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 1              BEFORE THE MISSOURI GAMING COMMISSION

                          STATE OF MISSOURI

 2  

 3                             Meeting 

                      Thursday, December 6, 2001

 4                         518 Vine Street  

                         Boonville, Missouri

 5  

 6   COMMISSIONERS PRESENT:

            Robert Smith, Vice Chairman

 7          Lynne R. Nikolaisen, Secretary (Via Telephone)

            J. Joe Adorjan (Via Telephone)

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21   REPORTED BY:

     TRACY L. CAVE, CSR

22   Associated Court Reporters

     714 West High Street

23   Jefferson City, Missouri  65101           

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 1                            I N D E X

 2   Call to Order

 3   Update of State on Isle of Capri                       5

 4   Consideration of Relicensure of Class A Licensees:    10

 5   Resolution No. 01-081                                

     Resolution No. 01-075

 6   

     Consideration of Relicensure of Certain Suppliers:    73

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     Consideration of Licensure of Certain Supplier:       77

 8  

     Consideration of Disciplinary Action:

 9   DC-01-062                                             80

     DC-01-063                                             83

10   DC-01-064                                             85

11   Consideration of Approval of Change in Control:       87

12   Consideration of Licensure of Certain

     Level I/Key Applicant:                                89

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     Consideration of Proposed Rules & Regulations:        90

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     Consideration of Renewal of Bingo

15   Manufacturers & Suppliers:                            96

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 1                 VICE CHAIRMAN SMITH:  I think it's time to

 2   begin the meeting.  Everybody take a seat. 

 3                 Looks like this is not only a historic

 4   occasion for Boonville, but we're in a historic building.

 5   This is very impressive and we appreciate someone making

 6   this available to us for this meeting. 

 7                 I want to welcome everybody here first, and I

 8   also want to explain why I'm the only one here.  We have a

 9   problem this time with one of our Commissioners being out of

10   the country.  The former Chairman's term has expired and

11   they have not appointed a replacement.  And two of the other

12   members of the Commission couldn't get here, but are

13   available by telephone.  

14                 The Missouri statutes authorize us to have

15   telephonic meetings and we don't do this very often.  We

16   like to have everybody here, but it was so important to have

17   everything set here in Boonville, we decided to go ahead

18   today, but Commissioner Adorjan and Commissioner Nikolaisen

19   are on the speaker telephone.  They both had copies of all

20   of the documents and materials ahead of time and a chance to

21   look at them.  So they'll be free to ask questions as we go

22   along.                              

23                 EXECUTIVE DIRECTOR MULLALLY:  Mr. Chairman,

24   I'll speculate that when you were mayor of Columbia, you

25   would have preferred that the City Council not show up.

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 1                 VICE CHAIRMAN SMITH:  That applied to one or

 2   two people in the audience that always showed up for every

 3   meeting too.  But -- well, I'm glad everybody's here. 

 4                 I guess the next order of business is to call

 5   the role. 

 6                 MS. FRANKS:  Commissioner Smith?

 7                 VICE CHAIRMAN SMITH:  Present.

 8                 MS. FRANKS:  Commissioner Nikolaisen?

 9                 COMMISSIONER NIKOLAISEN:  Present.

10                 MS. FRANKS:  Commissioner Battle?

11                 (No response.)

12                 MS. FRANKS:  Commissioner Adorjan?

13                 (No response.)

14                 MS. FRANKS:  Commissioner Adorjan?

15                 VICE CHAIRMAN SMITH:  Looks like we've lost

16   him.

17                 MR. MULLALLY:  Joe, are you there?

18                 COMMISSIONER ADORJAN:  Yes, I am.

19                 MR. MULLALLY:  We're calling the role. 

20                 COMMISSIONER ADORJAN:  Okay.  I can barely

21   hear Bob.  I can hear you fine, Kevin. 

22                 VICE CHAIRMAN SMITH:  Maybe I can get closer

23   to this.  Can you hear me now?

24                 COMMISSIONER ADORJAN:  Yes, sir.  Thank you. 

25                 VICE CHAIRMAN SMITH:  I've got some fancy

0005

 1   machine here on an arm and I'll see if I can keep my mouth

 2   close to it. 

 3                 I think the first item of business should be

 4   the report on where we are on the Isle of Capri.  The

 5   Commission, at a previous meeting in November, authorized

 6   the opening of the Isle of Capri subject to the final review

 7   by the executive director and the staff. 

 8                 And, Kevin, I'd like to call on you first for

 9   a report on where we are on that. 

10                 MR. MULLALLY:  Thank you, Mr. Chairman.

11                 Before I get into the actual report, I had a

12   nice conversation with one of the local news reporters this

13   morning and one of the things that she asked was how

14   yesterday's exercise differed from some of the others in the

15   early days. 

16                 And it caused me to reflect, and somewhat

17   awestruck by the depth and complexity of yesterday's

18   exercise as opposed to the ones we did back in 1994.  And

19   there are -- Matt Brown I think is here and a few others,

20   Rick Wilhoit, that were probably there in 1994. 

21                 And I just can't tell you how pleased I am

22   with the staff, the level of expertise that we have

23   developed and the thoroughness and complexity of the

24   simulations and the review that the Isle of Capri employees

25   underwent yesterday. 

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 1                 And I think that Steve Johnson will give a

 2   report that will describe and summarize what we did

 3   yesterday, but I think that I can say with all confidence to

 4   the people of the State of Missouri that the Isle of Capri

 5   operation has been given the most thorough review possible

 6   for any gaming operation in the country and I couldn't be

 7   more pleased with our employees. 

 8                 I'd like to specifically mention Larry

 9   Buschjost who coordinated this effort from day one really.

10   It's been a multi-month long ordeal.  He's been a constant

11   presence in Boonville.  And Clarence Greeno has also played

12   a significant role in this thing.  And I'm sure Steve will

13   have many, many more to thank, but at this time I'll call

14   him forward to give you a little more detailed report on

15   yesterday's activities. 

16                 MR. JOHNSON:  Mr. Chairman, members of the

17   Commission, thank you. 

18                 In a word, the mock cruise yesterday went

19   very, very well.  We noticed and documented very crisp table

20   play and table interaction.  The guest services and

21   ticketing area was crisp and well executed. 

22                 We put enough pressure on them, the crowds

23   created additional pressure for these people.  It was

24   handled very well.  Some adverse issues related to irate

25   folks at ticketing were resolved in a very timely manner and

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 1   very well.  The slot activity was good.  The drop went very

 2   well. 

 3                 The accountability in the cage seems to be to

 4   the standard that we would want and expect and, in fact,

 5   reflects the experience of the company in terms of depth of

 6   management and those functions. 

 7                 And we're pleased to report that the only

 8   issues that we noticed last night that had a potential to

 9   delay this opening were related to surveillance, which has

10   been -- of course, it's a vastly complicated system

11   involving a lot of hardware, wiring issues and camera

12   placement issues, lenses and inevitably when you're working

13   with devices of this type, you have failures and problems.

14                 They surfaced and they were resolved

15   overnight.  An absolutely outstanding effort on behalf of

16   Isle of Capri to address these issues in the interim period.

17                 We can report that it was a very good overall

18   practice excursion and we believe from the operational

19   standpoint that the Isle of Capri is ready to open today.

20                 The director mentioned offering appreciation

21   to various folks that were involved.  He has mentioned the

22   gaming enforcement managers.  This has been a team effort

23   within the confines of the core concept in every sense of

24   the word.  And if I start listing folks that we owe

25   appreciation to, I will inevitably miss some. 

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 1                 You look out in this room and if they're

 2   assigned to the Gaming Commission, they were involved in the

 3   preparation for testing the Isle of Capri and the

 4   preparation for the opening of this facility.        

 5                 From our standpoint, barring any concerns that

 6   you may have, we certainly feel like our recommendation to

 7   the director to open is justified. 

 8                 VICE CHAIRMAN SMITH:  Thank you. 

 9                 I notice that one of the suppliers couldn't

10   spell Boonville, but everything else seemed to work pretty

11   well.

12                 MR. JOHNSON:  Lots of E's floating around in

13   Boonville. 

14                 VICE CHAIRMAN SMITH:  Anything else to report

15   on, Kevin?

16                 MR. MULLALLY:  No, sir. 

17                 VICE CHAIRMAN SMITH:  Do we have anybody else

18   to appear on this, Kevin, or is that --

19                 MR. MULLALLY:  No.  Mr. Chairman, as you know,

20   last week the Commission delegated to the director the

21   authority to issue the license.  This morning I have signed

22   and have prepared for you the license for the Isle of Capri

23   of Boonville. 

24                 I can state based on the staff's review with

25   all confidence that we believe they are prepared and ready

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 1   to open this casino and do so in accordance with the

 2   Missouri laws and regulations.  You have found them suitable

 3   and we think they're ready to go.  So if you would like to

 4   call someone forward and --

 5                 VICE CHAIRMAN SMITH:  Let's find out first if

 6   either of the other commissioners have any questions before

 7   we go ahead and issue the license.

 8                 COMMISSIONER NIKOLAISEN:  I have none. 

 9                 COMMISSIONER ADORJAN:  I have none. 

10                 VICE CHAIRMAN SMITH:  Fine.  Is there a

11   representative here from the Isle of Capri?  We'll go ahead

12   and --

13                 MR. MULLALLY:  I believe Tom Carr is here

14   representing the Isle of Capri. 

15                 MR. CARR:  Excuse my appearance.  I have my

16   casino opening clothes on as opposed to my Commission

17   clothes.

18                 VICE CHAIRMAN SMITH:  That's all right.  We'd

19   rather see you in working condition. 

20                 It's our pleasure to present you with your

21   license for the Isle of Capri at Boonville and wish you lots

22   of luck and wish the people of Boonville a lot of luck with

23   the new project.

24                 MR. CARR:  Thank you very much.  I just would

25   like to thank the Commission for their confidence.  We

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 1   really appreciate it.  This has been a long process for

 2   Boonville and I know this is going to be a casino this

 3   community is going to be proud of. 

 4                 I also want to thank the staff.  When I first

 5   met with Kevin and staff early on, we talked about

 6   partnering and being there as a resource and that's really

 7   been the case here.  It's somewhat unique in my experience.

 8                 We've worked through some issues.  Larry is

 9   our partner, but a demanding partner, let's say, but we've

10   worked through a lot of things and their help has really

11   allowed us to get here and I do appreciate that.

12                 With those few words, I'm going to go open a

13   casino, if that's all right. 

14                 VICE CHAIRMAN SMITH:  That's fine. 

15                 MR. CARR:  Thank you very much. 

16                 VICE CHAIRMAN SMITH:  The next order of

17   business is consideration of relicensure of Class A

18   licensees.  And the first item on the agenda is Ameristar

19   Casino of Kansas City, Incorporated. 

20                 MR. MULLALLY:  Mr. Chairman, there are --

21   these two items are somewhat related in that it's the same

22   parent company that owns both Kansas City and St. Charles,

23   so with the permission of the Commission, I think what we

24   would suggest is that Troy Stremming will present on both --

25   will combine his presentation with regard to Ameristar

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 1   Kansas City and Ameristar St. Charles. 

 2                 We would then hear from representatives from

 3   the City of Kansas City and the City of St. Charles, then

 4   open the agenda for public comment.  And then Sergeant Jeff

 5   Smith would present the staff investigative report with

 6   regard to both facilities and then you could vote on them

 7   individually, if that's all right. 

 8                 VICE CHAIRMAN SMITH:  That will be fine.  We

 9   still have separate resolutions at the end.

10                 MR. MULLALLY:  That's correct. 

11                 VICE CHAIRMAN SMITH:  We'll go ahead and

12   proceed then. 

13                 MR. STREMMING:  Morning, Commissioners and

14   Executive Director Mullally.  My name is Troy Stremming.

15   I'm vice president of legal and government affairs for

16   Ameristar Casinos.

17                 I have with me today Tony Raymon, who's our

18   senior vice president and general manager of our St. Charles

19   facility; and Tom Burke, who's our senior vice president and

20   general manager of our Kansas City facility. 

21                 Let me start by apologizing this morning that

22   our corporate officers were not able to be here.  They're

23   currently out on an equity finance offering on a road show.

24   And we -- we would like to think that that's going to even

25   more strengthen the balance sheet of our company.  So I

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 1   apologize they couldn't be here.

 2                 VICE CHAIRMAN SMITH:  That means that they'll

 3   build a new garage in Kansas City?

 4                 MR. STREMMING:  That's absolutely correct.

 5   We'll report on that to you a little later, Tom will. 

 6                 Our presentation this morning will begin by

 7   providing you with the requested information pursuant to the

 8   memorandum that we received from the staff, then I'll turn

 9   the presentation over to the general managers to discuss

10   some of the exciting future developments that we have at our

11   two properties.  And, lastly, we'll entertain any questions

12   that the Commission or the staff might have. 

13                 The first area we were -- that we were asked

14   to report on was the -- were the development agreements that

15   we have with our home dock cities.  Ameristar Casino

16   St. Charles enjoys a wonderful relationship with the City of

17   St. Charles through its Mayor, Patti York, and its City

18   Council. 

19                 Ameristar Casino St. Charles does not have a

20   development agreement with the City of St. Charles.

21   However, Ameristar intends to continue to work very closely

22   with the city leaders to further the economic impact

23   resulting from riverboat gaming in the City of St. Charles.

24                 We believe this is evident from our recent

25   commitment to invest $170 million in the completion of the

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 1   new entertainment facility and riverboat casino within the

 2   city.  This is in addition to the substantial capital

 3   investment that Ameristar has already made within the city.

 4   And I believe Lyn Porterfield, the City attorney, is here

 5   today who can speak to our relationship a little further. 

 6                 Similar to Ameristar Casino St. Charles,

 7   Ameristar Kansas City has a great relationship with city

 8   government as well.  However, unlike Ameristar Casino

 9   St. Charles, Ameristar Casino Kansas City is party to a

10   development agreement with the Port Authority of the City of

11   Kansas City. 

12                 Ameristar Casino assumed those obligations

13   pursuant to this development agreement as a result of the

14   purchase of the Station Missouri properties.  Ameristar

15   Casino Kansas City is currently in full compliance with all

16   obligations pursuant to the agreement. 

17                 In addition to other obligations, Ameristar

18   Casinos makes the following annual payments to the Port

19   Authority of Kansas City each year:  $100,000 to the Problem

20   Gaming Awareness and Scholarship Fund and $250,000 to the

21   Riverfront Project Fund, which was developed for the

22   marketing and development of the Kansas City riverfront.

23                 Mike Burke, who is the counsel to the Port

24   Authority, is also here today and he can show you some of

25   the marketing materials that some of those funds have been

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 1   used for. 

 2                 This agreement originated in January of 1997.

 3   Ameristar Casino will continue to make these annual payments

 4   for the duration of the development agreement, which is

 5   10 years.  Ameristar has also agreed to make an additional

 6   $200,000 annual payment for the next five years into a

 7   foundation to be set up by the Port Authority for the

 8   benefit of minority and women business enterprises. 

 9                 Ameristar Casino is currently waiting for the

10   Port Authority to present us with a formal structure for the

11   foundation in which Ameristar will deposit its

12   contributions. 

13                 Although this foundation structure was

14   intended to be completed by year's end, the Port Authority

15   has not yet established a formal structure.  Accordingly,

16   Ameristar expects to enter into a six-month extension with

17   the Port Authority to reach an agreement as to the

18   foundation structure.  It is presently contemplated that the

19   foundation structure will be presented to Ameristar for

20   approval in early 2002 and at that time we'll make our first

21   contribution into the foundation. 

22                 As part of the development agreement,

23   Ameristar is also obligated to use its best efforts to meet

24   certain minority and women goals in purchasing and

25   employment.  Currently 40 MBEs and WBEs are among our

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 1   vendors and suppliers at Kansas City. 

 2                 Pursuant to the development agreement and

 3   consistent with our corporate policy, we provide equal

 4   opportunity to prospective vendors and suppliers

 5   irrespective of their race, color, religion, sex, age or

 6   national origin.  It is also our policy to take affirmative

 7   action to identify and engage the services of qualified MBEs

 8   and WBEs. 

 9                 During the current period of licensure,

10   Ameristar has purchased approximately $2,128,540 worth of

11   goods and services from qualified MBEs and WBEs.  This

12   accounts for 13 percent of Ameristar's total purchase of

13   goods and services this year. 

14                 Although this falls short of Ameristar's goals

15   as set forth in the development agreement, the property has

16   shown consistent and steady growth each of the last two

17   years in MBE and WBE utilization.  This is the result of the

18   establishment and implementation of a strategic plan

19   instituted in the last two years which the Port Authority,

20   through their private contractor, helped us to establish. 

21                 Ameristar is also proud to announce that more

22   than 60 percent of the construction costs associated with

23   the building of our new $20 million parking garage in Kansas

24   City will be paid for services and products provided by MBEs

25   and WBEs.  In addition, Ameristar Casino Kansas City

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 1   substantially exceeds its goals for the employment of

 2   minorities and women pursuant to the development agreement.

 3   And I'll touch more on those just a little later in the

 4   presentation. 

 5                 The second piece of information that we were

 6   requested to respond to was our projections and actual

 7   performance to AGR.  When Ameristar Casino submitted its

 8   application in late 2000, the AGR budget through

 9   September 30th was set at just over $94 million.  In

10   St. Charles our actual AGR through September 30th was

11   $104,505,000. 

12                 You'll also notice in the presentation -- or

13   in the flip book that we provided, we've made a

14   comparison -- not only are we exceeding the budget, but

15   we've made a comparison to the AGR for 2000 as opposed to

16   2001 and there's an increase of almost $20 million over

17   2000.  So it's a substantial increase in AGR in the City of

18   St. Charles. 

19                 Regarding Kansas City, the budget that was

20   submitted by Ameristar was about $144,400,000.  Our AGR

21   actual through September 30th, 2001 is $143,764,000, just

22   shy of the budget but at the same time was almost $7 million

23   more in AGR than what was gained in 2000. 

24                 So, again, we've shown steady growth.

25   Although we set our budget a little high, I believe we have

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 1   continued to show steady growth in Kansas City as well.

 2                 Similarly, admissions -- our admissions in the

 3   city or in the -- at the property in St. Charles budgeted by

 4   Ameristar in their original application were 4,483,000

 5   through September 30th.  Our actual admissions through

 6   September 30th were 4,261,260.  And that number is slightly

 7   up over 2000 on actual numbers. 

 8                 In Kansas City we've seen a little bit of a

 9   different trend.  I think when we opened the Kansas City

10   property, we were somewhat of a tourist attraction.  We

11   obviously are still a tourist attraction, but I think we had

12   a lot of lookers and a lot less gamblers when we first

13   opened that property and we've seen a decrease in our number

14   of admissions. 

15                 Ameristar Casinos budgeted through

16   September 30th on their application just over 7 million

17   admissions.  And our admissions actual through

18   September 30th were 6,547,546.  And that number is also down

19   over actual numbers in 2000 slightly. 

20                 Next, we were asked to provide a summary of

21   the total capital investment in the project.  And I'll start

22   with St. Charles.  The acquisition cost -- and all this is

23   broken out in your flip chart, but the acquisition cost of

24   Ameristar for the St. Charles property -- and this is on

25   page 13 of the flip chart -- was $160,000,000. 

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 1                 Since that time, through capital improvements

 2   at the property as well as the first phase of investment in

 3   the build-out in St. Charles, an additional $14,277,000 has

 4   been invested in the St. Charles project for a total through

 5   September 30th of 2001 of $174,277,000. 

 6                 In addition to that, there's obviously a

 7   substantial amount of money that's being invested in the

 8   finishing of that project.  We recently announced that that

 9   project, as I stated earlier, would be expanded to an

10   additional $170,000,000 in the project. 

11                 In Kansas City, at our property there, the

12   original investment was $328,000,000 by Ameristar in the

13   acquisition from Station Casinos.  Since that time, in

14   capital improvements, slot product, etc., that property has

15   spent an additional $5,340,000 for a total investment

16   through September 30th of $333,340,540. 

17                 And obviously that number will be expanded

18   even further with our commitment to build -- which we've

19   already broken ground on the parking garage in Kansas City

20   for another $20 million. 

21                 Next, we were asked to compare the projected

22   employment with the actual performance.  In December of

23   2000, when Ameristar Casinos took over operations of Station

24   Casino St. Charles, the casino employed approximately 1,040

25   individuals in 12 various departments. 

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 1                 Currently, Ameristar Casino St. Charles

 2   employs 1,037 full-time employees with an average hourly

 3   wage of $8.96.  In addition, toked employees receive, on the

 4   average, $2.72 per hour in the slot department, $7.99 per

 5   hour in the valet department, 51 cents per hour in the cage

 6   department and $10.56 per hour in the table games

 7   department. 

 8                 In addition, Ameristar Casino St. Charles

 9   anticipates that we will be hiring an additional 700 to 800

10   employees between now and mid-2002 when we anticipate

11   opening the new Ameristar Casinos entertainment venue and

12   riverboat casino. 

13                 In Kansas City, in December of 2000 when

14   Ameristar Casinos took over the operations from Station

15   Casino, the casino employed approximately 1,859 employees,

16   again in 12 various departments.  Currently, Ameristar

17   Casino Kansas City employs 1,713 full-time employees with an

18   average hourly wage of $8.37, very similar to St. Charles.

19                 In addition, the toked employees receive, on

20   the average, $2.87 per hour in the slot department, $8.10

21   per hour in the valet department, 29 cents per hour in the

22   cage department, and $10.85 in the table games department.

23                 So that's our update on the employment at both

24   the properties.  Our employment numbers are slightly down in

25   Kansas City, but that's come through some operational

0020

 1   efficiencies that Tom can speak to shortly. 

 2                 Next, we were asked to explain our affirmative

 3   action plan and our minority hiring practices.  And I'll

 4   address both of these -- obviously our company policies are

 5   the same at both properties, so I'll address both of these

 6   simultaneously.  And this is on page 19 in your flip book.

 7                 Ameristar Casino St. Charles and Ameristar

 8   Casino Kansas City's affirmative action plans specifically

 9   outline the commitment we make in providing equal employment

10   opportunities to all employees and applicants in full

11   compliance with all applicable laws. 

12                 Ameristar Casino St. Charles and Kansas City

13   recognize each employee and applicant as an individual

14   without regard to race, age, gender, color, religion,

15   national origin or disability. 

16                 These plans extend to all persons in all

17   aspects of the employment relationship including, but not

18   limited to, recruiting, advertising, hiring, promoting,

19   upgrading, transferring and terminating, as well as the

20   selection for training and educational assistance, social

21   and recreational programs and all other privileges, terms

22   and conditions of employment. 

23                 In St. Charles, currently over 26 percent of

24   our employment force are minorities.  This number exceeds

25   the actual local demographic composite of minorities as

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 1   compiled in the 2000 census by 10 percent.  Ameristar Casino

 2   St. Charles routinely advertises employment opportunities in

 3   publications targeted to minorities and regularly solicits

 4   new recruitment sources that provide qualified minority

 5   applicants.

 6                 In addition, Ameristar Casino strives to

 7   promote qualified minorities and women from within its work

 8   force into supervisory and management positions within the

 9   company. 

10                 Like Ameristar Casino St. Charles, Ameristar

11   Kansas City strives to provide equal employment

12   opportunities to all employees.  Ameristar Casino Kansas

13   City also uses its best efforts to meet or exceed its

14   minority and women employment goals pursuant to the

15   development agreement that I previously discussed.  Those

16   goals are 25 percent and 10 percent respectively.

17                 During the current period of licensure,

18   Ameristar Casino of Kansas City has significantly exceeded

19   these goals.  Currently, 30 percent of our employees at the

20   Kansas City property are minorities and 47 percent of the

21   work force are women. 

22                 Like Ameristar Casino St. Charles, Kansas City

23   routinely advertises employment opportunities in

24   publications targeted at minorities and regularly solicits

25   new recruitment sources that provide qualified minority

0022

 1   applicants. 

 2                 In addition, in Kansas City, something a

 3   little different that we have established which was led to

 4   through our strategic plan, was the establishment and

 5   implementation of a mentorship program to recognize mentors

 6   and promote qualified minorities and women into supervisory

 7   and management positions within the company. 

 8                 In addition, we were asked to provide a

 9   demographic breakdown of the employees included by state of

10   residence as well as the minority percentages that I just

11   discussed.  And this is on page 24 through 27 of your flip

12   chart. 

13                 Ameristar Casino St. Charles, approximately

14   91 percent of our employees are Missouri residents and

15   9 percent are residents of the State of Illinois. 

16                 In Kansas City, approximately 88 percent of

17   our employees are Missouri residents and 12 percent are

18   residents of the state of Kansas. 

19                 Next, we were asked to submit a report

20   regarding our employee turnover rate.  We've provided a

21   monthly breakdown of our turnover rate in your flip book,

22   which is located on pages 29 and 30, but I'll just give you

23   the summary report. 

24                 Ameristar Casino St. Charles, the turnover

25   rate for employees through September 30th of this year is

0023

 1   32.85 percent through this period of licensure.  And during

 2   that same period of time, the turnover rate for employees at

 3   Ameristar Casino Kansas City is 42.73 percent. 

 4                 Although these percentage rates appear high at

 5   first glance, they're actually lower than the industry

 6   average, which generally is in excess of 50 percent. 

 7                 VICE CHAIRMAN SMITH:  Is it higher because

 8   you've taken over recently or do you think this will

 9   continue?

10                 MR. STREMMING:  No.  Actually, those

11   numbers -- if you were to compare it, those numbers have

12   actually decreased since Ameristar has taken over the

13   property.  But if you were to compare those numbers to the

14   other operators, even similarly situated in the State of

15   Missouri, you'll find that they're very consistent or might

16   even actually be a little lower.  It just tends to be

17   standard in our industry to have a high turnover rate. 

18                 Next, we were asked to submit the monthly

19   unemployment figures for the county or metropolitan area in

20   which we operate.  And, again, we've given both a 2000 and a

21   2001 comparison and broken those down by month.  But in the

22   average -- on the average the year-to-date in the City of

23   St. Charles is 2.8 percent, which is up just slightly over

24   last year of an annual average of 2.2 percent. 

25                 In Kansas City, that same 2.2 percent average

0024

 1   was in place in 2000, and again, it's also slightly up

 2   year-to-date to 2.6 percent. 

 3                 As you would imagine, when you operate in

 4   environments that have such a very low unemployment rate, it

 5   becomes extremely difficult to locate, to train and to

 6   maintain full-time employees.  However, we believe by

 7   offering competitive wages and superior benefits, we're able

 8   to attract quality employees.         

 9                 In addition, it also results in competitive

10   hiring practices and strong benefits for the employees of

11   other casino operators. 

12                 Next, we were asked to provide a description

13   of our policy regarding utilization of minority contractors

14   and provide the data indicating the percentage of minority

15   contracts issued during the current licensure term.

16                 This was very easy to do at our Kansas City

17   property.  Because of our development agreement we continue

18   to monitor those purchases on a regular basis.  However,

19   it's something new that we've just started implementing in

20   the City of -- or at our St. Charles property so some of our

21   number -- our numbers are a little low in St. Charles, but I

22   think that there's the potential that there are purchases

23   that we just haven't been able to log at this point in time,

24   but we have implemented a structure going forward. 

25                 As I stated, Ameristar Casino St. Charles has

0025

 1   recently implemented an affirmative action policy for

 2   vendors and suppliers.  It is our policy to provide equal

 3   opportunity to prospective vendors and suppliers consistent

 4   with Ameristar's purchase requirements and the ability of

 5   prospective vendors and suppliers to supply the equipment,

 6   furnishings, materials, supplies, and goods which may be

 7   required from time to time irrespective of their race,

 8   color, religion, sex, age, or national origin. 

 9                 It is also our policy to take affirmative

10   action to identify and engage the services of qualified

11   minority and female vendors and suppliers subject to their

12   availability to meet Ameristar Casino St. Charles

13   requirements. 

14                 Rhonda Proffer, our director of purchasing in

15   St. Charles, has been given full authority for the

16   administration, implementation and monitoring

17   of the policy.  All potential providers of goods and

18   services are encouraged to communicate freely with her or

19   her designee concerning ambitions to provide goods or

20   services or concerns that they may have with the purchasing

21   policies and procedures. 

22                 If a vendor is a minority business enterprise

23   or a woman business enterprise, that means 51 percent of the

24   ownership of the company or greater, they're particularly

25   encouraged to identify themselves to Rhonda in order that

0026

 1   such information can be for record keeping purposes and

 2   utilization and monitoring. 

 3                 ACSC has currently established that we've

 4   utilized the services of 17 minority-owned or women-owned

 5   businesses throughout this current period of licensure.  The

 6   purchase of these goods and services has totaled $609,605

 7   over the period of licensure.  As I stated, it's possible

 8   that those numbers would be low just because we established

 9   this midstream. 

10                 In Kansas City we follow the same affirmative

11   action policies so I won't go through those again.  In

12   Kansas City, June White is our director of compliance.  And

13   with the assistance from the Urban League of Greater Kansas

14   City, which is an independent third-party consultant and

15   advisor to our property there, we've been -- she has been

16   given full authority for the administration, implementation

17   and monitoring of the policy.  Again, we encourage MBEs and

18   WBEs to communicate freely with June so that we can better

19   utilize their services. 

20                 Through the period of licensure, Ameristar

21   Casino Kansas City has utilized the services of 40

22   minority-owned or women-owned businesses and those purchases

23   and services have totaled $2,128,540 or approximately

24   13 percent of our total purchases at the property. 

25                 We look at these figures as building blocks

0027

 1   and will continue to strive to meet or exceed our target

 2   goals. 

 3                 Next, we were asked to report on the per

 4   capita crime rate before and after the current period of

 5   licensure and how that crime rate compares with other high

 6   visitation areas near the home dock city. 

 7                 It was a little difficult to do in St. Charles

 8   because in the City of St. Charles or even the county of

 9   St. Charles we don't have a lot of high visitation areas.

10   It's a little easier to do in Kansas City. 

11                 So as opposed to doing a comparison in

12   St. Charles, we pulled the Federal Bureau of Investigation

13   Uniform Crime Report for calendar years '98 through 2001.

14   And I won't bore you with all of those numbers.  They are in

15   your packet on page 38.

16                 But you'll see a consistent downturn in the

17   number of crimes on -- or total index crimes from '98

18   through year-to-date 2001.

19                 VICE CHAIRMAN SMITH:  I was curious why you

20   couldn't do that in St. Charles like you did in Kansas City

21   if --

22                 MR. STREMMING:  Well, we don't have a lot of

23   other high visitation areas in St. Charles to compare

24   ourselves too; whereas, in Kansas City we have Worlds of Fun

25   that's not far from us as well as the Metro Mall, which

0028

 1   creates a lot of traffic. 

 2                 We would like to think that the downturn

 3   decrease in crimes in St. Charles is a result of our

 4   contribution to very visible security in the riverfront

 5   area, the revitalization of the riverfront area in

 6   St. Charles and the city's use of our tax dollars generated

 7   from gaming. 

 8                 In Kansas City, like I stated, we were able to

 9   do a little bit different of a comparison.  Ameristar Casino

10   Kansas City is located within a county that has other high

11   visitation areas. 

12                 VICE CHAIRMAN SMITH:  Excuse me just a minute.

13   Let me ask a question on that chart.

14                 MR. STREMMING:  Sure.

15                 VICE CHAIRMAN SMITH:  What is ACKC?

16                 MR. STREMMING:  Ameristar Casino Kansas City.

17                 VICE CHAIRMAN SMITH:  And ADKC?

18                 MR. STREMMING:  It's probably just a misprint.

19                 VICE CHAIRMAN SMITH:  Oh, I'm sorry.  ACKC

20   again.  Okay.  I understand.

21                 MR. STREMMING:  Okay.  Ameristar Casino Kansas

22   City and Ameristar Casino St. Charles. 

23                 Ameristar Casino Kansas City is located within

24   a county that has other high visitation areas.  Granted, the

25   other high visitation attractions do not have near the

0029

 1   volume of foot traffic that our ACKC property generates;

 2   however, it gives some evidence to the fact that the crime

 3   rate at Ameristar Casino Kansas City is consistent with, if

 4   not lower than, other local attractions. 

 5                 The following table reflects the crime

 6   comparison between Ameristar Casino Kansas City, Metro North

 7   Mall and Worlds of Fun.  It should be noted that several

 8   factors bear on this comparison.  For example, Worlds of Fun

 9   is only open from spring through fall and it does not offer

10   alcohol to its guests.  Further, Metro North Mall obviously

11   does not offer alcohol to its customers and operates at a

12   reduced number of hours in comparison to the casino.

13                 We have recently implemented some new

14   procedures at the property to assist us in the area of

15   security in our parking lot.  I'm sure that you, as

16   Commissioners, are familiar with our facility and its pretty

17   vast parking lot.  And we've noticed that it's tended to

18   attract people who are trying to steal -- like a mall would

19   or something -- someplace like that, attract people that are

20   trying to steal things out of cars or even steal cars. 

21                 And if you look at the numbers that are on

22   your chart in the flip book on page 39, that's one area of

23   concern that we have.  The other areas I think are pretty

24   consistent with other local attractions, but that's --

25                 VICE CHAIRMAN SMITH:  Of course, the other

0030

 1   areas are very low except for your parking area.

 2                 MR. STREMMING:  Yeah.  They really are.  And

 3   we've also been working with the City of Kansas City even

 4   running stings from the roof of our facility, where they

 5   come out and they actually put themselves out in cars,

 6   hidden in cars and they do surveillance from the rooftop of

 7   the facility.  We've been able to do that twice over the

 8   last two years now. 

 9                 Next, we were asked to report on our program

10   for dealing with problem gamblers.  And, again, I will deal

11   with Kansas City and St. Charles simultaneously, as our

12   policies are consistent. 

13                 Ameristar Casino St. Charles and Ameristar

14   Casino Kansas City take matters concerning the problem

15   gambler very seriously.  Both of our properties have taken

16   several steps to curb problem gaming and these are all set

17   out, again, in the flip chart on page 41. 

18                 At both of our properties we laminate posters

19   on every ATM machine on the property, as well as various

20   other locations throughout the property, with the

21   888-BETSOFF message.  In addition, the 888-BETSOFF brochures

22   are at each of our guest services desks which are

23   prominently displayed for guest use. 

24                 We also have a STEP program in place with

25   brochures at each of the cages on the property which are

0031

 1   prominently displayed for guest use.  We also have provided

 2   our employees with business cards with the 888-BETSOFF

 3   message on them and, if approached by a guest about problem

 4   gaming, team members have been trained to give the guest a

 5   card and encourage them to get assistance. 

 6                 All of our guest service desk team members

 7   have been trained to notify the Missouri Gaming Commission

 8   immediately should a guest request information about the

 9   Disassociated Persons Program.  All of our printed

10   advertising and television advertisements, along with

11   various property off -- or off-property advertising, contain

12   the "Gambling Problem?  Call 1-888-BETSOFF in Missouri"

13   message. 

14                 In addition, both of the properties

15   participate in the Problem Gaming Awareness Week and

16   encourage team members to be involved by attending seminars,

17   wearing problem gaming awareness buttons and participating

18   in video and poster making competitions in accord with

19   Problem Gaming Awareness Week. 

20                 Lastly, in Kansas City we've been able to do a

21   couple of different things there just because of the nature

22   of the facility.  We've -- we've produced and run problem

23   gaming awareness advertisements on the video wall at the

24   property.  And then we also, pursuant to a development

25   agreement, contribute $100,000 annually to the Port

0032

 1   Authority of Kansas City for the awareness and treatment of

 2   problem gambling.  So those are the procedures that we've

 3   put in place to deal with problem gambling. 

 4                 In accord with that, we were asked to report

 5   on the Disassociated Persons Program and explain our method

 6   of identifying disassociated persons and our -- and their

 7   attempts to cash checks, use or obtain VIP cards or cash

 8   large jackpots. 

 9                 And, again, our policies and procedures that

10   are set out on page 46 of your flip chart are consistent at

11   both properties, so I'll address them simultaneously. 

12                 Each time an updated version of the

13   Disassociated Persons List is released by the Missouri

14   Gaming Commission, our database teams check every name on

15   the list to ensure that all DAPs are properly flagged in our

16   respective systems.  If the DAP is not currently in our

17   database, we enter their name into the system and flag it as

18   disassociated. 

19                 In addition, the address is changed in the

20   system to the respective Ameristar Casino St. Charles or

21   Ameristar Casino Kansas City property address to guarantee

22   that no mail is sent to that person.  Therefore, if

23   something accidently gets through the database system, it

24   just gets returned, mailed back to the property address.

25   The state code is also changed to XX as an additional

0033

 1   parameter check so that it won't be able to go out through

 2   the mail system. 

 3                 Most important, the flagging that is attached

 4   to the account restricts turnstile activation.  When

 5   activation is attempted, a message flashes on the screen

 6   prompting the guest services representative to inform the

 7   guest that there is a problem with the magnetic strip on the

 8   card.  The guest is sent to the main guest services desk and

 9   simultaneously the guest services representative informs

10   security that there has been a DAP that has attempted to

11   gain entry into the casino.  Security, in turn, notifies the

12   Missouri Gaming Commission. 

13                 Other precautions that are set out on page 47

14   that have been taken include data entry guidelines to ensure

15   that duplicate accounts are not entered and that guests are

16   looked up and entered into the system in the same fashion

17   for easy detection.  Team members are trained on data entry

18   guidelines during their orientation program and are

19   retrained quarterly. 

20                 Regarding the question to checks and large

21   jackpots, to protect against DAPs cashing checks or claiming

22   large jackpots, binders containing the printout of the most

23   recent printout DAP lists are kept at each cage and jackpot

24   service station. 

25                 Before cashing a check or paying a reportable

0034

 1   jackpot, team members are trained to make certain the guest

 2   that is not listed on the DAP list.  If the team member

 3   finds the guest is on the DAP list, security and the

 4   Missouri Gaming Commission are notified immediately.  And

 5   that sets forth our policies for the Disassociated Persons

 6   Program. 

 7                 Equally important to us, and what we were

 8   asked to report on, is our program to deter underage

 9   gambling.  Like problem gambling, both Ameristar Casino

10   St. Charles and Ameristar Casino Kansas City take the matter

11   of underage gambling very seriously. 

12                 To that end, ACSC and ACKC have taken the

13   following steps to detect and deter problem gambling.

14   First, a valid state or government-issued photo is required

15   to obtain a new account, as well as a reprinted card on an

16   existing account at the guest services desk. 

17                 The I.D. presented is checked carefully by the

18   staff for validity.  If there are any questions regarding

19   the I.D., a security officer is called to verify the

20   validity of the identification.  If the security officer is

21   still not comfortable with the validity of the I.D., the

22   Missouri Gaming Commission will be called for assistance. 

23                 All of our marketing team members are

24   certified in TIPS training, which involves extensive

25   training regarding alcohol awareness and underage detection

0035

 1   techniques.  Underage detection training is done during

 2   orientation and also conducted during quarterly retraining.

 3                 In addition, signage indicating the acceptable

 4   forms of identification is located at the location where

 5   guests obtain their players' cards at the facilities.  At

 6   the turnstiles, all guests who appear to be under the age of

 7   30 are required to present a valid photo I.D. before gaining

 8   entry into the casino. 

 9                 Videos are played at the turnstiles -- and

10   this is in Kansas City -- on televisions outside the casino

11   and on the video wall deterring underage guests from

12   attempting to gain access to the casino.  "Must be 21 or

13   older" is printed on almost all of our advertising material

14   at both properties, our direct mail and our players' cards.

15                 And, finally, at Kansas City we've implemented

16   a new program which we are exploring using in St. Charles as

17   well.  At the Kansas City property, team members are awarded

18   $100 for each underage guest that they detect trying to gain

19   entry or having gained entry into the casino.  In addition,

20   any team member who detects five underage guests, which we

21   hope doesn't happen, is awarded an additional $500 bonus.

22                 VICE CHAIRMAN SMITH:  How's that worked out?

23                 MR. BURKE:  It's worked out very well.  We've

24   turned a negative into a positive with the team members

25   doing that.

0036

 1                 VICE CHAIRMAN SMITH:  Pretty good incentive.

 2                 MR. STREMMING:  And that's our program

 3   regarding underage gambling. 

 4                 Next, we were asked to report on the number of

 5   business closings during the current period of licensure as

 6   well as the number of business start-ups.  During the

 7   current period of licensure, there have been 104 business

 8   start-ups in the City of St. Charles according to city

 9   statistics. 

10                 One very large business start-up was the Bass

11   Pro facility which sits across Fifth Street from our

12   property.  The close proximity to Ameristar Casino

13   St. Charles has brought some real synergy to the entrance of

14   the city.  And this is something we're very excited about.

15                 The city -- we've also been working with the

16   City -- as you enter into the city on Fifth Street, some of

17   the traffic that's been created by both the Bass Pro Shop as

18   well as our new facility when it opens, the City is working

19   with us and Bass Pro and trying to work out some of the

20   traffic problems that are there at that juncture.

21                 Unfortunately, neither the City of St. Charles

22   or the local Chamber of Commerce currently monitor business

23   closures and we were unable to provide that information. 

24                 In Ameristar -- at Ameristar Casino Kansas

25   City during the current period of licensure, there have been

0037

 1   2,042 business start-ups in the Kansas City metropolitan

 2   service area, according to the economic development

 3   marketplace. 

 4                 During the same period of time, the Kansas

 5   City Area Development Council reports 11 major businesses

 6   that have closed, resulting in a loss of 3,053 jobs.  In

 7   addition, 19 major businesses in the Kansas City

 8   metropolitan area have suffered a downsizing in operation

 9   that results in the reduction of 4,578 jobs.  Of course,

10   3,000 of those have been at the Sprint World headquarters.

11                 Unfortunately, the City has informed us that

12   it's impossible to gather the same information for small

13   business failures.  But there has been a downturn obviously

14   in the economy and some of that's been felt in the -- in the

15   City of Kansas City through some of its large business

16   operators, Sprint, TWA and some of the larger businesses.

17                 We're getting close to the end here. 

18                 Page 58, we were asked to -- in our flip book

19   we were asked to provide information on charitable

20   contributions in our home dock community in the State of

21   Missouri.  During the current period of licensure, Ameristar

22   Casino St. Charles has made approximately 425 separate

23   contributions to various local and state charities, schools,

24   communities, clubs, fraternal organizations, churches,

25   hospitals, foundations, etc., totaling over $90,000 through

0038

 1   the period of licensure. 

 2                 In Kansas City during that same period, we

 3   have made approximately 451 separate contributions to

 4   various charities totally $134,000.  And this figure does

 5   not include the annual payment that -- made to the County of

 6   Clay of $200,000, nor does it include any of the

 7   contributions that are made to the Port Authority of the

 8   City of Kansas City. 

 9                 We were also asked to disclose efforts by our

10   employees of the company to volunteer time to charitable

11   causes in the community.  And although we have no way of

12   monitoring the many hours of individual acts of volunteerism

13   performed by all of our employees, we do know that Ameristar

14   Casino St. Charles employees are currently active in several

15   charitable and civic organizations and I've listed several

16   of those in your flip chart. 

17                 In addition, Ameristar Casino St. Charles

18   continues to campaign for the United Way of Greater

19   St. Louis.  This year, team members of Ameristar Casino

20   St. Charles contributed $20,000 to the United Way. 

21                 Other activities which Ameristar Casino

22   employees significantly participated in this year include

23   the Juvenile Diabetes Foundation Walk, they've held two

24   blood drives for Gateway Community Blood Bank, our annual

25   participation in the Adopt a Road Litter Control Program and

0039

 1   the Christmas Giving Tree and Needy Families Program in

 2   St. Charles. 

 3                 And this year our senior vice president and

 4   general manager, Tony Raymon, will be serving as director on

 5   the St. Charles Chamber of Commerce Board, so we are

 6   actively involved within the city. 

 7                 I have to apologize.  We made these copies of

 8   the flip book at Kinko's and they shorted us one page, so

 9   you're missing I believe page 62 in the flip chart, which

10   sets out a lot of the organizations that we are involved in

11   in the city of Kansas City, but we will get that sent over

12   to the Commission office. 

13                 In addition to those various entities to which

14   we belong and are actively involved such as the MDA

15   Telethon, the MDA Blades Night, United Way Day of Caring,

16   the AIDS Walk, Kansas City's Caring Christmas, and again the

17   Juvenile Diabetes Foundation Walk, Ameristar Casino Kansas

18   City continues to strongly support the United Way campaign

19   of Greater Kansas City. 

20                 This year our senior vice president and

21   general manager, Tom Burke, served as vice chairperson of

22   the Northland United Way Services and the team members of

23   Ameristar Casino Kansas City contributed -- and it's a

24   pretty impressive number -- $134,000 this year to the United

25   Way. 

0040

 1                 We continue to profile all of our charitable

 2   efforts and encourage team members' involvement through our

 3   team member newsletter, our guest newsletter and our video

 4   wall at the property. 

 5                 And I'm sure, as you're grateful, this finally

 6   concludes my portion of the presentation.  And now I will

 7   turn it over to Tony and Tom to discuss some of the

 8   operational efficiencies and some of the future developments

 9   at the properties. 

10                 VICE CHAIRMAN SMITH:  Before you get started,

11   let me ask the other Commissioners, do you have any

12   questions of Mr. Stremming while he's here?

13                 COMMISSIONER NIKOLAISEN:  I think I'm going to

14   wait until the conclusion of all the presentations --

15                 COMMISSIONER ADORJAN:  I don't.

16                 COMMISSIONER NIKOLAISEN:  -- and see if any

17   questions may or may not pop up at that time.

18                 VICE CHAIRMAN SMITH:  Joe, do you have a

19   question?

20                 MR. STREMMING:  I think he said he didn't. 

21                 VICE CHAIRMAN SMITH:  Did not?

22                 MR. STREMMING:  No. 

23                 VICE CHAIRMAN SMITH:  Fine. 

24                 COMMISSIONER ADORJAN:  No.  I don't have any

25   questions. 

0041

 1                 MR. STREMMING:  Okay.  We will -- I'll turn it

 2   over to Tony Raymon then for discussion of St. Charles.

 3                 MR. RAYMON:  Good morning.  Again, my name is

 4   Tony Raymon.  I'm the senior vice president, general manager

 5   of St. Charles. 

 6                 And what I'd like to discuss very quickly is

 7   the new facility scheduled for completion in mid 2002 in

 8   St. Charles that will include the following amenities:

 9   115,000 square feet of casino, 3,000 slot machines, 104

10   table games, a 12-table poker room, a VIP players' lounge, a

11   450-seat state-of-the-art buffet with multiple serving

12   stations, a 262-seat sports bar and grill with a 40-foot

13   video wall, 154-seat steakhouse, which will include -- which

14   will also provide a 46-seat lounge and a 20-seat private

15   dining room.  Another restaurant will be a 211-seat casual

16   dining restaurant, 106-seat oyster bar, the Bottle Neck

17   Blues Bar, a video game arcade and a gift shop. 

18                 That wraps up our new project and it is still

19   scheduled for mid 2002. 

20                 VICE CHAIRMAN SMITH:  Will that basically fill

21   in the area in which the superstructure is sitting out

22   there?  Is that where that's being constructed?

23                 MR. RAYMON:  Yes.  It's within that structure.

24   There will still be plenty of space for future expansion.

25                 MR. STREMMING:  There's still about another

0042

 1   200,000 square feet of space that's developable there.

 2                 MR. RAYMON:  But that will be transparent to

 3   the guests because, of course, it will be walled off and --

 4                 VICE CHAIRMAN SMITH:  That's something we've

 5   been very interested in on the Commission, and I'm glad to

 6   see that moving forward. 

 7                 MR. STREMMING:  Commissioner Smith, I also

 8   provided the staff with the recent prospectus that we have

 9   right now, the most current prospectus that's out for the

10   equity offering.  And in there there are some color

11   photographs both in the front and in the back of the

12   properties as well as some renderings of the St. Charles

13   facility as we anticipate it being completed. 

14                 VICE CHAIRMAN SMITH:  Thank you. 

15                 MR. BURKE:  Good morning, Commissioners.  I'm

16   Tom Burke. 

17                 First of all, thank you for having us.  And it

18   gives me great pleasure to be here this morning to report on

19   some of the exciting -- actually two of the major exciting

20   things that have happened, are happening and will happen

21   during the coming year in Kansas City. 

22                 In particular, in August of 2001, the Kansas

23   City team, in conjunction with the Commission staff,

24   completed the consolidation of our two casinos into one

25   gaming facility.  In addition to providing our guests with a

0043

 1   convenient and exciting experience, the new facility has

 2   certainly resulted in some operating efficiencies,

 3   enhancements and a lot of increased positive guest

 4   experience. 

 5                 We now operate a 115,000-square foot casino

 6   with approximately 3,000 slot and video poker machines and

 7   95 table games.  And in the process, we've replaced or

 8   upgraded approximately 350 slot machines.  The -- basically

 9   the entire casino floor layout has been redone and enhanced,

10   the guest experience flowing and creating one contiguous

11   space. 

12                 We've relocated and are expanding and

13   redesigning and upgrading the high limit area. 

14                 MR. STREMMING:  We'd also like to introduce

15   our new mascot.

16                 VICE CHAIRMAN SMITH:  We have a new guest

17   that's joined us now.  We have an open door policy here, you

18   see.

19                 MR. BURKE:  I think he had a question. 

20                 One of the other things that this has caused

21   to happen is the relocation of the poker room, which may not

22   seem like much, but we've had a lot of comments over the

23   years from poker players. 

24                 Our poker room used to be located on the

25   second deck, which caused some inconvenience to people as

0044

 1   far as accessing it.  And that's now down on the main floor

 2   located near the delicatessen and also the bathroom, which

 3   is very important to our poker players. 

 4                 Speaking of the delicatessen, one of the other

 5   things that has occurred is we've been able to take the two

 6   delicatessens and combine them into one expanded one now

 7   that we have one open space. 

 8                 Very exciting.  And we, as a team, look very

 9   forward to it opening, and we believe that it will very much

10   enhance the property operationally and every other way is

11   the new parking garage. 

12                 As some of you may be aware, construction is

13   well underway and is expected to be completed in July of

14   2002.  At this point in time almost a majority of the piles

15   are in and we expect pre-cast to begin arriving sometime in

16   January. 

17                 The garage itself is a state-of-the -- cutting

18   edge state-of-the-art design for a parking garage.  It is

19   almost 2,700 spaces consisting of five levels of parking, it

20   has a speed ramp design which allows people to access all of

21   the levels by going straight up instead of going around and

22   around.  In addition, the lighting in the garage, which is

23   often a concern, substantially exceeds all of the industry

24   standards for a parking structure. 

25                 Once arriving in the garage, guests will be

0045

 1   able to move from their cars into the main entertainment

 2   facility through a climate controlled walkway.  So once they

 3   enter the elevators, they'll be out of the elements. 

 4                 We're anticipating the cost to be

 5   approximately $20 million and we're very proud to say that

 6   50 percent of that -- of the primary construction will be

 7   performed by MBEs and approximately 10 percent by WBEs. 

 8                 And, finally and most importantly, not only

 9   does it certainly enhance our business, I believe it

10   strengthens our investment in and shows our continued

11   commitment to the Kansas City community.  Thank you. 

12                 VICE CHAIRMAN SMITH:  I hate to show my

13   stupidity, but what is MBEs and WBEs? 

14                 MR. STREMMING:  Minority business enterprise

15   and women business enterprise

16                 VICE CHAIRMAN SMITH:  Okay.  Thank you. 

17                 Well, this is the end of your presentation?

18                 MR. STREMMING:  This is the end of our

19   presentation. 

20                 VICE CHAIRMAN SMITH:  Do either of the

21   Commissioners have any questions at this point?

22                 COMMISSIONER NIKOLAISEN:  I have two.

23                 COMMISSIONER ADORJAN:  I do.

24                 VICE CHAIRMAN SMITH:  All right.  Let's have

25   the --

0046

 1                 COMMISSIONER ADORJAN:  Can you hear me okay,

 2   Bob?

 3                 VICE CHAIRMAN SMITH:  I can hear you okay.

 4   Can everybody else hear him?

 5                 MR. STREMMING:  Yes. 

 6                 VICE CHAIRMAN SMITH:  Go ahead, Joe.

 7                 COMMISSIONER ADORJAN:  I had a question on not

 8   so much the operation, but I was looking at the last meeting

 9   and I just have a question as we move forward.  Do we

10   receive -- and I know this is proprietary information, but

11   do we receive a copy of the road show materials on their

12   equity offering at Capri or can we receive that?

13                 MR. MULLALLY:  In the form of the prospectus

14   we do.  Were you looking for something in addition to that?

15                 COMMISSIONER ADORJAN:  I think Mr. Stremming

16   mentioned that they had a road show going on and I'd like to

17   get a copy of that, if I can, because I assume that's public

18   information.

19                 MR. MULLALLY:  Sure.  We can get that to you.

20                 MR. STREMMING:  Absolutely. 

21                 COMMISSIONER ADORJAN:  Thank you.

22                 COMMISSIONER NIKOLAISEN:  I just have two

23   questions, if you can hear me.

24                 MR. STREMMING:  Yes, we can.

25                 VICE CHAIRMAN SMITH:  Lynne, you're coming

0047

 1   through fine. 

 2                 COMMISSIONER NIKOLAISEN:  The first question,

 3   and it relates to all casinos, all businesses, but I think

 4   it's just the appropriate time to ask it. 

 5                 Has Ameristar seen any changes either relative

 6   to costs in their insurance and/or any notification from

 7   their insurance carriers of changes in coverages or

 8   exclusions of coverages in light of what has happened in

 9   September?

10                 MR. STREMMING:  We have not had any

11   discussions about exclusions or anything along those lines.

12   However, we did recently go through our corporate, you know,

13   negotiations with our contracts of insurance.  And, as you

14   would imagine with the things that are going on in the world

15   today, insurance is substantially going up.  And the numbers

16   were very high.  So we've seen a huge impact from the events

17   of September 11th. 

18                 COMMISSIONER NIKOLAISEN:  Would you say --

19   based on what you've seen, as a guess, would you say a huge

20   increase is 25 percent, 50 percent, kind of a ballpark or a

21   range even?

22                 MR. STREMMING:  Commissioner Nikolaisen, I

23   couldn't tell you exactly.  I could surely find that out for

24   you.  I do know that there are some providers that have

25   provided insurance in the past to our company and other

0048

 1   casino operators that are -- that are looking to no longer

 2   extend contracts of insurance. 

 3                 COMMISSIONER NIKOLAISEN:  Okay.  Do you think

 4   there will be a problem obtaining that insurance from other

 5   providers?

 6                 MR. STREMMING:  No.  I mean, we've -- you

 7   know, I don't know what the other operators have done, but

 8   like I said, we've recently went through this and we were

 9   able to obtain insurance, but the cost has substantially

10   went up. 

11                 COMMISSIONER NIKOLAISEN:  Okay.  Another

12   question, again this applies to all casinos, but I guess

13   it's coming to Ameristar first. 

14                 The trend that we all have noticed in the

15   decline in patrons and the increase in win per patron.  And

16   I am somewhat curious as to how much of that do you think

17   can occur before you have to change your strategy, and is

18   that something that would have -- I'm not phrasing this

19   right -- but an immediate effect? 

20                 It's one thing if the win per patron goes up

21   and patron volume goes down and you decide you're going to

22   change that, but how quickly does it turn around and the

23   patrons start coming back? 

24                 And I'm asking that question not so much to

25   question the business decision of how you're running things,

0049

 1   but more of a concern down the road if there's a problem

 2   with numbers and profits and AGR not being exactly where

 3   people want them to be and then do we, in turn, start

 4   hearing from casino operators as a body saying that they

 5   need some relief from taxes or, you know, something like

 6   that because of what's going on relative to the decline in

 7   patrons and increase in win per patrons?

 8                 MR. STREMMING:  Right.  I would say -- and I

 9   don't want to -- I've got operators sitting beside me and

10   I'm the attorney, but I can tell you that obviously after

11   September 11th, the numbers were a little soft.  I don't

12   think that anyone has had any drastic downturn in numbers,

13   but granted, what you're seeing is a steady downturn in

14   numbers.  And I think that that comes from a maturing

15   market. 

16                 And particularly in our Kansas City property,

17   you're doing away with a lot of the sightseer -- sightseers

18   that we've had in the past and you're getting a more mature

19   market that are actually coming there to gamble. 

20                 Along with that, I would say that we are

21   always looking to grow that market and that the operators --

22   I know we get, you know, the advertisements that the other

23   operators put out.  I'm sure they get ours.  We are all

24   trying to consistently grow that market and that is a

25   concern I think that all of the operators have. 

0050

 1                 I will tell you that before I think you would

 2   look to tax relief, and I'm only speaking for Ameristar, you

 3   know, doing away with the loss limit, which I think as an

 4   industry, we think is something through the Missouri

 5   Riverboat Gaming Association should happen, that is where

 6   you're going to get a very large immediate impact.

 7                 Because as we know from looking at the

 8   St. Louis market, that we're not getting our fair share in

 9   the state of Missouri of those people that live in that

10   metropolitan area.  And if that loss limit were not there, I

11   think we're all firm believers that a large portion of those

12   individuals that are going to the State of Illinois, the

13   State of Kansas and the State of Mississippi would stay in

14   the State of Missouri if they didn't have to deal with the

15   inconveniences of the $500 loss limit. 

16                 COMMISSIONER NIKOLAISEN:  I understand what

17   you're saying, but I still question is that entirely the

18   problem when you are increasing the win per patron on a

19   consistent basis?  In other words, what each person is

20   leaving behind is going up, so how can you say the problem

21   is exclusively related to a loss limit when you're

22   withholding more or the cost of doing business, if you will,

23   from a patron's perspective is going up. 

24                 In my mind -- and maybe I'm just having a hard

25   time understanding it -- has to do something with it.  The

0051

 1   last few numbers I saw said the hold-back or the win per

 2   patron should increase on average 18 percent.

 3                 MR. STREMMING:  Well, and I think that --

 4   again, it goes back to two factors.  In any market that you

 5   were -- if you were to look at any of the other gaming

 6   markets, historically the longer gaming is there the more

 7   mature, the more educated the gambler becomes, and the more

 8   mature and educated that the gambler becomes, the more money

 9   that is actually spent. 

10                 In addition to that, what's pushing down that

11   number are a lot of the sightseers that are no longer coming

12   to the property to just look at the facility and look at the

13   stained glass in the ceiling in Kansas City.  They've seen

14   it and they're not coming back.  And the people that are

15   coming are the people that are actually gambling. 

16                 And also, you know, we've also gone through

17   open boarding and that's also had a small effect.  I don't

18   think it's had a drastic effect, but I think it has also had

19   an effect on pushing that win per patron up and the number

20   of admissions down, the people that crossed back and forth

21   from side to side when we had two facilities. 

22                 COMMISSIONER NIKOLAISEN:  Right.  And I think

23   that -- I understand where you're coming from.  And as staff

24   knows, because I've talked to them over the course of a

25   couple times, I'm still having a bit of trouble perhaps -- I

0052

 1   don't want to say understanding it, but buying in completely

 2   to the argument that if that win per patron goes up, that

 3   that somehow isn't partially -- I'm not saying totally --

 4   but partially responsible for some decline of your perhaps

 5   more casual clients, you know, visitor who is just not

 6   seeing what they used to be seeing and, therefore, is

 7   pulling back somewhat. 

 8                 MR. STREMMING:  Uh-huh.

 9                 COMMISSIONER NIKOLAISEN:  Just a comment.  I

10   understand what you're saying.  I'm not sure I'm comfortable

11   with the buy-in yet.  So I'll keep asking the question and

12   keep studying it from people from our staff and operators as

13   well.

14                 VICE CHAIRMAN SMITH:  Kevin has a comment,

15   Lynne, in response to your question. 

16                 MR. MULLALLY:  Thank you, Mr. Chairman.

17                 Lynne, I think there's a couple of other

18   observations that play into this.  One, it was a legislative

19   initiative that went into effect a little over a year ago

20   that allowed vend-to-meter. 

21                 As you may recall, under the previous law, if

22   you went to a slot machine, you'd have to put a $20 bill in,

23   the tokens would have to dump into the tray and then you'd

24   have to lift them back out and put them back into the

25   machine before you could commence play. 

0053

 1                 The legislative change that went into effect

 2   August 28th of 2000 now allows you to put a $20 bill in,

 3   those -- that currency goes to credits on the machine and

 4   you can immediately initiate play.  We think that has driven

 5   the win per patron up some. 

 6                 I think the other factor that you have to

 7   consider is I think the casino companies have recognized

 8   that there is a certain cost to doing business.  I mean,

 9   Troy mentioned the fact that they had some casual or

10   tourists.  You know, those -- those people cost the company

11   anywhere from $2 to $4 depending on when they entered the

12   casino.

13                 Because of open boarding, you could only be

14   there maybe 15, 20 minutes and depending on when you enter,

15   you could cost the casino as much as $4.  So I think they've

16   recognized that and they have targeted their marketing to

17   people who are interested in gambling, not those who are

18   interested in coming in there and looking.

19                 And I think you're also seeing, in some of the

20   table game play, because of, you know, capacity issues and

21   the cost of doing business and manning a table on the

22   weekends, you're seeing fewer and fewer $5 tables in the big

23   metropolitan areas on a weekends.  They're -- they're --

24   they're -- casino companies are really catering to the

25   gambler that is interested in serious -- more serious table

0054

 1   game play.  And I think those two issues are still driving

 2   the number. 

 3                 But I think we also need to recognize we're

 4   still substantially behind Illinois, that we are still

 5   losing a great deal of the Missouri population to Illinois.

 6   You can do it both by looking at the numbers and by

 7   casual -- our informal parking lot surveys that Jim and I do

 8   occasionally over at the Casino Queen. 

 9                 And they're doing it -- they're taking these

10   customers away from Missouri with vastly insuperior

11   facilities -- inferior facilities.  Insuperior's not even a

12   word, is it?  Inferior facilities. 

13                 And I don't think any reasonable person could

14   go to the Casino Queen and on any level, marketing,

15   location, convenience, access, on any level compare those to

16   the facilities you've got in St. Charles and Maryland

17   Heights and yet they -- they consistently draw a good

18   portion of Missouri customers who spend greater amounts

19   there.  And I think the only thing we can say is that that's

20   the loss limit.

21                 COMMISSIONER NIKOLAISEN:  And I do understand,

22   but I do know also that I guess from the last market

23   analysis from October there still was sufficient growth,

24   particularly in AGR, although there was still a decline in

25   patron volumes, but it stated that the growth reflected that

0055

 1   the Missouri boats were capturing market shares from their

 2   Illinois competitors in doing this without the benefit of no

 3   loss limit.

 4                 MR. MULLALLY:  Yeah.  And I think that they're

 5   doing it with the things that they have.  They're doing it

 6   with the better access, they're doing it with the superior

 7   facility. 

 8                 COMMISSIONER NIKOLAISEN:  Right.  With the

 9   better product. 

10                 MR. MULLALLY:  Yeah.

11                 MR. STREMMING:  Right. 

12                 COMMISSIONER NIKOLAISEN:  And I do agree with

13   Kevin and I understand it, but I think it's a good thing to

14   point out that the vend-to-meter I do know is a big thing.

15   It's just -- I don't know how long it's been in place, over

16   a year, how long you can attribute that win per patron to

17   that.  And I'm stating that just as a fact.  I don't know,

18   but it's something that I'm concerned about and I'm just

19   watching because of the concern.

20                 MR. MULLALLY:  Yeah.  And we're really seeing

21   that growth in win per patron flattening out.  And we're

22   seeing the decline in number of patrons flattening out.  And

23   it can only go on so long.

24                 But clearly that St. Louis market, in

25   particular, I think the analysts across the country are

0056

 1   seeing it as one of the hottest markets there -- there is. 

 2                 VICE CHAIRMAN SMITH:  The other Commissioners

 3   have any other questions?

 4                 COMMISSIONER NIKOLAISEN:  No, thank you. 

 5                 VICE CHAIRMAN SMITH:  Joe, anything else from

 6   you? 

 7                 Okay.  I have a couple of questions.  One,

 8   we've been reading about the drop in patrons and money in

 9   Las Vegas.  And I wonder if this has had any serious adverse

10   effect on your principal company, which may ultimately

11   result in problems in Missouri?

12                 MR. STREMMING:  No, it hasn't.  And actually

13   there's been several analyst reports that have come out.

14   And two of the companies that are looked upon most favorably

15   right now in the market are Argosy and Ameristar, because we

16   have no assets on the strip in Las Vegas.  And the downturn

17   in business in Las Vegas has really had no effect on us. 

18                 We're -- both companies are entrenched in the

19   riverboat market areas and it really has had no effect on

20   us.  As a matter of fact, our stock was trading yesterday, I

21   believe, at almost $23 a share.  And when Ameristar bought

22   the two Missouri properties, it was trading at $4.64 a

23   share.  So we've had substantial corporate growth over this

24   last year. 

25                 VICE CHAIRMAN SMITH:  Well, that's encouraging

0057

 1   certainly.  I'm wondering in the long run, or at least in

 2   the near future, maybe the riverboats will do better with

 3   the reluctance of people to travel long distance to Las

 4   Vegas. 

 5                 MR. STREMMING:  I think we've seen that to

 6   this point after the tragedy on September 11th. 

 7                 VICE CHAIRMAN SMITH:  I'd like to commend you

 8   on one other thing I saw in your report was that you had no

 9   disciplinary problems with the Commission during the period

10   of this -- the last period and I'm glad to see that.  Shows

11   you're doing a good job. 

12                 MR. STREMMING:  Great. 

13                 VICE CHAIRMAN SMITH:  Thank you. 

14                 MR. STREMMING:  Thank you. 

15                 VICE CHAIRMAN SMITH:  We'll excuse you all

16   then if that concludes your presentation. 

17                 MR. BURKE:  Thank you.

18                 MR. RAYMON:  Thank you, Commissioner.

19                 VICE CHAIRMAN SMITH:  Kevin, do you want to

20   make a report?

21                 MR. MULLALLY:  The next presentation,

22   Mr. Chairman, would be from the City of Kansas City.  Mike

23   Burke is here to comment on the status of MS-- Ameristar as

24   a corporate citizen in Kansas City. 

25                 MR. BURKE:  Mr. Chairman, and other

0058

 1   Commissioners, my name is Michael Burke.  I'm the general

 2   counsel for the Port Authority of Kansas City.  I will be

 3   brief today in hopes of not being interrupted by any more

 4   dogs.

 5                 VICE CHAIRMAN SMITH:  That will be

 6   appreciated. 

 7                 MR. BURKE:  I do have a handout, which I will

 8   ask that Commissioners participating by phone receive a copy

 9   of. 

10                 First of all, and at the outset, I bring the

11   greetings of Mayor Barnes of Kansas City.  She regrets that

12   she cannot be here today, but has included a letter in

13   support of this application. 

14                 And, in addition, Mayor Barnes has asked me to

15   convey to the Commission that upon its next meeting in

16   Kansas City, if they have the opportunity to tour our

17   riverfront, we have many things happening on the riverfront,

18   some of which I will describe briefly later in this

19   presentation. 

20                 We enjoy, in the Port Authority, an excellent

21   working relationship with -- with the Commission staff.  And

22   I would like to take just a minute to compliment the

23   professionalism both of Kevin Mullally and the investigative

24   staff and, as always, they are a pleasure to work with. 

25                 I'm pleased to report on behalf of the Port

0059

 1   Authority that Ameristar Casino Kansas City is in full

 2   compliance with all of its obligations under the development

 3   agreement with the Port Authority and with the City of

 4   Kansas City. 

 5                 I have included in your packet a breakdown of

 6   how the City of Kansas City has directly benefited in its

 7   budget from the use of gaming funds.  The combined revenue

 8   of the two Kansas City riverboats, Ameristar and Isle of

 9   Capri, to the City of Kansas City is in the area of

10   $23 1/2 million.

11                 The City makes excellent use of that money for

12   both deferred maintenance and capital improvement projects,

13   including monies going to the Kansas City Zoo, our city

14   market, revamped fire equipment and a major portion of a

15   very ambitious street lighting program. 

16                 I would like to compliment Ameristar for its

17   participation in a strategic plan to increase the MBE, WBE

18   vendors used by the casino.  They've acted very responsibly

19   in the past couple of years in working with the Port

20   Authority on the strategic plan.  I've included in your

21   packet our consultant's report on the MBE, WBE program.

22                 Finally, I've included a brochure on the

23   current riverfront development which includes both map and

24   aerial photos.  Very briefly, the year 2001 has been a very

25   significant year for the Kansas City riverfront.  We have

0060

 1   completed a major clean-up of what used to be a demolition

 2   debris landfill on the city's riverfront development site.

 3                 We have completed a planning process for

 4   making Brookley Riverfront Park much more user-friendly.  We

 5   have secured federal funding for a new park to be

 6   constructed under the auspices of the Corps of Engineers.

 7   They call it a wetlands habitat.  We at the Port Authority

 8   call it a park. 

 9                 We also have under construction and have

10   broken ground on a $4 million pedestrian bridge connecting

11   the city market area to the wharf area along our riverfront.

12   We expect completion of that next year.  We also expect

13   completion of a significant increase in riverfront trails

14   leading from Brookley Riverfront Park through our city

15   market and eventually down into the west bottoms area along

16   the Kansas River. 

17                 We expect the year 2002 to be an even more

18   significant year, hopefully hosting in the revamped parks

19   some major festivals and events.  And also completing the

20   projects currently under construction, which include the

21   wetlands habitat, pedestrian bridge and the trail system.

22                 One more comment, and that's with regard to

23   administration of our problem gaming fund.  We are working

24   with the Commission to better utilize those monies and work

25   jointly with the Commission on some research projects.  In

0061

 1   the past year the Port Authority has completed a major ad

 2   campaign.  In addition, it funds Tri-County Mental Health

 3   Center for treatment of problem gaming. 

 4                 We are currently evaluating those programs.

 5   We hope in the next year to turn the administration of our

 6   problem gaming fund over to a local foundation better

 7   equipped to both administer and evaluate the proper use of

 8   those funds. 

 9                 Again, on behalf of Mayor Barnes, the Port

10   Authority, we thank you, we urge your favorable

11   consideration, and again invite you on your next hearing in

12   Kansas City to take a few extra minutes and tour our

13   riverfront area. 

14                 Be more than happy to answer any questions the

15   Commission might have. 

16                 VICE CHAIRMAN SMITH:  Do either Commissioners

17   have any questions?

18                 COMMISSIONER ADORJAN:  I have none.

19                 VICE CHAIRMAN SMITH:  Thank you very much.

20                 MR. BURKE:  Thank you.

21                 VICE CHAIRMAN SMITH:  Who's the next person?

22                 MR. MULLALLY:  Mr. Chairman, I'd also like to

23   thank Mike and the City of Kansas City and the Port

24   Authority, in particular, for their leadership in the area

25   of probl-- as far as local governments go in the area of

0062

 1   problem gambling.  They have been an exemplary

 2   representative in this area contributing a great deal of

 3   money and really trying to find innovative ways to help

 4   problem gamblers.

 5                 And I'm hoping that Mike will get with our

 6   general counsel, Mike Bushmann.  We're in the final --

 7   approaching the final stages of entering into a

 8   collaborative agreement with them to fund research,

 9   independent research to study the voluntary exclusion

10   program and the effect that it's having on problem gamblers

11   and how it can be improved. 

12                 And I think that that research project could,

13   in fact, be one of the most, if not the most exciting,

14   research projects in the world that's currently being

15   funded.  So we're anxious to get it finalized and get it

16   announced, but very excited about it. 

17                 The next person to testify will be on behalf

18   of City of St. Charles, Lyn Porterfield, the city

19   administrator. 

20                 VICE CHAIRMAN SMITH:  Good morning. 

21                 MR. PORTERFIELD:  Good morning.  My name is

22   Lyn Porterfield.  I was introduced as being city

23   administration for St. Charles.  I am back in the job after

24   being city attorney for --

25                 VICE CHAIRMAN SMITH:  That must be a

0063

 1   promotion. 

 2                 MR. PORTERFIELD:  I tell you, I had all the

 3   pleasure I could stand in that job of city attorney -- or

 4   city administrator. 

 5                 The first thing I'd like to do is to apologize

 6   on behalf of the mayor.  She was not able to be here and she

 7   wanted to send her regrets, so she asked me to attend on her

 8   behalf. 

 9                 I know that several members of the Commission

10   have been familiar with the problem that we have had in

11   St. Charles and with the former company that was running the

12   casino.  The problem occurred because the city does not own

13   the property that the casino was on and, therefore, had no

14   agreement with the casino.

15                 Whenever they came in, they had grand plans

16   for the development of the area and did not follow through

17   on it.  That led to frustrations on behalf of the city, it

18   led to frustrations on behalf of the Commission.  The

19   Commission and the city both worked together trying to

20   remedy the problem, but had not been able to do so with the

21   former company. 

22                 Since the new company has taken over, I have

23   nothing but good comments for them.  The management of the

24   company is outstanding.  They're very open, they're very

25   dedicated to what they are doing in the City of St. Charles

0064

 1   and they're finally moving the project forward. 

 2                 I think that has to do with a change in

 3   corporate attitude rather than a change in management --

 4   local management attitude, because local management has

 5   always wanted to move the project forward. 

 6                 As I understand it, the biggest eyesore that

 7   still remained, which was the framework of the building

 8   which had been left just as open girders, will be enclosed

 9   by the end of this year, within the next few weeks.  And

10   then the rest of the development will be occurring within

11   the next few months. 

12                 That is a tremendous relief to the city.

13   We're looking forward to it.  We appreciate the efforts of

14   the current corporation.  They have several hundred workers

15   out there working on the project now and we are convinced

16   they will complete it and do an excellent job.  They have

17   fast-tracked the project.

18                 In summary, the city would like to recommend

19   to the Commission that the license be renewed so that we --

20   the company can continue with the project and get it

21   completed. 

22                 If you have any questions, I'll be happy to

23   answer them. 

24                 VICE CHAIRMAN SMITH:  Do either of the

25   Commissioners have any questions?

0065

 1                 COMMISSIONER ADORJAN:  I have none. 

 2                 VICE CHAIRMAN SMITH:  Thank you very much for

 3   appearing.  And this is certainly good news.

 4                 MR. PORTERFIELD:  Yes.

 5                 VICE CHAIRMAN SMITH:  As you're aware, we've

 6   been working on this together for a long time.  It looks

 7   like it's finally working out.

 8                 MR. PORTERFIELD:  Yes.  Thank you.

 9                 MR. MULLALLY:  Mr. Chairman, this would be the

10   appropriate time to ask if there are any members of the

11   public that would like to offer any commentary on the

12   relicensure application for Ameristar Kansas City or

13   Ameristar St. Charles.

14                 VICE CHAIRMAN SMITH:  Is there anybody present

15   here that wants to speak on this? 

16                 MR. MULLALLY:  If the dog comes back in, I'm

17   going to look for Candid Camera, I think. 

18                 VICE CHAIRMAN SMITH:  I don't think we have a

19   translator that could help solve that problem. 

20                 MR. MULLALLY:  Lynne and Joe, just to give you

21   an idea of what you're missing, if you heard the earlier

22   disturbance, a canine that I think whose picture is under

23   the definition of Heinz 57 in the dictionary came wandering

24   into the meeting unexpectedly. 

25                 COMMISSIONER NIKOLAISEN:  Did you give him a

0066

 1   chance to speak?

 2                 VICE CHAIRMAN SMITH:  No, we really didn't. 

 3                 COMMISSIONER ADORJAN:  I'm assuming he's gone

 4   now. 

 5                 MR. MULLALLY:  Yes.

 6                 Mr. Chairman, the next presentation would be

 7   the investigative report with regard to both properties.

 8   And Sergeant Jeff Smith is here to make the presentation. 

 9                 SERGEANT SMITH:  Mr. Chairman, good morning,

10   Commissioners.

11                 A relicensing background investigation of

12   Ameristar Casino Kansas City and Ameristar Casino

13   St. Charles was conducted by --

14                 VICE CHAIRMAN SMITH:  I'm sorry.  You're going

15   to probably have to speak up a little louder.

16                 SERGEANT SMITH:  Okay.  Excuse me. 

17                 A relicensing background investigation of

18   Ameristar Casino Kansas City and Ameristar Casino

19   St. Charles was conducted by investigators of the Missouri

20   Gaming Commission. 

21                 Ameristar Casino Kansas City and Ameristar

22   Casino St. Charles are currently wholly owned subsidiaries

23   of Ameristar Casino, Inc., a publicly traded Nevada

24   corporation.  Ameristar Casino Kansas City and Ameristar

25   Casino St. Charles were incorporated in the state of

0067

 1   Missouri on October 10th, 2000 for the purpose of acquiring,

 2   owning and operating riverboat gambling operations in Kansas

 3   City and St. Charles, Missouri. 

 4                 Ameristar Casino, Inc. is an established,

 5   multi-jurisdictional gaming enterprise that currently owns

 6   and operates six properties in four gaming jurisdictions:

 7   Iowa, Mississippi, Missouri, and Nevada.  A check with state

 8   gaming authorities in those jurisdictions revealed no

 9   significant issues or concerns. 

10                 Credit and criminal background checks were

11   conducted on Ameristar St. Charles and Ameristar Kansas City

12   Key and Level I personnel.  No discrepancies or concerns

13   were noted.  The criminal background checks included, but

14   were not limited to, checks with federal, state, county and

15   municipal law enforcement agencies where the individuals had

16   lived, worked and frequented. 

17                 The city administrator, city prosecutor, as

18   well as the police and fire departments of Kansas City and

19   St. Charles were contacted reference any concerns regarding

20   the operations of Ameristar Casino St. Charles and Ameristar

21   Casino Kansas City.  All indicated they had no negative

22   information and praised Ameristar personnel for cooperation

23   in performance of their duties. 

24                 Ameristar Casino Kansas City and Ameristar

25   Casino St. Charles have been issued docking permits by the

0068

 1   Department of the Army Corps of Engineers with no negative

 2   comments received.  The Missouri Department of Natural

 3   Resources was contacted concerning wastewater handling

 4   facilities of Ameristar Casino Kansas City and Ameristar

 5   Casino St. Charles and found them to be adequate. 

 6                 The investigation conducted did not produce

 7   any information that would preclude Ameristar Casino Kansas

 8   City and Ameristar Casino St. Charles from relicensing by

 9   the Missouri Gaming Commission. 

10                 MR. MULLALLY:  Any questions?

11                 VICE CHAIRMAN SMITH:  Does that conclude your

12   report on both of the St. Charles and Kansas City

13   facilities?

14                 SERGEANT SMITH:  Yes, sir. 

15                 VICE CHAIRMAN SMITH:  Do either of the

16   Commissioners have any questions?  We all have copies of his

17   reports.  I assume you do.  Joe and Lynne, do you have

18   copies of the reports that were submitted by the Commission?

19                 COMMISSIONER NIKOLAISEN:  Yes.

20                 MR. MULLALLY:  Yes. 

21                 COMMISSIONER NIKOLAISEN:  And I have no

22   questions. 

23                 VICE CHAIRMAN SMITH:  I had just one question.

24                 I notice on the underage and valid

25   identification it showed only 96 of those.  And I believe in

0069

 1   the Kansas City area -- I was surprised that there wouldn't

 2   be more underage problems than just that.  Do you know how

 3   that's compared with the other facilities?

 4                 SERGEANT SMITH:  Which page are you speaking

 5   of, sir?

 6                 VICE CHAIRMAN SMITH:  That's page 7, I

 7   believe, in the Kansas City report.  It's on the back-up

 8   information -- confidential information.

 9                 MR. MULLALLY:  Underage arrests. 

10                 VICE CHAIRMAN SMITH:  It sounds good.  I guess

11   coming from a college town I'm surprised there aren't more

12   attempts involving underage individuals. 

13                 SERGEANT SMITH:  And, again, those statistics

14   were received from the Highway Patrol officers that are

15   assigned to that facility, so I probably wouldn't be able

16   to --

17                 MR. MULLALLY:  Mr. Chairman, if I could, that

18   is the number of people who have been arrested. 

19                 VICE CHAIRMAN SMITH:  I see. 

20                 MR. MULLALLY:  So those are people who have

21   actually found their way onto the casino floor or have been

22   identified at the gate. 

23                 Under the old law -- that's actually a fairly

24   dramatic increase.  Under the old law, we could only arrest

25   an underage patron if they showed a fake I.D.  If they

0070

 1   simply attempted to get in on their own, they could not be

 2   arrested or you also had to find the fake I.D. on them.  And

 3   if they failed to produce it or you were unable to find it,

 4   they could not be arrested. 

 5                 And in October -- on August 28th of 2000, the

 6   legislature provided us with a new law that now allows us to

 7   arrest those people.  The number of people actually checked

 8   and carded is substantially higher.  These are just simply

 9   the people that have --

10                 VICE CHAIRMAN SMITH:  That answers my

11   question. 

12                 Do either of the Commissioners have any

13   questions concerning the report?

14                 COMMISSIONER NIKOLAISEN:  None. 

15                 VICE CHAIRMAN SMITH:  If not, thank you very

16   much, Sergeant. 

17                 SERGEANT SMITH:  You're welcome. 

18                 MR. MULLALLY:  Mr. Chairman and Commissioners,

19   based on the investigative report and the staff

20   investigation, the staff recommends that the licenses for

21   Ameristar Kansas City and Ameristar St. Charles be renewed,

22   and the appropriate resolutions are contained in your book. 

23                 VICE CHAIRMAN SMITH:  I think we'll have to

24   adopt all the reports in total, both of them, and have

25   separate resolutions. 

0071

 1                 The one on Kansas City first is 01-081.  Is

 2   there a motion for approval?

 3                 COMMISSIONER NIKOLAISEN:  So moved. 

 4                 COMMISSIONER ADORJAN:  Second. 

 5                 VICE CHAIRMAN SMITH:  It's been moved by

 6   Commissioner Nikolaisen that Resolution No. 01-081 be

 7   adopted, seconded by Commissioner Adorjan. 

 8                 Is there any other comment? 

 9                 If not, would you please call the role?

10                 MS. FRANKS:  Commissioner Smith?

11                 VICE CHAIRMAN SMITH:  In favor.

12                 MS. FRANKS:  Commissioner Nikolaisen?

13                 COMMISSIONER NIKOLAISEN:  In favor.

14                 MS. FRANKS:  Commissioner Adorjan?

15                 COMMISSIONER ADORJAN:  In favor.

16                 MS. FRANKS:  By your vote, you've adopted

17   Resolution No. 01-081.

18                 VICE CHAIRMAN SMITH:  And the other resolution

19   is involving the casino in St. Charles, which is Resolution

20   01-075.  Is there a motion for the adoption of that

21   resolution? 

22                 COMMISSIONER NIKOLAISEN:  So moved. 

23                 COMMISSIONER ADORJAN:  Second. 

24                 VICE CHAIRMAN SMITH:  Moved by --

25                 COMMISSIONER ADORJAN:  Bob, I still can't

0072

 1   quite hear the Chairman. 

 2                 VICE CHAIRMAN SMITH:  Is this better, Joe?

 3                 COMMISSIONER ADORJAN:  Good. 

 4                 VICE CHAIRMAN SMITH:  I almost have to eat it

 5   to -- we're talking about Resolution 01-075.  It has been

 6   moved by Commissioner Nikolaisen, seconded by Commissioner

 7   Adorjan. 

 8                 Is there any other discussion? 

 9                 If not, call the role on this resolution.

10                 MS. FRANKS:  Commissioner Smith?

11                 VICE CHAIRMAN SMITH:  In favor.

12                 MS. FRANKS:  Commissioner Nikolaisen?

13                 COMMISSIONER NIKOLAISEN:  In favor.

14                 MS. FRANKS:  Commissioner Adorjan?

15                 VICE CHAIRMAN SMITH:  We didn't hear your

16   vote, Joe.  Did you note no?

17                 COMMISSIONER ADORJAN:  Hello?

18                 MR. MULLALLY:  Yes. 

19                 COMMISSIONER ADORJAN:  Could you understand in

20   favor?

21                 VICE CHAIRMAN SMITH:  No, we couldn't. 

22                 COMMISSIONER ADORJAN:  Oh, in favor.

23                 MS. FRANKS:  By your vote, you've adopted

24   Resolution No. 01-075. 

25                 VICE CHAIRMAN SMITH:  You gave them a heart

0073

 1   attack. 

 2                 I wonder if we might just on the schedule go

 3   ahead with the relicensures of the other suppliers and then

 4   maybe take a recess. 

 5                 MR. MULLALLY:  Okay.  Next item on the agenda

 6   is consideration of relicensure of several suppliers.  And

 7   Lieutenant Rick Wilhoit will make the presentation for this.

 8                 LIEUTENANT WILHOIT:  Good morning,

 9   Mr. Chairman, Commissioners.

10                 Background investigations, to include criminal

11   history checks and tax reviews of the following suppliers

12   and their respective key persons have been conducted in

13   conjunction with the relicensing. 

14                 As a result of the investigations, the

15   following suppliers have been found suitable for relicensing

16   by the Commission:  Bally Gaming, Missouri, Incorporated;

17   Acres Gaming, Incorporated, Osborne Coinage Company; and

18   United State Playing Card Company. 

19                 VICE CHAIRMAN SMITH:  Do we have any comments

20   about any of these that your investigation showed?

21                 LIEUTENANT WILHOIT:  Routine. 

22                 VICE CHAIRMAN SMITH:  No problems arose in

23   connection with any of these?

24                 LIEUTENANT WILHOIT:  No, sir. 

25                 VICE CHAIRMAN SMITH:  Do we have -- any of the

0074

 1   Commissioners have any questions?

 2                 COMMISSIONER NIKOLAISEN:  None. 

 3                 COMMISSIONER ADORJAN:  None. 

 4                 VICE CHAIRMAN SMITH:  Do we have -- I guess

 5   the first resolution is for the Bally Gaming in Missouri.

 6   Do we have a motion to adopt Resolution No. 01-076?

 7                 COMMISSIONER NIKOLAISEN:  So moved. 

 8                 COMMISSIONER ADORJAN:  Second.

 9                 VICE CHAIRMAN SMITH:  Moved and seconded

10   the adoption of 01-076 for Bally Gaming Commission for the

11   licensure.  All in favor -- call the role.

12                 MS. FRANKS:  Commissioner Smith?

13                 VICE CHAIRMAN SMITH:  In favor.

14                 MS. FRANKS:  Commissioner Nikolaisen.

15                 COMMISSIONER NIKOLAISEN:  In favor.

16                 MS. FRANKS:  Commissioner Adorjan?

17                 COMMISSIONER ADORJAN:  In favor.

18                 MS. FRANKS:  By your vote, you've adopted

19   Resolution No. 01-076.

20                 COMMISSIONER ADORJAN:  Did you hear that?

21                 VICE CHAIRMAN SMITH:  Yes.  I think the

22   speakers are working better now. 

23                 Next one is the -- renewal for Acres Gaming,

24   Incorporated, Resolution 01-077.  Is there a motion to adopt

25   that resolution?

0075

 1                 COMMISSIONER NIKOLAISEN:  So moved. 

 2                 COMMISSIONER ADORJAN:  Second. 

 3                 VICE CHAIRMAN SMITH:  Moved and seconded by

 4   the same Commissioners.  Call role, please.

 5                 MS. FRANKS:  Commissioner Smith? 

 6                 VICE CHAIRMAN SMITH:  In favor.

 7                 MS. FRANKS:  Commissioner Nikolaisen?

 8                 COMMISSIONER NIKOLAISEN:  In favor.

 9                 MS. FRANKS:  Commissioner Adorjan? 

10                 VICE CHAIRMAN SMITH:  Joe, all we got is a

11   ring from you. 

12                 MR. MULLALLY:  Joe, we didn't get your vote.

13                 COMMISSIONER ADORJAN:  In favor. 

14                 MS. FRANKS:  By your vote, you've adopted

15   Resolution No. 01-077.

16                 VICE CHAIRMAN SMITH:  The next one is the

17   resolution in connection with Osborne Coinage Company,

18   Resolution 01-078.  Is there a motion to approve that

19   resolution?

20                 COMMISSIONER NIKOLAISEN:  So moved.

21                 COMMISSIONER ADORJAN:  Second. 

22                 VICE CHAIRMAN SMITH:  Moved and seconded that

23   Resolution 01-078 be approved.  Call the role.

24                 MS. FRANKS:  Commissioner Smith?

25                 VICE CHAIRMAN SMITH:  In favor.

0076

 1                 MS. FRANKS:  Commissioner Nikolaisen?

 2                 COMMISSIONER NIKOLAISEN:  In favor.

 3                 MS. FRANKS:  Commissioner Adorjan?

 4                 COMMISSIONER ADORJAN:  In favor.

 5                 MS. FRANKS:  By your vote, you've adopted

 6   Resolution No. 01-078.

 7                 VICE CHAIRMAN SMITH:  The next resolution is

 8   United States Playing Card Company, Resolution No. 01-079.

 9   Do we have a motion to approve that resolution?

10                 COMMISSIONER NIKOLAISEN:  So moved. 

11                 COMMISSIONER ADORJAN:  Second.

12                 VICE CHAIRMAN SMITH:  Moved and seconded.

13   adoption of Resolution 01-079.  Call the role, please.

14                 MS. FRANKS:  Commissioner Smith?

15                 VICE CHAIRMAN SMITH:  In favor.

16                 MS. FRANKS:  Commissioner Nikolaisen?

17                 COMMISSIONER NIKOLAISEN:  In favor.

18                 MS. FRANKS:  Commissioner Adorjan?

19                 COMMISSIONER ADORJAN:  In favor. 

20                 MS. FRANKS:  By your vote, you've adopted

21   Resolution No. 01-079.

22                 VICE CHAIRMAN SMITH:  The information -- all

23   of these relicensure people have been checked out before.

24   We have one new one, as I see it, it's the Atlantic City

25   Coin and Slot Service Company, which is a new investigation.

0077

 1   And you have no problems with this new company; is that

 2   correct?

 3                 LIEUTENANT WILHOIT:  No, Mr. Smith.  There

 4   were no concerns that were -- that were detected in the

 5   investigation.

 6                 VICE CHAIRMAN SMITH:  All right.  Any other

 7   questions? 

 8                 If not, do we have a motion to adopt 01-080?

 9                 MR. MULLALLY:  We do have a short presentation

10   on that company.

11                 VICE CHAIRMAN SMITH:  Oh, do we? 

12                 MR. MULLALLY:  Sergeant Gary Baker is here,

13   because that is a new company so we have --

14                 VICE CHAIRMAN SMITH:  We have a detailed

15   report of your investigation. 

16                 SERGEANT BAKER:  Mr. Chairman, Commissioners,

17   investigators of the Missouri Gaming Commission conducted a

18   background investigation of Atlantic City Coin and Slot

19   Service Company, Incorporated for a suppliers license. 

20                 The investigation included criminal, character

21   and financial inquiries into its background and the

22   following key persons:  Maxie Mac E. Seelig, CEO and

23   chairman of the board; Jeffrey P. Seelig, corporate finance

24   manager; Jerald C. Seelig, general manager; Jason S. Seelig,

25   sales and marketing manager; Thomas McCormick, general

0078

 1   counsel. 

 2                 The financial background of the company

 3   included, but was not limited to, the inspection of

 4   corporate tax returns, the source and application of funds,

 5   cash flow analysis and bad debt write-offs and the review of

 6   all corporate litigation. 

 7                 The financial background of the key persons

 8   included, but was not limited to, the examination of

 9   individual tax returns, bank and brokerage statements, all

10   source of income, including non-taxable income, and

11   employment agreements. 

12                 The character -- criminal and character

13   background checks included, but were not limited to, checks

14   with federal, state, county and municipal law enforcement

15   agencies where the individuals have lived, worked and

16   frequented. 

17                 The findings of the investigation, including

18   the financial review, disclosed no discrepancies or concerns

19   that would preclude licensing Atlantic City Coin and Slot

20   Service Company, Incorporated as a supplier in the state of

21   Missouri. 

22                 VICE CHAIRMAN SMITH:  I just have one question

23   in connection with the taxes.  In the state of Missouri I

24   notice they were deficient in one quarter and made that up

25   later.  Did you have any indication of any prior problems

0079

 1   along that line?

 2                 SERGEANT BAKER:  No, sir, we didn't.  And

 3   those have been -- they were paid up -- are current as of

 4   today. 

 5                 VICE CHAIRMAN SMITH:  Any questions by the

 6   Commissioners?

 7                 COMMISSIONER ADORJAN:  None.

 8                 COMMISSIONER NIKOLAISEN:  None. 

 9                 VICE CHAIRMAN SMITH:  Do we have a motion to

10   approve Resolution No. 01-080 on Atlantic City Coin and Slot

11   Company?

12                 COMMISSIONER NIKOLAISEN:  So moved.

13                 COMMISSIONER ADORJAN:  Second. 

14                 VICE CHAIRMAN SMITH:  Moved by Commissioner

15   Nikolaisen, seconded by Commissioner Adorjan.  Call role. 

16                 MS. FRANKS:  Commissioner Smith?

17                 VICE CHAIRMAN SMITH:  In favor.

18                 MS. FRANKS:  Commissioner Nikolaisen?

19                 COMMISSIONER NIKOLAISEN:  In favor.

20                 MS. FRANKS:  Commissioner Adorjan?

21                 COMMISSIONER ADORJAN:  In favor.

22                 MS. FRANKS:  By your vote, you've adopted

23   Resolution 01-080.

24                 VICE CHAIRMAN SMITH:  I wonder if it might not

25   be appropriate to go ahead and take a five-minute recess now

0080

 1   before we go into the hearings.  Is this an appropriate

 2   time?

 3                 MR. MULLALLY:  Sure, Mr. Chairman.  And I

 4   think we can wrap up the remainder of this in about

 5   20 minutes.

 6                 VICE CHAIRMAN SMITH:  Take a five-minute

 7   break.  And that applies to the Commissioners on the phone

 8   too. 

 9                 (A RECESS WAS TAKEN.)

10                 VICE CHAIRMAN SMITH:  I guess we're ready to

11   proceed on the Ameristar Casinos preliminary order for

12   disciplinary action.

13                 MR. MULLALLY:  Lynne said we'll lose our

14   quorum at 10 till.  We should beat that easily.

15                 VICE CHAIRMAN SMITH:  I'll see we beat that.

16                 Go ahead with the report on the

17   disciplinary -- are you going to do that or --

18                 MR. MULLALLY:  Mike Bushmann will make the

19   report. 

20                 MR. BUSHMANN:  Morning, Commissioners. 

21                 You have before you three preliminary orders

22   for disciplinary action.  If you approve a disciplinary

23   order, the company has the right to request a hearing in

24   front of a hearing officer.  The preliminary order becomes

25   final if you approve the findings of the hearing officer or

0081

 1   if the company fails to request a hearing. 

 2                 The first preliminary order under Tab H is

 3   Case No. DC-01-062 against Ameristar Casino St. Charles,

 4   Incorporated.  The basis of this case is that during a

 5   Caribbean Stud table game, a defective deck of cards that

 6   contained two extra cards was introduced into the game. 

 7                 For approximately six hours while that deck

 8   was being used, five dealers and four supervisors were

 9   either dealing, observing or supervising play at that table.

10   However, none of those company employees detected and

11   removed the defective deck of cards from the game during

12   this period of time, even though the deck was manually

13   checked and the automatic shuffler machine indicated that

14   there was a card miscount when the deck was inserted. 

15                 By failing to promptly detect and remove the

16   defective deck, the company and its employees violated

17   Commission regulations.  Their failure improperly affected

18   the game and its payouts and constitutes conducting an

19   unauthorized table game without Commission approval. 

20                 For these violations, the staff recommends

21   that a fine be imposed against Ameristar Casino St. Charles,

22   Inc. in the amount of $25,000. 

23                 VICE CHAIRMAN SMITH:  Just had a couple

24   questions.  One, was the defect on the part of the

25   manufacturer or this occurred during shuffling or something?

0082

 1                 MR. BUSHMANN:  It's my assumption that they

 2   received that deck in that defective form. 

 3                 VICE CHAIRMAN SMITH:  And there is a way they

 4   can determine that with a new deck; is that correct?

 5                 MR. BUSHMANN:  Yes, sir, that's correct.

 6                 VICE CHAIRMAN SMITH:  And was it

 7   self-reported?

 8                 MR. BUSHMANN:  Eventually a patron noticed the

 9   defect and notified the dealer who eventually notified their

10   supervisor who notified the Commission. 

11                 VICE CHAIRMAN SMITH:  Do the other

12   Commissioners have any questions?

13                 COMMISSIONER NIKOLAISEN:  None.

14                 COMMISSIONER ADORJAN:  None. 

15                 VICE CHAIRMAN SMITH:  All right.  Then we --

16   as it was pointed out, this is just a preliminary order

17   that's subject to an appeal or hearing if such an appeal

18   occurs.

19                 Do we have a motion to adopt DC-01-062; is

20   that correct?

21                 MR. BUSHMANN:  Yes, sir. 

22                 COMMISSIONER NIKOLAISEN:  So moved. 

23                 COMMISSIONER ADORJAN:  Second. 

24                 VICE CHAIRMAN SMITH:  Moved by Commissioner

25   Nikolaisen, seconded by Commissioner Adorjan.  Call role.

0083

 1                 MS. FRANKS:  Commissioner Smith? 

 2                 VICE CHAIRMAN SMITH:  In favor.

 3                 MS. FRANKS:  Commissioner Nikolaisen?

 4                 VICE CHAIRMAN SMITH:  Commissioner Nikolaisen?

 5                 COMMISSIONER NIKOLAISEN:  In favor. 

 6                 MS. FRANKS:  Commissioner Adorjan?

 7                 COMMISSIONER ADORJAN:  In favor. 

 8                 MS. FRANKS:  By your vote, you've adopted the

 9   preliminary order for disciplinary action DC-01-062. 

10                 MR. BUSHMANN:  The next preliminary order

11   under Tab I is Case No. DC-01-063, which is against Harrah's

12   Maryland Heights, LLC.

13                 The facts of this case are rather complicated

14   and relate to the custody and control of sensitive keys.

15   Sensitive keys were signed out of the main bank by a

16   security supervisor who signed the key log indicating

17   removal of the keys. 

18                 One of these keys was subsequently passed

19   through the hands of several security officers, but there

20   was no written record that some of the officers had ever

21   possessed that key.  That sensitive key was reported missing

22   several hours later. 

23                 While the key was still missing, the

24   supervisor who had originally signed the keys out signed the

25   key log again indicating that the keys were being returned,

0084

 1   including the one that was still missing.  In fact, those

 2   keys were still in the hands of security officers on the

 3   gaming floor. 

 4                 It was a common practice at the casino for

 5   security supervisors at shift change to sign the key log

 6   falsely indicating that they had returned sensitive keys

 7   that were actually still in use by other security officers.

 8                 The actions of the company's employees

 9   constitute failure to follow proper procedures for logging

10   sensitive keys in and out of the main bank and transferring

11   custody of keys at shift change, which violate Commission

12   regulations and the company's own internal control

13   standards. 

14                 For these violations, the staff recommends

15   that a fine be imposed on Harrah's Maryland Heights, LLC in

16   the amount of $25,000. 

17                 VICE CHAIRMAN SMITH:  Was this one

18   self-reported or --

19                 MR. BUSHMANN:  I believe a Commission agent

20   found out about this from -- incidentally from another

21   employee. 

22                 VICE CHAIRMAN SMITH:  Any questions from the

23   other Commissioners?

24                 COMMISSIONER ADORJAN:  None. 

25                 VICE CHAIRMAN SMITH:  If not, do we have a

0085

 1   motion to adopt the preliminary order for DC-01-063?

 2                 COMMISSIONER NIKOLAISEN:  So moved. 

 3                 COMMISSIONER ADORJAN:  Second. 

 4                 VICE CHAIRMAN SMITH:  Moved and seconded by

 5   Commissioner Nikolaisen and Commissioner Adorjan.  Call the

 6   role, please. 

 7                 MS. FRANKS:  Commissioner Smith?

 8                 VICE CHAIRMAN SMITH:  In favor.

 9                 MS. FRANKS:  Commissioner Nikolaisen?

10                 COMMISSIONER NIKOLAISEN:  In favor.

11                 MS. FRANKS:  Commissioner Adorjan?

12                 COMMISSIONER ADORJAN:  In favor. 

13                 MS. FRANKS:  By your vote, you've adopted the

14   preliminary order for disciplinary action DC-01-063. 

15                 MR. BUSHMANN:  The final order before you is

16   under Tab J, and that's DC-01-064, which is also against

17   Harrah's Maryland Heights, LLC.

18                 The facts of this case are that one or more

19   Harrah's employees used a magnetic tape with the incorrect

20   density to save computer data regarding electronic gaming

21   devices at the casino for the month of November in 2000 and

22   February through April of 2001. 

23                 Because that employee used the wrong type of

24   magnetic tape, some data for those electronic gaming devices

25   was irretrievably lost.  A Commission auditor later

0086

 1   requested copies of this data, but the company was unable to

 2   comply with the request because the data was gone. 

 3                 The company is required by Commission

 4   regulations to store various types of information relating

 5   to electronic gaming devices in a machine readable format

 6   for one year in a secure area and must certify that the

 7   information's complete and unaltered.  By failing to

 8   properly store the computer data, the company failed to

 9   comply with this regulation. 

10                 For this violation, the staff recommends that

11   Harrah's Maryland Heights, LLC be fined in the amount of

12   $75,000.

13                 VICE CHAIRMAN SMITH:  One question.  Is this a

14   videotape taping that's going on? 

15                 MR. BUSHMANN:  No, sir.  It's a back-up of

16   computer data.

17                 VICE CHAIRMAN SMITH:  A back-up of computer

18   data. 

19                 Any questions by the Commissioners?

20                 COMMISSIONER NIKOLAISEN:  None. 

21                 VICE CHAIRMAN SMITH:  If not, do we have a

22   motion to approve DC-01-064?

23                 COMMISSIONER NIKOLAISEN:  So moved. 

24                 COMMISSIONER ADORJAN:  Second. 

25                 VICE CHAIRMAN SMITH:  Moved by Commissioner

0087

 1   Nikolaisen, seconded by Commissioner Adorjan.  Call role. 

 2                 MS. FRANKS:  Commissioner Smith? 

 3                 VICE CHAIRMAN SMITH:  In favor. 

 4                 MS. FRANKS:  Commissioner Nikolaisen?

 5                 COMMISSIONER NIKOLAISEN:  In favor.

 6                 MS. FRANKS:  Commissioner Adorjan?

 7                 COMMISSIONER ADORJAN:  In favor.

 8                 MS. FRANKS:  By your vote, you've adopted

 9   preliminary order for disciplinary action DC-01-064. 

10                 MR. MULLALLY:  Thank you. 

11                 Mr. Chairman, the next item on the agenda is

12   the approval of change in control for IGT and Anchor Gaming

13   and Mike Bushmann will make the presentation.  I also have

14   Jim Oberkirsch here if you have any questions. 

15                 MR. BUSHMANN:  Resolution No. 01-082 under

16   Tab K of your book proposes to grant approval for the merger

17   of the parent companies of two Missouri suppliers, IGT and

18   Anchor Coin, Inc. 

19                 After the merger occurs, both companies will

20   continue to exist, but the parent Anchor Gaming will be a

21   wholly-owned subsidiary of the parent International Game

22   Technology. 

23                 There are no problems with the suitability of

24   any of these companies, as a relicensing investigation was

25   completed in May of this year.  Under the terms of this

0088

 1   resolution, the resolution will not become effective until

 2   the Gaming Commission has received notification that the

 3   Federal Trade Commission will not block the merger from

 4   occurring. 

 5                 And I think Jim Oberkirsch has a few further

 6   comments about the financial aspects of the merger.

 7                 MR. OBERKIRSCH:  Good morning.  As Mike just

 8   described, IGT will be the surviving public company and

 9   Anchor's common stock will be exchanged for IGT's common

10   stock valued at about a billion dollars. 

11                 Both companies are more than financially

12   suitable on a stand-alone basis and the combined company

13   should even be stronger.  S&P feels they're a candidate for

14   an investment grade upgrade in their credit rating and they

15   both exhibit extremely strong financial ratios.  That's all

16   I have. 

17                 VICE CHAIRMAN SMITH:  You have no reservations

18   about them?

19                 MR. OBERKIRSCH:  None. 

20                 VICE CHAIRMAN SMITH:  Do the Commissioners

21   have any questions?

22                 COMMISSIONER NIKOLAISEN:  No.

23                 COMMISSIONER ADORJAN:  None.

24                 VICE CHAIRMAN SMITH:  Do we have a motion to

25   approve Resolution 01-082 concerning licensing of Anchor

0089

 1   Gaming?

 2                 COMMISSIONER NIKOLAISEN:  So moved. 

 3                 VICE CHAIRMAN SMITH:  Moved.  Seconded?

 4                 COMMISSIONER ADORJAN:  Seconded.

 5                 VICE CHAIRMAN SMITH:  Call role. 

 6                 MS. FRANKS:  Commissioner Smith? 

 7                 VICE CHAIRMAN SMITH:  In favor.

 8                 MS. FRANKS:  Commissioner Nikolaisen?

 9                 COMMISSIONER NIKOLAISEN:  In favor.

10                 MS. FRANKS:  Commissioner Adorjan?

11                 COMMISSIONER ADORJAN:  In favor.

12                 MS. FRANKS:  By your vote, you've adopted

13   Resolution No. 01-082. 

14                 MR. MULLALLY:  Next item on the agenda is a

15   consideration of licensure of certain level one and key

16   applicants, and Lieutenant Rick Wilhoit will make the

17   presentation for the staff. 

18                 LIEUTENANT WILHOIT:  Mr. Chairman,

19   Commissioners, the background teams conducted an

20   investigation of a key person that included, but was not

21   limited to, criminal, financial and general character

22   inquiries. 

23                 The following individual has been investigated

24   and found to be suitable for licensing by the Commission:

25   Thomas J. Carr, the regional vice-president of operations of

0090

 1   Isle of Capri Casinos, Incorporated.

 2                 VICE CHAIRMAN SMITH:  Any of the Commissioners

 3   have any questions concerning this relicensure?

 4                 COMMISSIONER ADORJAN:  None.

 5                 COMMISSIONER NIKOLAISEN:  None. 

 6                 VICE CHAIRMAN SMITH:  Do we have a motion to

 7   approve 01-083?

 8                 COMMISSIONER NIKOLAISEN:  So moved. 

 9                 COMMISSIONER ADORJAN:  Second. 

10                 VICE CHAIRMAN SMITH:  Moved and seconded that

11   we adopt Resolution No. 01-083 concerning license

12   application.  Call the role, please. 

13                 MS. FRANKS:  Commissioner Smith? 

14                 VICE CHAIRMAN SMITH:  In favor.

15                 MS. FRANKS:  Commissioner Nikolaisen?

16                 COMMISSIONER NIKOLAISEN:  In favor.

17                 MS. FRANKS:  Commissioner Adorjan?

18                 COMMISSIONER ADORJAN:  In favor.

19                 MS. FRANKS:  By your vote, you've adopted

20   Resolution No. 01-083. 

21                 MR. MULLALLY:  Mr. Chairman, I think if --

22   with your permission, the next two agenda items can be done

23   with just two votes.  We have a series of rules, but they

24   are relatively mundane or they're just proposed rules.  And

25   I think with your permission, if we could just explain them

0091

 1   all, I think we could combine them all into one vote. 

 2                 VICE CHAIRMAN SMITH:  And these are

 3   preliminary rules that have to be published anyway.

 4   Correct?

 5                 MR. MULLALLY:  That's correct.  It's simply

 6   getting them into the public comment phase.  And, again,

 7   they are not particularly controversial, in our minds. 

 8                 Mike Bushmann will explain rules under Tab M,

 9   and on your agenda they're enumerated.  He will explain

10   Rules 1 through 6 and 9 through 11, and I will take No. 7

11   and 8.  And then if you could let us explain them, and then

12   I think we can combine all those rules into one vote. 

13                 VICE CHAIRMAN SMITH:  Just for the information

14   of the public here, these number of resolutions, this is a

15   preliminary reading and we'll have another opportunity to

16   look at this later.  You can proceed.

17                 MR. BUSHMANN:  Commissioners, the first five

18   rules under Tab M all relate to the same subject.  These

19   five amendments all concern business entity key persons,

20   which are business organizations that own significant

21   amounts of stock in gaming applicants or licensees. 

22                 A typical example of a business entity key

23   person is a parent corporation that owns a licensed

24   riverboat casino company in this state.  Recently the staff

25   came to the conclusion that the regulations were somewhat

0092

 1   vague about the nature of a business entity key person

 2   license.  And the purpose of these amendments is to clarify

 3   the status of business entity key persons as occupational

 4   licensees. 

 5                 A business entity that met the definition of a

 6   key person would still need to follow the same requirements

 7   as individual key persons except for the fingerprint,

 8   photograph and badge requirements. 

 9                 These amendments would make it clear that all

10   key persons will be treated in a similar manner whether

11   they're business organizations or individuals, and we

12   recommend that these five rule amendments be approved. 

13                 The No. 6 on your list relates to bingo games.

14   This is a new rule that would prohibit riverboat casino

15   companies from offering bingo games on their premises.  This

16   was brought about in response to concerns by charitable

17   organizations that they would compete heavily with the

18   charitable organizations in offering bingo games.

19                 VICE CHAIRMAN SMITH:  I thought we already

20   prohibited that. 

21                 MR. BUSHMANN:  I don't believe so, sir. 

22                 MR. MULLALLY:  By policy, but not by rule. 

23                 VICE CHAIRMAN SMITH:  Not by rule.  Okay.  Any

24   other rules to be covered before we vote?

25                 MR. MULLALLY:  We've got a few more to do and

0093

 1   then I've got -- go ahead and do 8 -- 9 through 11. 

 2                 MR. BUSHMANN:  Number 9 relates to financial

 3   reporting by the casinos.  It was proposed by the staff that

 4   we include a quarterly report in addition to the monthly and

 5   annual reports. 

 6                 And actually this is more of a redesign of the

 7   report format as requested by the financial department of

 8   our agency.  It would not increase the reporting

 9   requirements.  It would just change them and reformat them

10   and it would be more concise and improve our reporting

11   requirements. 

12                 Rule 12.090, which is No. 10 on your list, is

13   proposed to be amended to allow a casino's food and beverage

14   director to consume alcoholic beverages in non-gaming areas

15   for business purposes. 

16                 It was the conclusion of the staff that

17   consumption of alcohol was a part of the job function for

18   that position and that it would be counterproductive to

19   prohibit it. 

20                 In addition, the staff had previously provided

21   guidance to the casinos concerning consumption of alcohol by

22   beverage servers.  Those past interpretations have been

23   included in this amendment to make it clear that beverage

24   servers may not taste test alcoholic beverages on the casino

25   premises. 

0094

 1                 Number 11 on your list is the imposition of

 2   hearing costs.  A few months ago there was discussion among

 3   the Commissioners about the problem of applicants and

 4   licensees who request a hearing and then fail to attend,

 5   because the Commission incurs significant costs for these

 6   hearings. 

 7                 This rule amendment is proposed in an attempt

 8   to remedy this problem by allowing the Commission to assess

 9   hearing costs of up to $50 against persons who fail to

10   attend the hearing that they requested without good cause.

11   This will not entirely cover the cost of the hearing, but

12   hopefully, it may reduce the number of defaults. 

13                 MR. MULLALLY:  Mr. Chairman, the Nos. 11 and 8

14   on your list deal with two safety inspection standards,

15   rules and Patricia Churchill drafted these and had intended

16   to be here to present them.  She is in Jefferson City

17   attending a budget hearing on behalf of the Commission.

18                 Although the rule is somewhat lengthy, it's

19   fairly simple in its design.  Currently only the American

20   Bureau of Shipping is qualified under Commission rules to

21   conduct safety inspections on the riverboat casinos. 

22                 And although we have had an excellent,

23   excellent working relationship with the American Bureau of

24   Shipping and we hold them in high regard, we do believe that

25   there are other people out there that are qualified to

0095

 1   conduct these inspections and that the state would benefit

 2   by having some competition for these services.

 3                 Although the American Bureau of Shipping has

 4   an excellent reputation and some fine people to do the work,

 5   I don't think they have a corner on the market on this and I

 6   think it -- by having them the only ones available to

 7   conduct these inspections, it may squelch innovation and

 8   better practices.

 9                 And from the casino's perspective, they have

10   been asking for this for quite some time and I think there

11   is some price concerns that they have.  So we have worked

12   with the industry and with safety experts for many, many

13   months on this rule.  This has been a long time in coming

14   and we're simply asking for your permission to get this out

15   in the public domain for comment. 

16                 VICE CHAIRMAN SMITH:  Does that conclude the

17   presentation of all of those?

18                 MR. MULLALLY:  Yes.

19                 VICE CHAIRMAN SMITH:  I wonder, can we just

20   adopt a resolution for preliminary approval for the

21   resolutions that you've covered and then you can fill in the

22   blanks for us?

23                 MR. MULLALLY:  Well, I think we could just do

24   it with a motion that the rules contained under agenda

25   Item M be adopted.  I think that would be sufficient. 

0096

 1                 VICE CHAIRMAN SMITH:  Do we have such a

 2   motion?

 3                 COMMISSIONER NIKOLAISEN:  So moved. 

 4                 COMMISSIONER ADORJAN:  Second.

 5                 VICE CHAIRMAN SMITH:  Moved and seconded that

 6   the items covered under Tab M be -- receive approval for the

 7   preliminary approval.  Call role. 

 8                 MS. FRANKS:  Commissioner Smith? 

 9                 VICE CHAIRMAN SMITH:  In favor.

10                 MS. FRANKS:  Commissioner Nikolaisen?

11                 COMMISSIONER NIKOLAISEN:  In favor.

12                 MS. FRANKS:  Commissioner Adorjan?

13                 COMMISSIONER ADORJAN:  In favor. 

14                 MS. FRANKS:  By your vote, you've adopted the

15   proposed rule and amendments under Tab M. 

16                 MR. MULLALLY:  Mr. Chairman, the final item on

17   the agenda is the consent agenda.  As you may recall from

18   our bylaws, these are items that can be adopted by one

19   single vote.  And Corporal David Booker will make a

20   presentation regarding all these agenda items for the staff

21   and then a motion to adopt all the consent agenda items

22   would be appropriate. 

23                 VICE CHAIRMAN SMITH:  Bingo items, is that

24   what we're --

25                 CORPORAL BOOKER:  Yes, sir.       

0097

 1                 Members of the Commission, today I'm

 2   presenting several companies for relicensure as suppliers or

 3   manufacturers of bingo products in the state of Missouri.

 4                 You may notice some of the companies mentioned

 5   hold dual licenses.  The primary difference in relicensing a

 6   manufacturer and a supplier is a bond requirement which is

 7   incumbent upon a supplier as they are responsible for paying

 8   the taxes on items sold. 

 9                 The relicensure of manufacturers includes, but

10   is not limited to, the following checks of the company:

11   Federal and state tax checks, customer and product lists,

12   the corporation's organization structure and gaming license

13   checks. 

14                 The following checks were conducted on key

15   persons of the company:  NCIC/Mules checks, credit checks,

16   and an IRS tax check. 

17                 Our investigation has not disclosed any

18   information that would preclude the following companies from

19   being relicensed as bingo manufacturers by the Missouri

20   Gaming Commission:  American Games, Incorporated; Arrow

21   International, Incorporated; Bingo Brain, Incorporated;

22   Douglas Press, Incorporated; GameTech International,

23   Incorporated; International Gamco, Incorporated; Universal

24   Manufacturing Company; Video King Gaming Systems,

25   Incorporated; and Western Bingo Supplies, Incorporated. 

0098

 1                 The relicensure of suppliers includes, but is

 2   not limited to, the following checks of the company:  The

 3   bond requirement, federal and state tax checks, customer and

 4   product lists, corporate organizational charts and gaming

 5   license checks. 

 6                 The following checks were conducted on their

 7   key persons:  NCIC/Mules, credit checks and IRS tax checks.

 8                 Our investigation has not disclosed any

 9   information that would preclude the following companies from

10   being relicensed as bingo suppliers by the Missouri Gaming

11   Commission:  All American Bingo, Incorporated; Bingo Brain,

12   Incorporated; MMG, Incorporated, doing business as Bingo

13   Supply Center; GameTech International, Incorporated; and

14   Games Galore.

15                 VICE CHAIRMAN SMITH:  Are all of these found

16   under Tab O?

17                 MR. MULLALLY:  That's -- no.  I believe

18   they're all under Tab N.

19                 VICE CHAIRMAN SMITH:  N.

20                 MR. MULLALLY:  N and O.  I'm sorry.

21                 VICE CHAIRMAN SMITH:  They're not in the same

22   order you gave them in my book, but it sounds like you

23   covered everything I had.  Are there any questions from the

24   Commissioners?

25                 COMMISSIONER ADORJAN:  None.

0099

 1                 COMMISSIONER NIKOLAISEN:  None.

 2                 VICE CHAIRMAN SMITH:  Can we approve these the

 3   same way?

 4                 MR. MULLALLY:  Yeah.  Adopt all the agenda

 5   items on the consent agenda.

 6                 COMMISSIONER NIKOLAISEN:  So moved for the

 7   adoption for the consent agenda.

 8                 VICE CHAIRMAN SMITH:  I couldn't hear you.

 9                 MR. MULLALLY:  Move the adoption of the

10   consent agenda. 

11                 VICE CHAIRMAN SMITH:  We have a motion.  Do we

12   have a second?

13                 COMMISSIONER ADORJAN:  Second. 

14                 VICE CHAIRMAN SMITH:  Call role. 

15                 MS. FRANKS:  Commissioner Smith?

16                 VICE CHAIRMAN SMITH: In favor.

17                 MS. FRANKS:  Commissioner Nikolaisen?

18                 COMMISSIONER NIKOLAISEN:  In favor.

19                 MS. FRANKS:  Commissioner Adorjan?

20                 COMMISSIONER ADORJAN:  In favor.

21                 MS. FRANKS:  By your vote, you've adopted the

22   consent agenda. 

23                 MR. MULLALLY:  Mr. Chairman, I just have one

24   more item.  It's been called to my attention that the

25   Commission Resolution 01-083 that you just adopted regarding

0100

 1   the suitability of Thomas J. Carr has an effective date of

 2   2/6/02.  And we need to amend that to 2/6/01.

 3                 VICE CHAIRMAN SMITH:  Sounds like a good idea.

 4   Do we have a motion to amend the resolution to change the

 5   date?

 6                 COMMISSIONER ADORJAN:  I move it. 

 7                 VICE CHAIRMAN SMITH:  Is there a second?

 8                 COMMISSIONER NIKOLAISEN:  Second. 

 9                 MR. MULLALLY:  Voice vote.

10                 VICE CHAIRMAN SMITH:  All in favor, say aye.

11                 RESPONSE:  Aye.

12                 VICE CHAIRMAN SMITH:  Opposed? 

13                 Carried. 

14                 Anything else? 

15                 MR. MULLALLY:  That is all the staff has for

16   you, Mr. Chairman.  Thank you. 

17                 VICE CHAIRMAN SMITH:  The only other thing on

18   the agenda was a closed session.  And do any of the

19   Commissioners feel like that we need a closed session at

20   this time?  If so, we can exclude everybody and I guess

21   we'll meet in this room.  What's your feeling?

22                 COMMISSIONER ADORJAN:  I don't see a need

23   unless you have something, Bob, or unless Lynne has

24   something. 

25                 VICE CHAIRMAN SMITH:  I'm sorry.  I can't hear

0101

 1   you.

 2                 COMMISSIONER ADORJAN:  I have no requirement

 3   for a closed session unless Lynne or yourself or the

 4   director has anything.

 5                 COMMISSIONER NIKOLAISEN:  I have nothing.

 6                 VICE CHAIRMAN SMITH:  Lynne has nothing. 

 7                 Do you have anything that you think we can't

 8   put off until the next meeting?

 9                 MR. MULLALLY:  No, sir, Mr. Chairman.  Nothing

10   at this time.

11                 VICE CHAIRMAN SMITH:  I just thought I'd tell

12   you what the situation is here.  They've got me set up here

13   at a head table with a lighted angel by my side, so it feels

14   pretty lonely up here.

15                 COMMISSIONER ADORJAN:  We'll try to solve that

16   next time.

17                 VICE CHAIRMAN SMITH:  Thanks. 

18                 I think if there's nothing else, I guess

19   motion to adjourn is called for.  Do we have such a motion?

20                 COMMISSIONER ADORJAN:  I'll move it. 

21                 VICE CHAIRMAN SMITH:  Is there a second?

22                 COMMISSIONER NIKOLAISEN:  Second.

23                 VICE CHAIRMAN SMITH:  All in favor, say aye.

24                 RESPONSE:  Aye.

25                 VICE CHAIRMAN SMITH:  And wish everybody at

0102

 1   the holiday season a happy time if I miss you and good luck

 2   with your ill relatives. 

 3                 (HEARING ADJOURNED.)

 4  

 5  

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24                    C E R T I F I C A T E

25   STATE OF MISSOURI       )

                             ) ss.

0103

 1   COUNTY OF COLE          ) 

 2  

           I, Tracy L. Thorpe Cave, Certified Shorthand Reporter,

 3   with the firm of Associated Court Reporters, Inc., and

     Notary Public within and for the State of Missouri, do

 4   hereby certify that I was personally present at the

     proceedings had in the above-entitled cause at the time and

 5   place set forth in the caption sheet thereof; that I then

     and there took down in Stenotype the proceedings had; and

 6   that the foregoing is a full, true and correct transcript of

     such Stenotype notes so made at such time and place.

 7  

            Given at my office in the City of Jefferson, County

 8   of Cole, State of Missouri, this 31st day of December, 2001.

 9  

10                      _____________________________________

                        TRACY L. THORPE CAVE

11                      Notary Public, State of Missouri

                        (Commissioned in Boone County.)

12  

13        

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48