll, please.

 2              MS. FRANKS:  Chairman Shull?

 3              CHAIRMAN SHULL:  Approved.

 4              MS. FRANKS:  Commissioner Jones?

 5              COMMISSIONER JONES:  Approved.

 6              MS. FRANKS:  Commissioner Hais?

 7              COMMISSIONER HAIS:  Approved.

 8              MS. FRANKS:  Commissioner Plunkett?

 9              COMMISSIONER PLUNKETT:  Approved.

10              MS. FRANKS:  Commissioner Bradley?

11              COMMISSIONER BRADLEY:  Approved.

12              MS. FRANKS:  By your vote, you've adopted

13  DC-07-219.

14              MR. HINCKLEY:  Now I direct your attention

15  to Tab E.  That's Disciplinary Complaint No. 07-220.

16  The offender/licensee is Harrah's Casino, Maryland

17  Heights, and the violation falls under 11 CSR -- I'm

18  sorry.  The alleged violation falls under

19  11 CSR 45-12.080(2), which is prohibition on serving,

20  selling, giving away or otherwise allowing consumption

21  of intoxicating liquor in any quantity after approved

22  commission hours.

23              In this case, a Sergeant LoPane from the

24  Gaming Commission was notified and asked to assist in

25  removing an intoxicated person from the gaming floor.

 

 


0014

 1  Upon interviewing this intoxicated person, the sergeant

 2  was able to determine that this intoxicated person had

 3  been serving himself alcohol in a closed area of the

 4  casino; in particular, the Diamond Lounge off the

 5  gaming floor, which was only accessible from an

 6  elevator, and it was discovered that this elevator was

 7  unlocked allowing this person to access this closed bar

 8  area through that elevator and serve himself alcohol.

 9              Well, it was later learned that six months

10  prior to that, that elevator had been -- was getting

11  locked so that that access was not available.

12  Subsequent to this incident, the elevator is once again

13  being locked.

14              As a result, the staff recommends that the

15  Commission propose a $5,000 fine.

16              CHAIRMAN SHULL:  Are there any questions

17  or comments?  Was any of the other tape or film viewed

18  to determine if other individuals had been also

19  entering and serving themselves?

20              MR. HINCKLEY:  The -- I'm not aware if the

21  entire tape was viewed or for how long it was viewed.

22  I do know that this sergeant didn't know the exact time

23  when this person served himself, so he had to review a

24  certain portion of the tape to discover when this

25  person was in there, but he only revealed to the

 

 


0015

 1  Commission that he viewed this person.

 2              COMMISSIONER HAIS:  Chairman, I would move

 3  that the Disciplinary Complaint 07-220 be approved.

 4              CHAIRMAN SHULL:  Is there a second?

 5              COMMISSIONER BRADLEY:  Second.

 6              CHAIRMAN SHULL:  Is there further

 7  discussion?

 8              COMMISSIONER JONES:  Mr. Chairman, it

 9  seems like Harrah's is having a big problem with

10  alcohol out there.  I mean, the Voodoo Lounge was --

11  just had some issues with the Voodoo Lounge, I guess,

12  several meetings ago, and now we have something else.

13  Are they aware that they need to secure all of these

14  establishments?  I mean, this was unlocked for six to

15  -- approximately six months, and no telling how many

16  people had gone up in there, you know, knowing that

17  this -- there was free access to -- to the Diamond

18  Lounge.  If they hadn't been caught, it would have

19  continued.

20              MR. HINCKLEY:  Correct.  It appears that

21  way.

22              COMMISSIONER JONES:  Right.  So I'm not

23  too sure if I'm happy with this -- with this -- with

24  the fine that we're dedicating to Harrah's.  I really

25  think we need to send them a message that, hey, we

 

 


0016

 1  cannot tolerate this because they have a lot of alcohol

 2  problems.  Saying that, I'd like to make a motion to

 3  increase this fine to $20,000.

 4              COMMISSIONER PLUNKETT:  I'll second that.

 5              CHAIRMAN SHULL:  Would that be amending

 6  this motion?  Is that possible?

 7              COMMISSIONER HAIS:  My feeling is that if

 8  we're going to -- This matter -- This has come up

 9  before in a different context, Mr. Chairman, not with

10  the amount of the fine, but with the different aspect

11  of the -- of the charge in a different matter, and I

12  had some misgivings about it then, as you may recall,

13  but I think with all due respect, if we're going to

14  propose and if we do pass an amendment to the -- to the

15  fine, I think we need to give the -- we need to give

16  Harrah's an opportunity to have a say one more time in

17  their defense.

18              I would just state as an aside that I

19  don't disagree at all with Commissioner Jones'

20  sentiment.  In fact, I concur with it in terms of a

21  seemingly recurring trend, and perhaps if the

22  Commission would find this acceptable, that we -- we

23  can either proceed with it in this fashion, or we can

24  amend it and table it for another day, or as a third

25  alternative, send a letter, an official letter, from

 

 


0017

 1  the Commission along with -- along with this matter as

 2  resolved today that in the future, fines will be

 3  steeper in view of our regard of the gravity of the

 4  nature of the offense.

 5              I'll leave that to the Commission to

 6  choose from those options if Mr. McNary doesn't have

 7  any objection to that scenario and as well as you,

 8  Mr. Chairman.

 9              MR. MCNARY:  Mr. Chairman, maybe the

10  General Counsel could explain the thinking that the DRB

11  had in assessing $5,000.

12              MR. HINCKLEY:  The -- As I recall during

13  the Disciplinary Review Board, the discussion first

14  revolved around the, you know, location of this bar and

15  how it was, you know, removed not only by a level, but

16  -- I'm sorry -- removed by an entire level and an

17  elevator and then would take somebody's real ingenuity

18  to find this liquor, and there was some feeling that

19  this person had acted, you know, well, clearly on his

20  own, but that we did find the casino at fault for not

21  locking the elevator.

22              We felt that this person made

23  extraordinary efforts to hunt down some liquor and

24  that, as soon as they discovered that he was

25  intoxicated, they immediately called the Commission and

 

 


0018

 1  removed him from the gaming floor.

 2              COMMISSIONER HAIS:  Chris, was there any

 3  indication whatsoever that there had been similar

 4  incidents by other persons prior to this?

 5              MR. HINCKLEY:  Similar, if not the same

 6  facts?

 7              COMMISSIONER HAIS:  Well, same or

 8  substantially the same facts involving this area where

 9  there was liquor kept and the accessibility to it as it

10  was recited in this complaint?

11              MR. HINCKLEY:  As far as I can recall in

12  my short time at the Commission, I don't recall

13  anything at Harrah's in Maryland Heights with similar

14  facts, but as we were talking about earlier, this was

15  discovered as a result of the person being intoxicated

16  and having to be removed and him confessing or

17  basically admitting to the gaming commission sergeant

18  that he had gotten the liquor from that location, and

19  he, as a result of that, used surveillance and

20  confirmed that.

21              COMMISSIONER HAIS:  So just to put it in a

22  nutshell, so to speak, you're saying that the relative

23  leniency of the fine is based on the -- the -- the

24  relative low level of culpability in this particular

25  situation as evidenced by this person who was going to

 

 


0019

 1  some great lengths to --

 2              MR. HINCKLEY:  That's fair.

 3              COMMISSIONER HAIS:  -- to do what he did?

 4              MR. HINCKLEY:  That's fair in a nutshell.

 5              MR. MCNARY:  Well, and it would seem,

 6  Commissioner, that it's unrelated to the problems that

 7  we've had with Harrah's in the past, and the Commission

 8  got their attention.  They have cooperated.  They're

 9  making monthly reports.  This seems to be an unrelated

10  incident, which speaks to the point that Commissioner

11  Jones made.

12              COMMISSIONER JONES:  Well, you know, just

13  one thing to me, just being in the industry, there may

14  be that possibility that this was just an isolated

15  incident because it appears, you know, if you're in the

16  business, you were doing a liquor count or you're

17  checking your bottles and doing an inventory probably

18  daily, and probably -- Like I said, you know, I'm

19  thinking about it now.  There may have been an isolated

20  incident because since they didn't have any abnormality

21  in discovering anything that was abnormal on the

22  inventory, this may have been just a first event, so I

23  can withdraw that motion, but I would like to, as

24  Commissioner Hais said, send a letter stating that

25  fines will be duly increased, you know, in the future

 

 


0020

 1  if we -- if this kind of behavior continues with the

 2  liquor.  I'll support that.

 3              COMMISSIONER HAIS:  Commissioner, I mean,

 4  I don't have to write the letter, do I?

 5              COMMISSIONER JONES:  Yeah, I think so.

 6              CHAIRMAN SHULL:  Is there any further

 7  discussion?

 8              MR. HINCKLEY:  For the sake of clarity,

 9  you know, for the staff, is the message that regardless

10  of factual similarity to our past problems, if it

11  involves liquor, there is going to be any --

12              COMMISSIONER HAIS:  I think that's true.

13  There's no -- There was never any illusion that they've

14  had liquor in a certain spot, and I think in view of

15  the fact that, you know, this is the time -- You know,

16  where there's a will, there's a way, not to be

17  facetious, but they need to take whatever -- It would

18  just be a reasonable step to lock up an elevator --

19              MR. HINCKLEY:  Okay.

20              COMMISSIONER HAIS:  -- that had direct

21  access to probably, my guess, is a huge quantity of

22  alcohol; right?

23              MR. HINCKLEY:  I would assume so.

24              COMMISSIONER HAIS:  Yeah, so the answer is

25  -- That's a long answer to just say "yes."

 

 


0021

 1              MR. HINCKLEY:  Okay.

 2              CHAIRMAN SHULL:  Call roll, please.

 3              MS. FRANKS:  Chairman Shull?

 4              CHAIRMAN SHULL:  Approved.

 5              MS. FRANKS:  Commissioner Jones?

 6              COMMISSIONER JONES:  Approved.

 7              MS. FRANKS:  Commissioner Hais?

 8              COMMISSIONER HAIS:  Approved.

 9              MS. FRANKS:  Commissioner Plunkett?

10              COMMISSIONER PLUNKETT:  Approved.

11              MS. FRANKS:  Commissioner Bradley?

12              COMMISSIONER BRADLEY:  Approved.

13              MS. FRANKS:  By your vote, you've adopted

14  DC-07-220.

15              MR. HINCKLEY:  I now direct your attention

16  -- Oh, I'm sorry.  There's a new section.

17              MR. MCNARY:  Well, Mr. Chairman, the

18  consideration of settlement agreements will be handled

19  by General Counsel Chris Hinckley.

20              MR. HINCKLEY:  Mr. Chairman,

21  Commissioners, I direct your attention to Tab F.  Under

22  Tab F is Commission Resolution No. 07-041 regarding a

23  settlement agreement and a waiver of hearings

24  pertaining to Aztar Missouri Riverboat Company where

25  the original disciplinary complaint number was 07-150,

 

 


0022

 1  the facts which were briefly that eight EGDs were

 2  discovered on the gaming floor without approved

 3  software.  The Commission proposed a $5,000 fine

 4  shortly after that proposal.  The licensee contacted

 5  the Commission and took responsibility for their

 6  actions, and as a result, we proposed a settled

 7  agreement of $4,500 payment.

 8              CHAIRMAN SHULL:  Are there any questions

 9  for Mr. Hinckley?  Is there a motion?

10              COMMISSIONER BRADLEY:  Motion to approve

11  the Settlement Agreement 07-150.

12              COMMISSIONER HAIS:  Second.

13              CHAIRMAN SHULL:  Is there any other

14  discussion?  Call the roll, please.

15              MS. FRANKS:  Chairman Shull?

16              CHAIRMAN SHULL:  Approved.

17              MS. FRANKS:  Commissioner Jones?

18              COMMISSIONER JONES:  Approved.

19              MS. FRANKS:  Commissioner Hais?

20              COMMISSIONER HAIS:  Approved.

21              MS. FRANKS:  Commissioner Plunkett?

22              COMMISSIONER PLUNKETT:  Approved.

23              MS. FRANKS:  Commissioner Bradley?

24              COMMISSIONER BRADLEY:  Approved.

25              MS. FRANKS:  By your vote, you've adopted

 

 


0023

 1  Resolution No. 07-041.

 2              MR. HINCKLEY:  Mr. Chairman,

 3  Commissioners, I direct your attention to Tab G.  Under

 4  Tab G, it's Commission Resolution 07-042.  It's

 5  regarding a settlement agreement and waiver of hearings

 6  pertaining to Isle of Capri, Boonville.  The original

 7  disciplinary complaint was 07-155.  It was a two-count

 8  discipline, Count I being the discovery of two revoked

 9  software in an EGD, and Count II having to do with one

10  unapproved software being discovered in an EGD, both on

11  the gaming floor.

12              As a result of these discoveries, the

13  Commission proposed a $10,000 fine.  Shortly after that

14  proposal, the licensee contacted the Commission and

15  immediately took responsibility for its actions.  As a

16  result, we created a settlement agreement agreeing to a

17  payment of $9,000.

18              CHAIRMAN SHULL:  Are there any questions

19  for Mr. Hinckley?  Is there a motion?

20              COMMISSIONER PLUNKETT:  I'd make a motion

21  that we approve 07-042.

22              COMMISSIONER JONES:  Second.

23              CHAIRMAN SHULL:  Any further discussion?

24  Call roll, please.

25              MS. FRANKS:  Chairman Shull?

 

 


0024

 1              CHAIRMAN SHULL:  Approved.

 2              MS. FRANKS:  Commissioner Jones?

 3              COMMISSIONER JONES:  Approved.

 4              MS. FRANKS:  Commissioner Hais?

 5              COMMISSIONER HAIS:  Approved.

 6              MS. FRANKS:  Commissioner Plunkett?

 7              COMMISSIONER PLUNKETT:  Approved.

 8              MS. FRANKS:  Commissioner Bradley?

 9              COMMISSIONER BRADLEY:  Approved.

10              MS. FRANKS:  By your vote, you've adopted

11  Resolution No. 07-042.

12              COMMISSIONER HAIS:  Mr. Chairman, before

13  we go on to the next resolution, I just had a small

14  point that I wanted to go over.

15              CHAIRMAN SHULL:  Certainly.

16              COMMISSIONER HAIS:  I think there may have

17  been a misstatement, and it may need correction, unless

18  I misheard it.  I think Ms. Bradley moved to adopt the

19  previous resolution.  I thought I heard 07-150, and you

20  read it correctly into the record as 141, but just for

21  the record -- and I think that -- I think the error

22  arose from perhaps a typo in the resolution in the

23  book.  In the body of it, it says 150.  It's correct in

24  there, but I think it was just a misperception, so if

25  Commissioner Bradley wouldn't mind just --

 

 


0025

 1              COMMISSIONER BRADLEY:  I -- Absolutely.

 2  For the record, my motion was to approve Resolution

 3  No. 07-041 for the record.

 4              CHAIRMAN SHULL:  Okay.  Thank you.

 5              MR. HINCKLEY:  Mr. Chairman,

 6  Commissioners, I direct your attention to Tab H, and

 7  under Tab H, there is Commission Resolution No. 07-043

 8  regarding a settlement agreement and waiver of hearings

 9  pertaining to Isle of Capri, Kansas City.  The original

10  complaint number, as far as the complaint number in

11  this matter, was 07-157, and a $20,000 fine was

12  proposed by the Commission because the licensee had a

13  number of -- large number of Electronic Gaming Device

14  locks unsecured in the maintenance room of the casino.

15              Immediately after this fine was proposed,

16  the licensee contacted the Commission and took

17  responsibility for their actions.  As a result of that,

18  the licensee and Commission agreed to a settlement in

19  this matter of $18,000.

20              CHAIRMAN SHULL:  Are there any questions

21  for Mr. Hinckley?  Is there a motion?

22              COMMISSIONER HAIS:  I would move to adopt

23  Commission Resolution 07-043.

24              COMMISSIONER BRADLEY:  Second.

25              CHAIRMAN SHULL:  Is there any further

 

 


0026

 1  discussion?  Call roll, please.

 2              MS. FRANKS:  Chairman Shull?

 3              CHAIRMAN SHULL:  Approved.

 4              MS. FRANKS:  Commissioner Jones?

 5              COMMISSIONER JONES:  Approved.

 6              MS. FRANKS:  Commissioner Hais?

 7              COMMISSIONER HAIS:  Approved.

 8              MS. FRANKS:  Commissioner Plunkett?

 9              COMMISSIONER PLUNKETT:  Approved.

10              MS. FRANKS:  Commissioner Bradley?

11              COMMISSIONER BRADLEY:  Approved.

12              MS. FRANKS:  By your vote, you've adopted

13  Resolution No. 07-043.

14              MR. HINCKLEY:  Mr. Chairman,

15  Commissioners, I direct your attention to Tab I.  Under

16  Tab I, we have Commission Resolution No. 07-044.  It's

17  regarding a settlement agreement and waiver of hearings

18  pertaining to Isle of Capri, Kansas City.  The original

19  complaint number in this cause was 07-158, and the

20  Commission proposed a $50,000 fine.  This was a

21  four-count case involving Electronic Gaming Devices

22  that I've already recited the facts of under Tab B, if

23  you recall.

24              As a result of those actions, we did

25  propose a $50,000 fine.  Immediately after that

 

 


0027

 1  proposal, the licensee contacted the Commission and

 2  took responsibility for its actions.  As a result of

 3  that, the Commission and the licensee created a

 4  settlement agreement for $45,000 in payment.

 5              CHAIRMAN SHULL:  Are there any questions

 6  for Mr. Hinckley?  Is there a motion?

 7              COMMISSIONER JONES:  I move for approval

 8  of Resolution No. 07-044.

 9              COMMISSIONER PLUNKETT:  Second.

10              CHAIRMAN SHULL:  Is there further

11  discussion?  Call roll, please.

12              MS. FRANKS:  Chairman Shull?

13              CHAIRMAN SHULL:  Approved.

14              MS. FRANKS:  Commissioner Jones?

15              COMMISSIONER JONES:  Approved.

16              MS. FRANKS:  Commissioner Hais?

17              COMMISSIONER HAIS:  Approved.

18              MS. FRANKS:  Commissioner Plunkett?

19              COMMISSIONER PLUNKETT:  Approved.

20              MS. FRANKS:  Commissioner Bradley?

21              COMMISSIONER BRADLEY:  Approved.

22              MS. FRANKS:  By your vote, you've adopted